Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
14 Mai 2020 - 4:10PM
Edgar (US Regulatory)
As filed with the U.S. Securities and Exchange Commission on May 14, 2020
Securities Act File No. 333-206784
Investment Company Act File No. 811-23096
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
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THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendment No. 111
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and/or
REGISTRATION STATEMENT
UNDER
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THE INVESTMENT COMPANY ACT OF 1940
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Amendment No. 114
Legg Mason
ETF Investment Trust*
(Exact Name of Registrant as Specified in Charter)
620 Eighth Avenue
New
York, NY 10018
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code: (877) 721-1926
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Name and address of agent for service:
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Copy to:
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ROBERT I. FRENKEL
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ROGER P. JOSEPH, ESQ.
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Legg Mason ETF Investment Trust
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Morgan, Lewis & Bockius LLP
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100 First Stamford Place
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One Federal Street
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Stamford, Connecticut 06902
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Boston, Massachusetts 02110
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Continuous
(Approximate
Date of Proposed Offering)
It is proposed that this filing will become effective:
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immediately upon filing pursuant to paragraph (b)
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on
pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on
pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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This amendment is being filed solely to submit in interactive data format exhibits containing risk/return summary information that is
identical to the risk/return summary information contained in the Registrant’s prospectus for Western Asset Total Return ETF, which was filed with the Securities and Exchange Commission in Post-Effective Amendment No. 109 to the
Registrant’s registration statement on April 24, 2020.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of
1940, as amended, the Registrant, LEGG MASON ETF INVESTMENT TRUST, hereby certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this
Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Baltimore, State of Maryland on this 14th day of May, 2020.
LEGG MASON ETF INVESTMENT TRUST, on behalf of its series:
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Western Asset Total Return ETF
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By:
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/s/ Jane E. Trust
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Jane E. Trust
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President and Chief Executive Officer
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WITNESS our hands on the date set forth below.
Pursuant to the requirements of the Securities Act, this Post-Effective Amendment to the Registration Statement has been signed below by the
following persons in the capacities indicated below on this 14th day of May, 2020.
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Signature
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Title
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/s/ Jane E. Trust
Jane E. Trust
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President, Chief Executive Officer and Trustee
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/s/ Christopher Berarducci
Christopher Berarducci
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Treasurer and Principal Financial Officer
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/s/ Paul R. Ades *
Paul R. Ades
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Trustee
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/s/ Andrew L. Breech *
Andrew L. Breech
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Trustee
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/s/ Dwight B. Crane *
Dwight B. Crane
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Trustee
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/s/ Althea Duersten *
Althea Duersten
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Trustee
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/s/ Stephen R. Gross *
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Trustee
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Stephen
R. Gross
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/s/ Susan Heilbron *
Susan Heilbron
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Trustee
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/s/ Frank Hubbard *
Frank Hubbard
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Trustee
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/s/ Howard Johnson *
Howard Johnson
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Trustee
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/s/ Jerome H. Miller *
Jerome H. Miller
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Trustee
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/s/ Kenneth Miller *
Kenneth Miller
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Trustee
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/s/ Thomas F. Schlafly *
Thomas F. Schlafly
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Trustee
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* By:
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/s/ Jane E. Trust
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Jane E. Trust, as Agent
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*
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Attorney-in-Fact, pursuant to
Power of Attorney.
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EXHIBIT INDEX
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Index
No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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