Form 8-K - Current report
02 Oktober 2023 - 10:43PM
Edgar (US Regulatory)
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): September 26, 2023
SPLASH
BEVERAGE GROUP, INC. |
(Exact
Name of Registrant as Specified in Its Charter) |
|
Nevada |
(State
or Other Jurisdiction of Incorporation) |
001-40471 |
|
34-1720075 |
(Commission File Number) |
|
(IRS Employer Identification
No.) |
|
1314
East Las Olas Blvd, Suite 221
Fort Lauderdale, Florida 33316 |
|
(Address of
Principal Executive Offices) |
|
(954)
745-5815 |
(Registrant’s
Telephone Number, Including Area Code) |
|
(Former Name
or Former Address, if Changed Since Last Report) |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered
pursuant to Section 12(b) of the Act:
Title of each
class |
|
Trading Symbol(s) |
|
Name of each
exchange on
which registered |
Common Stock, par value $0.001 per share |
|
SBEV |
|
NYSE American LLC |
Warrants to purchase shares of common
stock |
|
SBEV-WT |
|
NYSE American LLC |
Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 26, 2023, Ronald
Wall resigned as Chief Financial Officer of Splash Beverage Group, Inc. (the “Company”). Mr. Wall’s resignation
as Chief Financial Officer was not because of any disagreement with the Company on any matter relating to the Company’s operations,
policies or practices, including accounting principles and practices.
Effective
September 28, 2023, the Board of Directors of the Company appointed Fatima Dhalla as the Interim Chief Financial Officer.
Ms. Dhalla, 68, has previously
served as the Interim Chief Financial Officer of the Company from February 18, 2022, until May 1, 2022, and is familiar with the company,
aiding in a smooth transition. Ms. Dhalla has provided consulting services to clients on the Sarbanes-Oxley Act of 2002, system implementation
and financial reporting since 2017. From 2015 to 2017, Ms. Dhalla served as the Chief Financial Officer of Maverick Brands, LLC, a beverage
company producing and selling coconut water. Ms. Dhalla is educated in the United Kingdom as a fellow of the Chartered Association of
Certified Accountants in 1987.
There is no arrangement or understanding
between Ms. Dhalla and any other persons, pursuant to which she was selected as Interim Chief Financial Officer. Ms. Dhalla has not engaged
in any transaction, or any currently proposed transaction, in which the Company was or is to be a participant and the amount involved
exceeds $120,000, and in which any related person had or will have a direct or indirect material interest. There are no family relationships
between Ms. Dhalla and any director or executive officer of the Company.
Ms.
Dhalla will serve as Interim Chief Financial Officer until the Company appoints a full-time replacement as Chief Financial Officer. The
Company is actively seeking a Chief Financial Officer with capital markets and mergers and acquisitions experience.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the
undersigned hereunto duly authorized.
|
SPLASH BEVERAGE GROUP, INC. |
|
|
|
Dated: October 2, 2023 |
By: |
/s/ Robert Nistico |
|
Name: |
Robert Nistico |
|
Title: |
Chief Executive Officer |
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Sep. 26, 2023 |
Document Type |
8-K
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Document Period End Date |
Sep. 26, 2023
|
Entity File Number |
001-40471
|
Entity Registrant Name |
SPLASH
BEVERAGE GROUP, INC.
|
Entity Central Index Key |
0001553788
|
Entity Tax Identification Number |
34-1720075
|
Entity Incorporation, State or Country Code |
NV
|
Entity Address, Address Line One |
1314
East Las Olas Blvd
|
Entity Address, Address Line Two |
Suite 221
|
Entity Address, City or Town |
Fort Lauderdale
|
Entity Address, State or Province |
FL
|
Entity Address, Postal Zip Code |
33316
|
City Area Code |
(954)
|
Local Phone Number |
745-5815
|
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|
Entity Emerging Growth Company |
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|
Common Stock, par value $0.001 per share |
|
Title of 12(b) Security |
Common Stock, par value $0.001 per share
|
Trading Symbol |
SBEV
|
Security Exchange Name |
NYSEAMER
|
Warrants to purchase shares of common stock |
|
Title of 12(b) Security |
Warrants to purchase shares of common
stock
|
Trading Symbol |
SBEV-WT
|
Security Exchange Name |
NYSEAMER
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