Securities Registration (section 12(b)) (8-a12b)
16 Dezember 2019 - 7:56PM
Edgar (US Regulatory)
FORM 8-A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PACIFIC GLOBAL ETF TRUST
(Exact name of registrant as specified in its charter)
Delaware
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See below
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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840 Newport Center Drive, 7th Floor
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Newport Beach, California
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92660
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class
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Name of each exchange on which
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to be so registered
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each class is to be registered
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I.R.S. Employer Identification No.
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Shares of beneficial interest, no par value, of:
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NYSE Arca, Inc.
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84-2698132
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Pacific Global Senior Loan ETF
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-227097
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrants Securities to be Registered.
A description of the shares of beneficial interest, no par value, of Pacific Global Senior Loan ETF, a series of Pacific Global ETF Trust (the Registrant), is incorporated herein by reference to Post-Effective Amendment No. 3 to the Registrants registration statement on Form N-1A, filed with the Securities and Exchange Commission on August 2, 2019 (Files No. 333-227097; 811-23376). Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
1. Registrants Certificate of Trust, incorporated herein by reference to Exhibit (a)(1)(A) to the Registrants Registration Statement on Form N-1A (File Nos. 333-227097; 811-23376), as filed with the Securities and Exchange Commission on August 29, 2018.
2. Registrants Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2)(A) to the Registrants Registration Statement on Form N-1A (File Nos. 333-227097; 811-23376), as filed with the Securities and Exchange Commission on August 29, 2018.
3. Registrants By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrants Registration Statement on Form N-1A (File Nos. 333-227097; 811-23376), as filed with the Securities and Exchange Commission on August 29, 2018.
SIGNATURE
Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Newport Beach and the State of California, on the 16th day of December 2019.
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Pacific Global ETF Trust
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(Registrant)
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By:
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/s/ J.G. Lallande
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Name:
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J. G. Lallande
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Title:
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Vice President and Assistant Secretary
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2
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