Amended Statement of Beneficial Ownership (sc 13d/a)
31 Oktober 2019 - 9:40PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO
FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 2)
Corindus
Vascular Robotics, Inc.
|
(Name of Issuer)
Common Stock, par value $0.0001 per share
|
(Title of Class of Securities)
(CUSIP Number)
HealthCor Management, L.P.
55 Hudson Yards, 28th Floor
New York, New York 10001
Attention: Anabelle Perez Gray
(212) 622-7731
With a Copy to:
Eugene W. McDermott, Jr.
Locke Lord LLP
2800 Financial Plaza
Providence, RI 02903
(401) 276-6471
|
(Name, Address and Telephone
Number of Person Authorized to Receive Notices and Communications)
(Dates of Event which Requires
Filing of this Statement)
If the filing person has previously
filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule
because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
Note: Schedules filed
in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
The information required on the remainder of this
cover page shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that section of the Act by shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP 218730109
|
Schedule 13D
|
Page 2 of 20
|
1
|
name of reporting person
HealthCor Management, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially
owned
by each reporting
person
with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 3 of 20
|
1
|
name of reporting person
HealthCor Associates, LLC
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
OO – limited liability company
|
CUSIP 218730109
|
Schedule 13D
|
Page 4 of 20
|
1
|
name of reporting person
HealthCor Hybrid Offshore Master Fund, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
WC
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Cayman Islands
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 5 of 20
|
1
|
name of reporting person
HealthCor Hybrid Offshore GP, LLC
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
OO – limited liability company
|
CUSIP 218730109
|
Schedule 13D
|
Page 6 of 20
|
1
|
name of reporting person
HealthCor Group, LLC
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
OO – limited liability company
|
CUSIP 218730109
|
Schedule 13D
|
Page 7 of 20
|
1
|
name of reporting person
HealthCor Partners Management, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 8 of 20
|
1
|
name of reporting person
HealthCor Partners Management GP, LLC
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
OO – limited liability company
|
CUSIP 218730109
|
Schedule 13D
|
Page 9 of 20
|
1
|
name of reporting person
HealthCor Partners Fund, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
WC
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 10 of 20
|
1
|
name of reporting person
HealthCor Partners, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 11 of 20
|
1
|
name of reporting person
HealthCor Partners II, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 12 of 20
|
1
|
name of reporting person
HealthCor Partners Fund II, L.P.
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
WC
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
PN
|
CUSIP 218730109
|
Schedule 13D
|
Page 13 of 20
|
1
|
name of reporting person
HealthCor Partners GP, LLC
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
Delaware
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
OO – limited liability company
|
CUSIP 218730109
|
Schedule 13D
|
Page 14 of 20
|
1
|
name of reporting person
Arthur Cohen
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
United States
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
IN
|
CUSIP 218730109
|
Schedule 13D
|
Page 15 of 20
|
1
|
name of reporting person
Joseph Healey
|
2
|
check the appropriate box if a member of the group
|
(a) ¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
United States
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
IN
|
CUSIP 218730109
|
Schedule 13D
|
Page 16 of 20
|
1
|
name of reporting person
Jeffrey C. Lightcap
|
2
|
check the appropriate box if a member of the group
|
(a)
¨
(b) x
|
3
|
sec use only
|
4
|
source of funds
AF
|
5
|
check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨
|
6
|
citizenship or place of organization
United States
|
number of shares
beneficially owned
by each reporting
person with
|
7
|
sole voting power
0
|
8
|
shared voting power
0
|
9
|
sole dispositive power
0
|
10
|
shared dispositive power
0
|
11
|
aggregate amount beneficially owned by each reporting person
0
|
12
|
check
box if the aggregate amount in row (11) excludes certain shares ¨
|
13
|
percent of class represented by amount in row(11)
0%
|
14
|
type or report person
IN
|
CUSIP 218730109
|
Schedule 13D
|
Page 17 of 20
|
Schedule 13D
This Amendment No. 2 (this “Amendment”) amends and
supplements the beneficial ownership statement on Schedule 13D originally filed on March 8, 2017, as amended by Amendment No. 1
filed on March 21, 2019 (collectively, the “Original Statement”) on behalf of HealthCor Management, L.P., HealthCor
Associates, LLC, HealthCor Hybrid Offshore Master Fund, L.P., HealthCor Hybrid Offshore GP, LLC, HealthCor Group, LLC, HealthCor
Partners Management, L.P., HealthCor Partners Management GP LLC, HealthCor Partners Fund LP, HealthCor Partners L.P., HealthCor
Partners II L.P., HealthCor Partners Fund II, L.P., HealthCor Partners GP, LLC, Arthur Cohen, Joseph Healey and Jeffrey C. Lightcap.
The Original Statement, as amended by this Amendment (the “Statement”), relates to the shares of Common Stock of Corindus
Vascular Robotics, Inc., par value $0.0001 per share (the “Common Stock”).
Capitalized terms used herein but not defined have the meanings
ascribed to them in the Original Statement.
On August 17, 2019, the Issuer entered into an Agreement and
Plan of Merger (the “Merger Agreement”) between and among Siemens Medical Solutions USA, Inc., a Delaware corporation
(“SMS USA”), Corpus Merger, Inc., a Delaware corporation and a wholly-owned subsidiary of SMS USA (“Merger Sub”),
and the Issuer. In connection with the Merger Agreement, SMS USA entered into a voting and support agreement (the “Voting
Agreement”) with Partners Management and each other Reporting Person (excluding natural persons) pursuant to which such Reporting
Persons agreed, among other things, to vote all voting securities held by them in favor of adoption of the Merger Agreement, and
not to transfer such voting securities to third parties, in each case subject to the terms and conditions of such Voting Agreement.
On October 29, 2019, the Issuer completed the transactions contemplated
by the Agreement and Plan of Merger (the “Merger Agreement”) between and among Siemens Medical Solutions USA, Inc.,
a Delaware corporation (“SMS USA”), Corpus Merger, Inc., a Delaware corporation and a wholly-owned subsidiary of SMS
USA (“Merger Sub”), and the Issuer. In connection with the closing of the merger, Merger Sub merged with and into the
Issuer, with the Issuer continuing as the surviving corporation and a wholly-owned subsidiary of SMA USA. As a result of the merger,
each outstanding share of Common Stock (other than dissenting shares and shares held by the Issuer, SMS USA or Merger Sub) was
converted into the right to receive the merger consideration specified in the Merger Agreement.
This Amendment is being filed to reflect that, upon the closing
of the transactions contemplated by the Merger Agreement, the Reporting Persons no longer have any beneficial ownership of any
of the Issuer’s Common Stock.
Item 4.
|
Purpose of Transaction.
|
Item 4 of the Original Statement
is amended and supplemented as follows:
In connection with the closing of the transactions contemplated
by the Merger Agreement, Mr. Lightcap resigned from the Issuer’s Board of Directors.
Item 5.
|
Interest in Securities of the Issuer.
|
Item 5 of the Original Statement is hereby amended and restated
as follows:
(a)-(b) As a result of the completion of the transactions
contemplated by the Merger Agreement, the Reporting Persons no longer have beneficial ownership of any shares of Common Stock.
(c) Apart from the
transactions described in this Amendment, the Reporting Persons have effected no transactions with respect to the Common Stock
in the 60 days prior to the filing of this Amendment.
(d) Not applicable.
CUSIP 218730109
|
Schedule 13D
|
Page 18 of 20
|
(e) The Reporting Persons
ceased to be beneficial owners of 5% or more of the Common Stock on October 29, 2019.
Item 7.
|
Material to Be Filed as Exhibits.
|
Item 7 of the Original Statement
is hereby supplemented as follows:
Exhibit 4 Voting Agreement
(incorporated by reference to Exhibit 10.1 to the Issuer’s Current Report on Form 8-K filed on August 8, 2019).
CUSIP 218730109
|
Schedule 13D
|
Page 19 of 20
|
SIGNATURES
After reasonable inquiry and to the best of their knowledge
and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct.
Date: October 31, 2019
HEALTHCOR MANAGEMENT, L.P.
|
|
By: HealthCor Associates, LLC, its general partner
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR PARTNERS MANAGEMENT, L.P.
|
|
By: HealthCor Partners Management GP, LLC, its general partner
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR HYBRID OFFshore gp, llc
|
for itself and as general partner on behalf of
|
HEALTHCOR HYBRID OFFSHORE MASTER FUND, L.P.
|
|
By: HealthCor Group, LLC, its general partner
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR partners, L.P.
|
for itself and as general partner on behalf of
|
HEALTHCOR PARTNERS FUND, LP
|
|
By: HealthCor Partners GP, LLC, its general partner
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR partners II, L.P.
|
for itself and as general partner on behalf of
|
HEALTHCOR PARTNERS FUND II, LP
|
|
By: HealthCor Partners GP, LLC, its general partner
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
CUSIP 218730109
|
Schedule 13D
|
Page 20 of 20
|
HEALTHCOR ASSOCIATES, LLC
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR GROUP, LLC
|
|
By:
|
/s/
Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR partners management gp, LLC
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
HEALTHCOR partNers gp, LLC
|
|
By:
|
/s/ Anabelle P. Gray
|
|
Name:
|
Anabelle P. Gray
|
|
Title:
|
General Counsel
|
|
JEFFREY C. LIGHTCAP, Individually
|
|
/s/ Jeffrey C. Lightcap
|
|
ARTHUR COHEN, Individually
|
|
/s/ Arthur Cohen
|
|
JOSEPH HEALEY, Individually
|
|
/s/ Joseph Healey
|
|
Corindus Vascular Robotics (AMEX:CVRS)
Historical Stock Chart
Von Nov 2024 bis Dez 2024
Corindus Vascular Robotics (AMEX:CVRS)
Historical Stock Chart
Von Dez 2023 bis Dez 2024