Millennium India Acquisition CO Inc. - Initial Statement of Beneficial Ownership (3)
19 März 2008 - 6:12PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Aldebaran Investments, LLC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/17/2008
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3. Issuer Name
and
Ticker or Trading Symbol
Millennium India Acquisition CO Inc. [MQC]
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(Last)
(First)
(Middle)
500 FIFTH AVENUE, 5 TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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896800
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I
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See Footnote
(1)
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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warrants
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1/21/2008
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7/19/2010
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Common Stock
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462000
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$6.00
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I
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See Footnote
(1)
(2)
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Explanation of Responses:
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(
1)
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The filing of this Form 3 shall not be construed as an admission that Aldebaran Investments LLC, Mark D. Klein, Bradford R. Peck and Adam Scheer (the "Reporting Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of common stock, $.0001 par value per share (the "Common Stock"), of Millenium India Acquisition Company Inc. (the "Issuer") owned by certain investment funds for which Aldebaran Investments LLC is the Investment Manager. Pursuant to Rule 16a-1, the Reporting Persons disclaim such beneficial ownership.
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(
2)
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Aldebaran Investments LLC holds indirectly the Common Stock through the accounts of certain investment funds for which Aldebaran Investments LLC is the Investment Manager; Mark D. Klein, Bradford R. Peck and Adam Scheer, principals of Aldebaran Investments LLC, at the time of purchase, controlled the disposition and voting of the Common Stock. Aldebaran Investments LLC receives an asset-based fee from the accounts of certain investment funds for which it is the Investment Manager.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Aldebaran Investments, LLC
500 FIFTH AVENUE
5 TH FLOOR
NEW YORK, NY 10022
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X
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Klein Mark D
590 MADISON AVENUE
35 TH FLOOR
NEW YORK, NY 10022
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X
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Peck Bradford
590 MADISON AVENUE
35 TH FLOOR
NEW YORK, NY 10022
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X
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Scheer Adam L
500 FIFTH AVENUE
5 TH FLOOR
NEW YORK, NY 10022
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X
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Signatures
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Adam Scheer, Principal of Aldebaran Investments LLC
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3/19/2008
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**
Signature of Reporting Person
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Date
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Mark D. Klein
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3/19/2008
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**
Signature of Reporting Person
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Date
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Bradford R. Peck
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3/19/2008
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**
Signature of Reporting Person
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Date
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Adam Scheer
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3/19/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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