Current Report Filing (8-k)
08 April 2020 - 3:48PM
Edgar (US Regulatory)
0001093691
false
0001093691
2020-04-07
2020-04-08
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 8, 2020
Plug Power Inc.
(Exact name of registrant as specified in
its charter)
|
Delaware
|
|
1-34392
|
|
22-3672377
|
|
(State or other jurisdiction
|
|
(Commission File
|
|
(IRS Employer
|
|
of incorporation)
|
|
Number)
|
|
Identification No.)
|
968 Albany Shaker Road,
Latham, New York
|
|
12110
|
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrant’s telephone number, including
area code: (518) 782-7700
N/A
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to 12(b) of the Act:
|
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
|
Common Stock, par value $0.01 per share
|
|
PLUG
|
|
The Nasdaq Capital Market
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth
company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01. Other Events.
On
April 8, 2020, Plug Power Inc. (the “Company”) filed
with the Securities and Exchange Commission (the “SEC”) a prospectus supplement (“Prospectus Supplement”)
to the prospectus included in its shelf registration statement on Form S-3ASR (File No. 333-235328) filed with the SEC on December
2, 2019. The Company filed the Prospectus Supplement for the purpose of registering for resale up to 1,770,135
shares of the Company’s common stock that were issued to
a selling stockholder identified in the Prospectus Supplement. In
connection with the filing of the Prospectus Supplement, the Company is filing an opinion of its counsel, Goodwin Procter LLP,
regarding the legality of the common stock being registered, which opinion is attached as Exhibit 5.1 to this Current Report
on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
Plug Power Inc.
|
|
|
|
|
|
Date: April 8, 2020
|
By:
|
/s/ Paul Middleton
|
|
|
|
Name: Paul Middleton
|
|
|
|
Title: Chief Financial Officer
|
Plug Power (NASDAQ:PLUG)
Historical Stock Chart
Von Mär 2024 bis Apr 2024
Plug Power (NASDAQ:PLUG)
Historical Stock Chart
Von Apr 2023 bis Apr 2024
