Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
29 Januar 2020 - 4:03PM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on January 29, 2020
1933 Act Registration No. 333-215607
1940 Act Registration No. 811-23227
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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¨
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Post-Effective Amendment No. 8
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No. 14
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(Check appropriate box or boxes.)
Syntax ETF Trust
(Exact Name of Registrant as Specified in
Charter)
One Liberty Plaza, 46th Floor, New York,
NY 10006
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s Telephone Number, including
Area Code: (212) 883-2290
Kathy Cuocolo, One Liberty Plaza, 46th
Floor, New York, NY 10006
(Name and Address of Agent for Service)
Copies to:
Kathleen H. Moriarty
Counsel to the Trust
Chapman & Cutler LLP
1270 Avenue of the Americas, 30th Floor
New York, New York 10020
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It is proposed that this filing will become effective: (check appropriate box)
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immediately upon filing pursuant to paragraph (b)
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on (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of rule 485.
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If appropriate, check the following box:
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¨
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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EXPLANATORY NOTE
This Post-Effective Amendment No. 8 relates
to the Syntax Stratified MidCap ETF and Syntax Stratified SmallCap ETF (the “Funds”), each a series of Syntax ETF Trust
(the “Trust”). The sole purpose of the filing is to file as an Exhibit to the Trust’s Registration Statement,
risk/return summary information in interactive data format for the Funds.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness
of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment
No. 8 to Registration Statement No. 333-215607 to be signed on its behalf by the undersigned, duly authorized, in the City of New
York, State of New York, on this 29th day of January, 2020.
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SYNTAX ETF TRUST
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By:
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/s/ Rory B. Riggs*
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Rory B. Riggs
Chief Executive Officer (Principal Executive Officer)
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Pursuant to the requirements of the Securities
Act of 1933, this Post-Effective Amendment No. 8 to its Registration Statement has been signed by the following persons in the
capacities and on the dates indicated:
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Signature
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Title
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Date
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/s/ Rory B. Riggs*
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Chief Executive Officer
(Principal Executive Officer) and Trustee
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January 29, 2020
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Rory B. Riggs
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/s/ Kathy Cuocolo
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President and Trustee
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January 29, 2020
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Kathy Cuocolo
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/s/ Deborah Fuhr*
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Trustee
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January 29, 2020
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Deborah Fuhr
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/s/ George Hornig*
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Trustee
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January 29, 2020
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George Hornig
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/s/ Richard Lyons*
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Trustee
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January 29, 2020
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Richard Lyons
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/s/ Stewart Myers*
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Trustee
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January 29, 2020
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Steward Myers
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*by
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/s/ Kathy Cuocolo
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Kathy Cuocolo (Attorney-in-Fact and pursuant to Power of Attorney)
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Exhibit Index
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Exhibit
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Document
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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