Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
06 Mai 2020 - 4:25PM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on May 6, 2020
1933 Act Registration No. 333-215607
1940 Act Registration No. 811-23227
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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x
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Pre-Effective Amendment No.
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¨
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Post-Effective Amendment No. 16
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x
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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x
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Amendment No. 22
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(Check appropriate box or boxes.)
Syntax
ETF Trust
(Exact Name of Registrant as Specified in
Charter)
One Liberty Plaza, 46th Floor, New York,
NY 10006
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s Telephone Number, including
Area Code: (212) 883 - 2290
Kathy Cuocolo, One Liberty Plaza, 46th
Floor, New York, NY 10006
(Name and Address of Agent for Service)
Copies to:
Kathleen H. Moriarty
Counsel to the Trust
Chapman & Cutler LLP
1270 Avenue of the Americas, 30th Floor
New York, New York 10020
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It is proposed that this filing will become effective: (check appropriate box)
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x
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immediately upon filing pursuant to paragraph (b)
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¨
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on (date) pursuant to paragraph (b)
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¨
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60 days after filing pursuant to paragraph (a)(1)
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¨
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on (date) pursuant to paragraph (a)(1)
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¨
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75 days after filing pursuant to paragraph (a)(2)
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¨
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on (date) pursuant to paragraph (a)(2) of rule 485.
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If appropriate, check the following box:
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¨
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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EXPLANATORY NOTE
This
Post-Effective Amendment No. 16 relates to the Syntax Stratified U.S. Total Market Hedged ETF and Syntax Stratified LargeCap
II ETF (the “Funds”), each a series of Syntax ETF Trust (the “Trust”). The sole purpose of the filing is
to file as an Exhibit to the Trust’s Registration Statement, risk/return summary information in interactive data format for
the Funds.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirement for effectiveness
of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No.
16 to Registration Statement No. 333-215607 to be signed on its behalf by the undersigned, duly authorized, in the City of New
York, State of New York, on the 6th day of May, 2020.
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SYNTAX ETF TRUST
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(Registrant)
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By:
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/s/ Rory B. Riggs
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Rory B. Riggs
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Chief Executive Officer (Principal Executive Officer)
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Pursuant to the requirements of the Securities
Act of 1933, this Post-Effective Amendment No. 16 to its Registration Statement has been signed by the following persons in the
capacities and on the dates indicated:
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Signature
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Title
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Date
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/s/ Rory B. Riggs
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Chief Executive Officer (Principal Executive Officer) and Trustee
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May 6, 2020
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Rory B. Riggs
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/s/ David Jaffin
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Treasurer (Principal Financial Officer)
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May 6, 2020
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David Jaffin
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/s/ Kathy Cuocolo*
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President, and Trustee
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May 6, 2020
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Kathy Cuocolo
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/s/ Deborah Fuhr*
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Trustee
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May 6, 2020
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Deborah Fuhr
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/s/ George Hornig*
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Trustee
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May 6, 2020
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George Hornig
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/s/ Richard Lyons*
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Trustee
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May 6, 2020
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Richard Lyons
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/s/ Stewart Myers*
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Trustee
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May 6, 2020
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Steward Myers
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* by:
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/s/
Carly Arison
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May 6, 2020
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Carly Arison **
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(**Secretary and attorney-in-fact pursuant to power of attorney
previously filed.)
Exhibit Index
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Exhibit
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Document
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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