Issue of Equity
01 Dezember 2003 - 11:45AM
UK Regulatory
RNS Number:6737S
St. Barbara Mines Limited
01 December 2003
ASX SHAREHOLDERS REPORT
Appendix 3B Notice
Attached please find Appendix 3B notice for unlisted options issued to Resource
Capital Fund II.
Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/
2001, 11/3/2002, 1/1/2003.
Name of entity St Barbara Mines Limited
ABN
36 009 165 066
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued Unlisted options
or to be issued
2 Number of +securities 17,382,463
issued or to be issued (if
known) or maximum number
which may be issued
3 Principal terms of the Expiry Date Exercise Price Number
+securities (eg, if options,
exercise price and expiry 24 May 2008 A$0.1138 14,252,357
date; if partly paid
+securities, the amount 24 May 2008 A$0.2086 485,953
outstanding and due dates
for payment; if +convertible 24 May 2008 A$0.2124 2,386,296
securities, the conversion
price and dates for 24 May 2008 A$0.2125 257,857
conversion)
17,382,463
4 Do the +securities rank Yes - once the options are exercised
equally in all respects from
the date of allotment with
an existing +class of quoted
+securities?
If the additional securities
do not rank equally, please
state:
* the date from which
they do
* the extent to which
they participate for the
next dividend, (in the case
of a trust, distribution) or
interest payment
* the extent to which
they do not rank equally,
other than in relation to
the next dividend,
distribution or interest
payment
5 Issue price or consideration See Part 1 Section 3
Purpose of the issue Corporate debt facility fee
6 (If issued as consideration
for the acquisition of
assets, clearly identify
those assets)
7 Dates of entering 28 November 2003
+securities into
uncertificated holdings
or despatch of
certificates
Number +Class
8 Number and +class of all 539,149,157 Fully paid ordinary shares
+securities quoted on ASX
(including the securities
in clause 2 if
applicable) 44,329,772 Listed Options
Expiry 29 Feb 2004
Exercise price $0.30 each
Number +Class
9 Number and +class of all Unlisted Options
+securities not quoted on 5,000,000 23/12/2004 - 0.25
ASX (including the 5,000,000 23/12/2004 - 0.35
securities in clause 2 if 5,000,000 23/12/2004 - 0.45
applicable) 10,500,000 31/12/2004 - 0.40
157,938 07/02/2005 - 0.2125
373,893 05/03/2005 - 0.2125
449,638 02/04/2005 - 0.2125
6,000,000 26/04/2007 - 0.35
470,589 20/05/2005 - 0.2125
36,118 20/05/2005 - 0.2086
499,597 03/06/2005 - 0.2125
50,894 03/06/2005 - 0.2086
88,680 03/06/2005 - 0.2124
483,482 15/07/2005 - 0.2125
49,252 15/07/2005 - 0.2086
241,854 15/07/2005 - 0.2124
499,597 13/08/2005 - 0.2125
50,894 13/08/2005 - 0.2086
249,917 13/08/2005 - 0.2124
499,597 06/09/2005 - 0.2125
50,894 06/09/2005 - 0.2086
249,917 06/09/2005 - 0.2124
483,482 15/10/2005 - 0.2125
49,252 15/10/2005 - 0.2086
241,854 15/10/2005 - 0.2124
1,000,000 31/12/2005 - 0.11
1,482,677 07/07/2006 - 0.2125
151,040 07/07/2006 - 0.2086
741,686 07/07/2006 - 0.2124
3,177,890 07/07/2006 - 0.1138
5,834,004 07/01/2007 - 0.2125
594,308 07/01/2007 - 0.2086
2,918,376 07/01/2007 - 0.2124
17,430,243 07/01/2007 - 01138
1,575,000 17/01/2008 - 0.35
14,252,357 24/05/2008 - 0.1138
485,953 24/05/2008 - 0.2086
2,386,296 24/05/2008 - 0.2124
257,857 24/05/2008 - 0.2125
89,065,026
10 Dividend policy (in the -
case of a trust,
distribution policy) on
the increased capital
(interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required? N/A
12 Is the issue renounceable or N/A
non-renounceable?
13 Ratio in which the +securities will be N/A
offered
14 +Class of +securities to which the N/A
offer relates
15 +Record date to determine entitlements N/A
16 Will holdings on different registers N/A
(or subregisters) be aggregated for
calculating entitlements?
17 Policy for deciding entitlements in N/A
relation to fractions
18 Names of countries in which the entity N/A
has +security holders who will not be
sent new issue documents
Note: Security holders must be told how
their entitlements are to be dealt
with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances N/A
or renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or N/A
commission
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the N/A
broker to the issue
24 Amount of any handling fee payable to N/A
brokers who lodge acceptances or
renunciations on behalf of +security
holders
25 If the issue is contingent on +security N/A
holders' approval, the date of the
meeting
26 Date entitlement and acceptance form N/A
and prospectus or Product Disclosure
Statement will be sent to persons
entitled
27 If the entity has issued options, and N/A
the terms entitle option holders to
participate on exercise, the date on
which notices will be sent to option
holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if N/A
applicable)
30 How do +security holders sell their N/A
entitlements in full through a broker?
31 How do +security holders sell part of N/A
their entitlements through a broker and
accept for the balance?
32 How do +security holders dispose of N/A
their entitlements (except by sale
through a broker)?
33 +Despatch date N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that
become fully paid, employee incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information
or documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the
additional +securities, and the number and percentage of additional +securities held by those
holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which N/A
+quotation is sought
39 Class of +securities for which N/A
quotation is sought
40 Do the +securities rank equally in all N/A
respects from the date of allotment
with an existing +class of quoted
+securities?
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next dividend, (in
the case of a trust, distribution) or
interest payment
* the extent to which they do not
rank equally, other than in relation to
the next dividend, distribution or
interest payment
41 Reason for request for quotation now N/A
Example: In the case of restricted
securities, end of restriction period
(if issued upon conversion of another
security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities N/A
quoted on ASX (including the securities
in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law
and is not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities to be quoted
and that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F
of the Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the Corporations Act
at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form.
If any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here:
Date: ..28 November 2003...
(Director/Company secretary)
Print name: Alan D. Rule.............................
Alan Rule
Company Secretary
28 November 2003
Enquiries regarding this report may be directed to:
Stephen W. Miller Executive Chairman
Telephone (08) 9476 5555
Overseas +61 8 9476 5555
or
Colin G. Jackson
Investor Relations
Telephone 0417 929 107
St Barbara Mines Limited
Level 2, 16 Ord Street
West Perth
Western Australia 6005
Telephone (08) 9476 5555
Overseas +61 8 9476 5555
Dollar values in this report are Australian dollars unless otherwise stated.
This information is provided by RNS
The company news service from the London Stock Exchange
END
IOEBFLFBXLBZFBL