Statement of Changes in Beneficial Ownership (4)

Datum : 25/02/2020 @ 18h32
Quelle : Edgar (US Regulatory)
Name : SunPower Corporation (SPWR)
Kurs : 5.39  -0.08 (-1.46%) @ 23h34
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Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

TOTAL S.A.
2. Issuer Name and Ticker or Trading Symbol

SUNPOWER CORP [ SPWR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

2, PLACE JEAN MILLIER, LA DEFENSE 6
3. Date of Earliest Transaction (MM/DD/YYYY)

2/21/2020
(Street)

92400 COURBEVOIE, I0 
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
0.875% senior convertible debentures due 2021  (1)2/21/2020  D     56439000   (2)6/1/2021 Common Stock  (3)$54463635.00 193561000 I See Footnote (4)

Explanation of Responses:
(1) The 0.875% senior convertible debentures due 2021 (the "Debentures") are convertible into shares of SunPower's common stock at any time based on an initial conversion rate of 20.5071 shares of common stock per $1,000 aggregate principal amount of Debentures
(2) The Debentures are convertible at any time.
(3) Following the transactions reported herein, the Debentures held directly by Total Solar Intl SAS are convertible into 3,969,375 shares of SunPower's common stock.
(4) Total Solar Intl SAS is a direct wholly owned subsidiary of Total Gaz Electricite Holdings France SAS, which is an indirect wholly owned subsidiary of Total S.A. As a result, each of Total Solar Intl SAS, Total Gaz Electricite Holdings France SAS and Total S.A. may be deemed to beneficially own the securities reported herein.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
TOTAL S.A.
2, PLACE JEAN MILLIER
LA DEFENSE 6
92400 COURBEVOIE, I0 
XX

Total Gaz Electricite Holdings France SAS
2, PLACE JEAN MILLIER
LA DEFENSE 6
92400 COURBEVOIE, I0 
XX

Total Solar INTL SAS
2, PLACE JEAN MILLIER
LA DEFENSE 6
92400 COURBEVOIE, I0 
XX


Signatures
TOTAL S.A., By: /s/ Aurelien Hamelle, Name: Aurelien Hamelle, Title: General Counsel2/25/2020
**Signature of Reporting PersonDate

TOTAL GAZ ELECTRICITE HOLDINGS FRANCE SAS, By: /s/ Laurent Vivier, Name: Laurent Vivier, Title: Managing Director2/25/2020
**Signature of Reporting PersonDate

TOTAL SOLAR INTL SAS, By: /s/ Noemie Malige, Name: Noemie Malige, Title: Managing Director2/25/2020
**Signature of Reporting PersonDate

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