Notice To Securities America, CapWest Securities and Cullum & Burks Securities Customers Who Purchased Medical Capital Notes
26 November 2009 - 1:30AM
PR Newswire (US)
NEWPORT BEACH, Calif., Nov. 25 /PRNewswire/ -- The Securities Law
Firm of Klayman & Toskes, P.A. ("K&T"),
http://www.nasd-law.com/, announced today that a class action
lawsuit, Case No. 8:09-cv-01084, has been filed against Ameriprise
Financial (NYSE:AMP) and its broker-dealer subsidiary Securities
America, as well as CapWest Securities and Cullum & Burks
Securities, on behalf of investors who purchased or otherwise
acquired notes of Medical Provider Financial Corp. III, Medical
Provider Financial Corp. IV, Medical Provider Funding Corp. V and
Medical Provider Funding Corp. VI (collectively referred to as
"Medical Capital notes") from Securities America, CapWest
Securities and/or Cullum & Burks. The Complaint alleges that
"Cullum & Burks, Securities America, CapWest Securities and
their affiliates did not make a reasonable investigation or possess
reasonable grounds to believe that the statements contained and
incorporated by reference in the [Private Placement Memoranda] at
the time of the MedCap Entities' offerings were true and without
omissions of material fact and were not misleading. Had Defendants
Cullum & Burks, Securities America, CapWest Securities and
their affiliates exercised reasonable care, they would have known
of such omissions." Under NASD Rules, brokerage firms have an
obligation to make suitable recommendations to their customers and
to conduct adequate due diligence of new products before they are
sold to their customers. Presently, K&T represents investors
who invested in Medical Capital notes, in securities arbitration
claims before the Financial Industry Regulatory Authority
("FINRA"). Potential class members who purchased Medical Capital
notes from Securities America, CapWest Securities or Cullum &
Burks should consider whether they should participate in the class
action or file an individual securities arbitration claim. By
participating in a class action lawsuit, an investor may only
recover a nominal amount. However, if one has experienced
significant losses in Medical Capital notes, it may be more
beneficial for them to file an individual securities arbitration
claim. In 2003, K&T conducted a detailed study of securities
arbitration versus class action. The study concluded that investors
who file a securities arbitration claim traditionally obtain an
overall higher rate of recovery as opposed to participating in a
class action lawsuit. To view the full results of the comparison,
please visit our web-site:
http://www.nasd-law.com/documents/classvr.pdf. Investors who
purchased Medical Capital notes from a full-service brokerage firm
and sustained significant losses can contact K&T to explore
their legal rights and options. The attorneys at K&T are
dedicated to pursuing claims on behalf of investors who have
suffered investment losses. K&T, an experienced, qualified and
nationally recognized securities litigation law firm, practices
exclusively in the field of securities arbitration and litigation.
It continues its representation of investors throughout the world
in securities arbitration and litigation matters against major Wall
Street brokerage firms. If you wish to discuss this announcement or
have investment losses of $100,000 or more in Medical Capital
notes, please contact Steven D. Toskes, Esquire or Jahan K.
Manasseh, Esquire of Klayman & Toskes, P.A., at 888-997-9956,
or visit us on the web at http://www.nasd-law.com/. DATASOURCE:
Klayman & Toskes, P.A. CONTACT: Steven D. Toskes, Esquire or
Jahan K. Manasseh, Esquire of Klayman & Toskes, P.A.,
+1-888-997-9956 Web Site: http://www.nasd-law.com/
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