British American Tobacco PLC Holding(s) in Company (8999L)
15 Januar 2021 - 3:30PM
UK Regulatory
TIDMBATS
RNS Number : 8999L
British American Tobacco PLC
15 January 2021
British American Tobacco p.l.c.
TR-1: N otification of major holdings
1a. Identity of the issuer or the British American Tobacco p.l.c.
underlying issuer of existing shares
to which voting rights are attached
(ii) :
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments X
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Spring Mountain Investments Ltd.
Northfield Investments Limited
LBS Limited
City and country of registered office Grand Cayman, Cayman Islands
(if applicable)
4. Full name of shareholder(s) (if different from 3) (v)
Name N/A
--------------------------------------------
City and country of registered office
(if applicable)
--------------------------------------------
5. Date on which the threshold was January 12 2021
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): January 14 2021
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.8179% 0.2206% 5.0386% 2,294,244,351
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 3.8718% 0.1584% 4.0302%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
Ordinary Shares
(ISIN:GB0002875804) 106,561,197 4.6447%
---------------------- -------------------------- ------------------------- ---------------------
ADRs
(ISIN: US1104481072) 3,973,516 0.1732%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 110,534,713 4.8179%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
N/A
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
-------------------- -------------------- -------------------- --------------------
Total Return December
Swap 10, 2021 Cash 5,062,024 0.2206%
-------------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2 5,062,024 0.2206%
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if it higher than the
the notifiable equals or is higher notifiable threshold
threshold than the notifiable
threshold
------------------- --------------------- ------------------------
Kenneth Bryan Dart
------------------- --------------------- ------------------------
Portfolio Services
Ltd.
------------------- --------------------- ------------------------
Spring Mountain Investments
Ltd. 4.4605% 0.00% 4.4605%
------------------- --------------------- ------------------------
Northfield Investments
Limited
------------------- --------------------- ------------------------
LBS Limited
------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information (xvi)
Place of completion Grand Cayman, Cayman Islands
Date of completion January 14, 2021
-----------------------------
Name of duly authorised officer of issuer responsible for making
notification:
O Martin
Assistant Secretary
British American Tobacco p.l.c.
15 January 2021
Enquiries:
Investor Relations
Mike Nightingale/Victoria Buxton/William Houston/John Harney
+44 20 7845 1180/2012/1138/1263
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