Statement of Changes in Beneficial Ownership (4)
07 Mai 2021 - 3:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kamphuis Robert D |
2. Issuer Name and Ticker or Trading Symbol
Mayville Engineering Company, Inc.
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MEC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman, Pres. & CEO |
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(Last)
(First)
(Middle)
715 SOUTH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/6/2021 |
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(Street)
MAYVILLE, WI 53050
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/6/2021 | | P | | 10000 | A | $16.3158 (1) | 311742 | D | |
| Common Stock | | | | | | | | 80031 (2) | I | by ESOP and/or 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | $0 | | | | | | | (3) | (3) | Common Stock | 73947 | | 73947 | D | |
| Restricted Stock Units | $0 | | | | | | | (4) | (4) | Common Stock | 81371 | | 81371 | D | |
| Stock Option (right to buy) | $14.01 | | | | | | | (5) | 2/28/2031 | Common Stock | 164503 | | 164503 | D | |
| Restricted Stock Units | $0 | | | | | | | (6) | (6) | Common Stock | 27795 | | 27794 | D | |
| Stock Option (right to buy) | $7.12 | | | | | | | (7) | 2/27/2030 | Common Stock | 370775 | | 370775 | D | |
| Stock Option (right to buy) | $17 | | | | | | | (8) | 5/8/2029 | Common Stock | 155684 | | 155684 | D | |
| Explanation of Responses: |
| (1) | The price reported in Column 4 is a weighted average price. The prices actually received ranged from $15.885 to $16.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
| (2) | Reflects the most recent ESOP and 401(k) balance. |
| (3) | The restricted stock units will vest 50% on each of February 27, 2021 and February 27, 2022. |
| (4) | The restricted stock units will vest 50% on each of February 28, 2022 and February 28, 2023. |
| (5) | The options will vest 50% on each of February 28, 2022 and February 28, 2023. |
| (6) | The restricted stock units will vest 50% on each of May 8, 2020 and May 8, 2021. |
| (7) | The options will vest 50% on each of February 27, 2021 and February 27, 2022. |
| (8) | The options will vest 50% on each of May 8, 2020 and May 8, 2021. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kamphuis Robert D
715 SOUTH STREET
MAYVILLE, WI 53050 | X |
| Chairman, Pres. & CEO |
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Signatures
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| /s/ Russell E. Ryba, Attorney-in-Fact for Robert D. Kamphuis | | 5/7/2021 |
| **Signature of Reporting Person | Date |
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