Initial Statement of Beneficial Ownership (3)
06 August 2020 - 12:09AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jolla Alice L. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/31/2020
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3. Issuer Name and Ticker or Trading Symbol
MICROSOFT CORP [MSFT]
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(Last)
(First)
(Middle)
C/O MICROSOFT CORPORATION, ONE MICROSOFT WAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Accounting Officer / |
(Street)
REDMOND, WA 98052-6399
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 55554 (1)(2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes an aggregate of 19,388 shares represented by stock awards that vest, subject to continued employment, as follows: 419 shares on 8/30/20; 1,938 shares on 8/31/20; 450 shares on 10/15/20; 918 shares on 11/30/20; 451 shares on 1/15/21; 1,349 shares on 2/28/21; 451 shares on 4/15/21; 226 shares on 5/30/21; 691 shares on 5/31/21; 450 shares on 7/15/21; 229 shares on 8/30/21; 1,123 shares on 8/31/21; 451 shares on 10/15/21; 696 shares on 11/30/21; 451 shares on 1/15/22; 694 shares on 2/28/22; 450 shares on 4/15/22; 228 shares on 5/30/22; 470 shares on 5/31/22; 451 shares on 7/15/22; 228 shares on 8/30/22; 470 shares on 8/31/22; 451 shares on 10/15/22; 459 shares on 11/30/22; 450 shares on 1/15/23; 462 shares on 2/28/23; 451 shares on 4/15/23; 227 shares 5/30/23; 234 shares on 5/31/23; 451 shares on 7/15/23; 229 shares on 8/30/23; 234 shares on 8/31/23; 450 shares on 10/15/23; 163 shares on 11/30/23; 451 shares on 1/15/24; 163 shares on 2/29/24; |
(2) | Stock award vesting footnote continued: 451 shares on 4/15/24; 163 shares on 5/30/24; 451 shares on 7/15/24; and 164 shares on 8/30/24. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jolla Alice L. C/O MICROSOFT CORPORATION ONE MICROSOFT WAY REDMOND, WA 98052-6399 |
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| Chief Accounting Officer |
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Signatures
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Ann E. Habernigg, Attorney-in-fact for Alice L. Jolla | | 8/3/2020 |
**Signature of Reporting Person | Date |
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