Current Report Filing (8-k)
25 Januar 2023 - 10:07PM
Edgar (US Regulatory)
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2023-01-20
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 20, 2023
TAKUNG
ART CO., LTD
(Exact
name of Registrant as specified in its charter)
| Delaware |
|
001-38036 |
|
26-4731758 |
(State
or other jurisdiction
of
Incorporation) |
|
(Commission
File No.) |
|
(IRS
Employer
Identification
No.) |
Office
Q 11th Floor, Kings
Wing Plaza 2
No.
1 Kwan Street, Sha Tin, New Territories, Hong Kong
(Address
of Principal Executive Offices)
Registrant’s
telephone number: +8613020144962
Room
709 Tower 2, Admiralty Centre,
18
Harcourt Road, Admiralty, Hong Kong
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☒ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which
registered |
Common
Stock, par value $0.001 per share |
|
TKAT |
|
NYSE
American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On
January 20, 2023, Takung Art Co., Ltd. (the “Company”) received an official notice of noncompliance from the NYSE Regulation
(“NYSE”) stating that the Company is noncompliant with Section 704 of the NYSE American Company Guide (the “Company
Guide”) for failure to hold an annual meeting for the fiscal year ended December 31, 2021 by December 31, 2022 (“2022 Annual
Meeting”). Section 704 of the Company Guide requires an issuer to hold an annual meeting during each fiscal year. The Company expects
to hold its Annual Meeting in 2023, at which time the Company will regain compliance with NYSE American LLC’s (“NYSE American’s”)
continued listing standards.
Item
8.01. Other Events
On
January 25, 2023, the Company issued a press release announcing its receipt of the NYSE Notice. A copy of the press release is attached
hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
January 25, 2023
| |
Takung
Art Co., Ltd |
| |
|
| |
/s/
Kuangtao Wang |
| |
Name: |
Kuangtao Wang |
| |
Title: |
Co-Chief Executive Officer |
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