ADVENTRX Pharmaceuticals Announces Financing
04 Januar 2010 - 3:15PM
PR Newswire (US)
SAN DIEGO, Jan. 4 /PRNewswire-FirstCall/ -- ADVENTRX
Pharmaceuticals, Inc. (NYSE Amex: ANX) announced today that it has
signed agreements to purchase shares of its Series E convertible
preferred stock pursuant to a registered direct offering to
institutional investors, representing gross proceeds to ADVENTRX of
approximately $19,000,000. ADVENTRX plans to use the net proceeds
from the offering to fund activities relating to the commercial
launch of ANX-530, including acquiring or developing sales,
marketing and distribution capabilities and the associated
regulatory compliance infrastructure, and to continue the
development of ANX-514 in the United States, and for general
corporate purposes. The convertible preferred stock is convertible
into shares of ADVENTRX's common stock at the option of the
investors at a conversion price of $0.38115 per share and will
accrue a 3.73344597664961% cumulative dividend until January 7,
2015. If the convertible preferred stock is converted at any time
prior to January 7, 2015, ADVENTRX will pay the holder an amount
equal to the total dividend that would accrue on the convertible
preferred stock from the conversion date through January 7, 2015,
or $186.67 per $1,000 stated value of convertible preferred stock
converted, less any dividend payments made with respect to the
converted convertible preferred stock. Approximately $3.5 million
of the gross proceeds will be placed in an escrow account, which
amounts will be released to make the dividend and other payments
described above. The investors also will receive warrants to
purchase an aggregate of 12,462,285 shares of ADVENTRX's common
stock. The warrants will have an exercise price of $0.3499 per
share and are exercisable at any time after the closing of the
transaction and before the thirty (30) month anniversary of the
initial exercise date. The closing of the offering is expected to
take place on or before January 7, 2010, subject to the
satisfaction of customary closing conditions. The convertible
preferred stock and warrants are being offered by ADVENTRX pursuant
to an effective registration statement(s) on Form S-3 filed with
the Securities and Exchange Commission ("SEC"). A prospectus
relating to the offering will be filed with the SEC. Rodman &
Renshaw, LLC, a wholly owned subsidiary of Rodman & Renshaw
Capital Group, Inc. (NASDAQ:RODM), acted as the exclusive placement
agent for the transaction. This press release shall not constitute
an offer to sell or the solicitation of an offer to buy nor shall
there be any sale of the securities in any state or jurisdiction in
which such offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of any such
state or jurisdiction. The securities may only be offered by means
of a prospectus. Copies of the prospectus can be obtained directly
from Rodman & Renshaw, LLC at 1251 Avenue of the Americas, 20th
Floor, New York, NY 10020, or from the SEC's website at
http://www.sec.gov/. About ADVENTRX Pharmaceuticals ADVENTRX
Pharmaceuticals is a specialty pharmaceutical company whose product
candidates are designed to improve the performance of existing
cancer treatments by addressing limitations associated principally
with their safety and use. More information can be found on the
Company's web site at http://www.adventrx.com/. Forward Looking
Statement ADVENTRX cautions you that statements included in this
press release that are not a description of historical facts are
forward-looking statements that involve risks and assumptions that,
if they materialize or do not prove to be accurate, could cause
ADVENTRX's results to differ materially from historical results or
those expressed or implied by such forward-looking statements.
These risks and uncertainties include, but are not limited to: the
potential for regulatory authorities to require additional
preclinical work and/or clinical activities to support regulatory
filings; the risk the FDA will determine that ANX-530 and
Navelbine® are not bioequivalent or for the FDA to require
additional preclinical work and/or clinical activities to support
the acceptance or approval of an ANX-530 NDA; the risk that changes
made in transferring the manufacturing process for ANX-530 may
result in a lack of comparability between the commercial product
and the material used in clinical trials, and that FDA may require
ADVENTRX to perform additional non-clinical or clinical studies;
difficulties or delays in manufacturing, obtaining regulatory
approval for and marketing ANX-530, including validating commercial
manufacturers and suppliers; the risk that ADVENTRX's common stock
will be delisted by the NYSE Amex, including as a result of failing
to comply with applicable stockholder approval requirements or
failing to maintain sufficient stockholders' equity or a sufficient
stock price; the risk that the provisions of Delaware General
Corporation Law will prohibit ADVENTRX from making the cumulative
dividend and other payments due its Series E convertible preferred
stock (or to the holders thereof), which may be a breach of its
certificate of incorporation or other contractual obligations and
expose ADVENTRX to corresponding liability; the risk that the
performance of third parties on whom ADVENTRX relies to conduct its
studies or evaluate the data may be substandard, or they may fail
to perform as expected; and other risks and uncertainties more
fully described in ADVENTRX's press releases and in the prospectus
relating to this offering, which will be filed with the Securities
and Exchange Commission. ADVENTRX's public filings with the
Securities and Exchange Commission are available at
http://www.sec.gov/. You are cautioned not to place undue reliance
on these forward-looking statements, which speak only as of the
date when made. ADVENTRX does not intend to update any
forward-looking statement as set forth in this press release to
reflect events or circumstances arising after the date on which it
was made. DATASOURCE: ADVENTRX Pharmaceuticals, Inc. CONTACT:
Company, Brian Culley, Principal Executive Officer of ADVENTRX
Pharmaceuticals, Inc., +1-858-552-0866; or Investors, Don Markley
of Lippert/Heilshorn & Associates, Inc., +1-310-691-7100, , for
ADVENTRX Pharmaceuticals, Inc. Web Site: http://www.adventrx.com/
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