Workiva and FilePoint Create Partnership to Streamline SEC Compliance for Registered Investment Companies
23 September 2019 - 3:03PM
Business Wire
Workiva (NYSE:WK), provider of the world’s leading connected
reporting and compliance platform, today announced a new
partnership with FilePoint, a full-service filing agent, to offer a
new solution to registered investment companies for filing monthly
(Form N-PORT) and annual (Form N-CEN) reports with the U.S.
Securities and Exchange Commission (SEC).
The SEC rules and forms require that registered investment
companies file their reports in a structured data format, which
improves transparency and reduces reporting burdens. Form N-PORT
includes certain information about monthly portfolio holdings, and
Form N-CEN includes annual census information.
By using the Workiva platform, investment companies are able to
seamlessly aggregate and connect their data in a secure
environment, automate updates, track changes and collaborate with
colleagues. With the new Workiva-FilePoint partnership, users will
be able to export their data for Forms N-PORT and N-CEN from the
Workiva platform into the FilePoint solution. Once in FilePoint,
investment companies can edit, review, approve, and work with the
FilePoint service team to file directly with the SEC.
“As the largest, third-party provider of SEC filings, it’s vital
that we keep offering cutting-edge technology solutions that reduce
risk, increase transparency and create efficiencies,” said Marty
Vanderploeg, CEO of Workiva.
“Our partnership with Workiva helps our joint customers
streamline monthly N-PORT reporting requirements by combining
technology and services to manage the high volume of data needed to
meet the SEC's requirements. Our partnership also enables users to
maintain consistency and accuracy in annual N-CEN filings,” said
Frank Watson III, Founder and CEO at FilePoint.
The Workiva and FilePoint solution is available today. More
information can be found at workiva.com/partners/filepoint.
About Workiva
Workiva, provider of the world’s leading connected reporting and
compliance platform, is used by thousands of enterprises across 180
countries, including more than 75 percent of Fortune 500®
companies, and by government agencies. Our customers have linked
over five billion data elements to trust their data, reduce risk
and save time. For more information about Workiva (NYSE:WK), please
visit workiva.com.
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Kevin McCarthy Workiva Inc. (515) 663-4471 press@workiva.com
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