Amended Statement of Ownership (sc 13g/a)
12 Februar 2020 - 05:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
SCHEDULE
13G
Under the Securities
Exchange Act of 1934
(Amendment No.
5)*
MDC HOLDINGS INC
(Name of
Issuer)
Common Stock
(Title of Class of
Securities)
December 31, 2019
(Date of Event Which
Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is
filed:
x Rule
13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
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The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page. |
The information required in the
remainder of this cover page shall not be deemed to be “filed” for
the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
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1. |
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Names of Reporting Persons.
I.R.S. Identification Nos. of above
persons (entities only).
Dimensional
Fund Advisors LP (Tax ID: 30-0447847)
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2. |
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Check the Appropriate Box if a Member of
a Group (See Instructions)
(a) ¨
(b) x
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3. |
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SEC Use Only
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4. |
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Citizenship or Place of
Organization
Delaware
Limited Partnership
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5. Sole Voting
Power
5022723
**see Note 1**
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6. Shared Voting
Power
0
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7. Sole Dispositive
Power
5146804
**see Note 1**
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8. Shared Dispositive
Power
0
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9. |
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Aggregate Amount Beneficially Owned by
Each Reporting Person
5146804
**see Note 1**
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10. |
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Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
N/A
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11. |
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Percent of Class Represented by Amount
in Row (9)
8.22%
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12. |
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Type of Reporting Person (See
Instructions)
IA
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Item 1. |
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(a) |
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Name of Issuer
MDC HOLDINGS INC
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(b) |
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Address of Issuer’s Principal Executive
Offices
4350 South Monaco
Street,Suite 500, Denver,CO,80237
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Item
2. |
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(a) |
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Name of Person Filing
Dimensional Fund Advisors
LP
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(b) |
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Address of Principal Business Office, or
if none, Residence
Building One
6300 Bee Cave Road
Austin, Texas,
78746
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(c) |
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Citizenship
Delaware Limited
Partnership
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(d) |
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Title of Class of Securities
Common Stock
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(e) |
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CUSIP Number
552676108
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Item
3. |
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If this statement is filed pursuant to Sec. 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is
a: |
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(a) |
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Broker or
dealer registered under section 15 of the Act (15 U.S.C.
78o); |
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(b) |
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Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
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(d) |
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C. 80a-8); |
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(e) |
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x |
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An
investment adviser in accordance with Sec.
240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee
benefit plan or endowment fund in accordance with Sec.
240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent
holding company or control person in accordance with Sec.
240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church
plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3); |
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(j) |
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A non-U.S.
institution in accordance with Sec.
240.13d-1(b)(1)(ii)(J); |
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(k) |
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Group, in
accordance with Sec. 240.13d-1(b)(1)(ii)(J). |
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Item
4. |
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Ownership. |
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Provide the following information regarding the aggregate
number and percentage of the class of securities of the issuer
identified in Item 1. |
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(a) |
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Amount beneficially owned:
5146804 **see Note
1**
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(b) |
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Percent of class:
8.22%
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(c) |
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Number of shares as to which the person has: |
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(i) |
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Sole power to vote or to direct the
vote:
5022723 **see Note
1**
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(ii) |
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Shared power to vote or to direct the
vote:
0
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(iii) |
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Sole power to dispose or to direct the
disposition of:
5146804 **see Note
1**
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(iv) |
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Shared power to dispose or to direct the
disposition of:
0
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** Note 1 ** Dimensional Fund
Advisors LP, an investment adviser registered under Section 203 of
the Investment Advisors Act of 1940, furnishes investment advice to
four investment companies registered under the Investment Company
Act of 1940, and serves as investment manager or sub-adviser to
certain other commingled funds, group trusts and separate accounts
(such investment companies, trusts and accounts, collectively
referred to as the “Funds”). In certain cases, subsidiaries of
Dimensional Fund Advisors LP may act as an adviser or sub-adviser
to certain Funds. In its role as investment advisor, sub-adviser
and/or manager, Dimensional Fund Advisors LP or its subsidiaries
(collectively, “Dimensional”) may possess voting and/or investment
power over the securities of the Issuer that are owned by the
Funds, and may be deemed to be the beneficial owner of the shares
of the Issuer held by the Funds. However, all securities reported
in this schedule are owned by the Funds. Dimensional disclaims
beneficial ownership of such securities. In addition, the filing of
this Schedule 13G shall not be construed as an admission that the
reporting person or any of its affiliates is the beneficial owner
of any securities covered by this Schedule 13G for any other
purposes than Section 13(d) of the Securities Exchange Act of
1934.
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Item 5. |
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Ownership
of Five Percent or Less of a Class |
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If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following [ ]. |
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Item 6. |
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Ownership
of More than Five Percent on Behalf of Another Person |
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The Funds
described in Note 1 above have the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale
of the securities held in their respective accounts. To the
knowledge of Dimensional, the interest of any one such Fund does
not exceed 5% of the class of securities. Dimensional Fund Advisors
LP disclaims beneficial ownership of all such
securities. |
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Item 7. |
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Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person. |
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N/A |
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Item 8. |
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Identification and Classification of Members of the
Group |
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N/A |
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Item 9. |
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Notice of
Dissolution of Group |
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N/A |
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Item 10. |
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Certification |
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By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under Sec.
240.14a-11.
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SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set
forth in this statement is true, complete and correct.
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DIMENSIONAL
FUND ADVISORS LP |
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February 12, 2020
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Date |
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By: Dimensional Holdings Inc., General
Partner
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/s/ Christopher Crossan
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Signature |
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Global Chief
Compliance Officer
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Title |
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