Current Report Filing (8-k)
22 Mai 2020 - 10:06PM
Edgar (US Regulatory)
0001543151
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0001543151
2020-05-20
2020-05-20
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iso4217:USD
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UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________________________________
FORM
8-K
____________________________________________
CURRENT REPORT
Pursuant to
Section 13 or 15(d)
of the Securities
Exchange Act of 1934
May 20, 2020
Date
of Report (Date of earliest event reported)
____________________________________________
Uber
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
____________________________________________
Delaware
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001-38902
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45-2647441
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification Number)
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1455 Market
Street, 4th Floor
San Francisco,
California
(Address of
principal executive offices, including zip code)
(415) 612-8582
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant
under any of the following provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
|
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common
Stock, par value $0.00001 per share
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UBER
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New
York Stock Exchange
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act
of 1934 (§240.12b-2 of this chapter).
Emerging growth company
o
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. o
Item 2.03
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Creation
of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
of a Registrant.
|
On May 20, 2020, Uber Technologies, Inc. (the “Company”),
completed a private offering of an additional $100 million aggregate principal amount of its 7.500% Senior Notes due 2025 (the
“Additional Notes”) to several investment banks acting as initial
purchasers (collectively, the “Initial Purchasers”), in reliance on the exemption from registration provided
by Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), who subsequently
resold the Notes to persons reasonably believed to be qualified institutional buyers in reliance on the exemption from registration
provided by Rule 144A under the Securities Act. The Additional Notes are a further issuance of, and form a single series
with, the $900 million aggregate principal amount of 7.500% Senior Notes due 2025 the Company issued on May 15, 2020 (the “Existing
Notes” and, together with the Additional Notes, the “Notes”). The Additional Notes were
issued pursuant to that certain Indenture, dated May 15, 2020 (the “Indenture”), by and among the Company,
Rasier, LLC and U.S. Bank National Association, as trustee, pursuant to which the Original Notes were issued, and have identical
terms to the Original Notes. The Indenture and the Notes are each as described in Item 1.01 of the Company’s Current Report
on Form 8-K filed with the Securities and Exchange Commission on May 15, 2020 (the “Prior 8-K”), which
is incorporated herein by reference. The Company expects to use the net proceeds from the offering of Additional Notes for general
corporate purposes.
The summary of the foregoing transactions is qualified in its entirety
by reference to the text of the Indenture, including the Form of Global Note attached as Exhibit A thereto, which was filed as
Exhibit 4.1 to the Prior 8-K and is incorporated herein by reference.
Forward-Looking Statements
This Current Report on Form 8-K contains “forward-looking”
statements, as that term is defined under the federal securities laws, including but not limited to statements regarding the Company’s
expectations regarding the expected net proceeds from the offering and use of those net proceeds. These forward-looking statements
are based on the Company’s current assumptions, expectations and beliefs and are subject to substantial risks, uncertainties,
assumptions and changes in circumstances that may cause the Company’s actual results, performance or achievements to differ
materially from those expressed or implied in any forward-looking statement. Given these uncertainties, you should not place undue
reliance on these forward-looking statements. Further information on these and other factors that could affect the forward-looking
statements in this Current Report on Form 8-K is included in the filings the Company makes with the Securities and Exchange Commission
(“SEC”) from time to time, particularly under the captions “Risk Factors” and “Management’s
Discussion and Analysis of Financial Condition and Results of Operations,” including the Quarterly Report on Form 10-Q for
the fiscal quarter ended March 31, 2020. Copies of these documents may be obtained by the SEC’s website at www.sec.gov. These
forward-looking statements represent the Company’s estimates and assumptions only as of the date of this Current Report on
Form 8-K. The Company assumes no obligation and does not intend to update these forward-looking statements, except as required
by law.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Uber Technologies, Inc.
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Date:
May 22, 2020
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By:
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/s/ Dara Khosrowshahi
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Name: Dara
Khosrowshahi
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Title: Chief
Executive Officer
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