Statement of Changes in Beneficial Ownership (4)

Datum : 29/04/2020 @ 18h31
Quelle : Edgar (US Regulatory)
Name : M D C Holdings Inc (MDC)
Kurs : 34.61  0.3 (0.87%) @ 23h15
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Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MANDARICH DAVID D
2. Issuer Name and Ticker or Trading Symbol

MDC HOLDINGS INC [ MDC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President, COO and Director
(Last)          (First)          (Middle)

4350 S. MONACO STREET, SUITE 500
3. Date of Earliest Transaction (MM/DD/YYYY)

4/27/2020
(Street)

DENVER, CO 80237
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Statutory Stock Option (right to buy) $25.81 4/27/2020  A   200000     (1)4/27/2030 Common Stock $.01 Par Value 200000 $0 200000 D 
 

Explanation of Responses:
(1) This option was granted April 27, 2020 under the Company's 2011 Equity Incentive Plan. The option will vest as to 33-1/3% of the shares covered thereby on each of April 27, 2021, 2022 and 2023. This option was granted at the April 27, 2020 market close price.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MANDARICH DAVID D
4350 S. MONACO STREET
SUITE 500
DENVER, CO 80237
X
President, COO and Director

Signatures
Joseph H. Fretz - Attorney in Fact4/29/2020
**Signature of Reporting PersonDate

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