FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Banarjee Mithun
2. Issuer Name and Ticker or Trading Symbol

WORKIVA INC [ WK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP and Chief Customer Officer
(Last)          (First)          (Middle)

2900 UNIVERSITY BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/14/2019
(Street)

AMES, IA 50010
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   8/14/2019     M    11880   A $15.86   150149   D    
Class A Common Stock   8/14/2019     M    1149   A $15.86   151298   D    
Class A Common Stock   8/14/2019     M    13860   A $15.83   165158   D    
Class A Common Stock   8/14/2019     M    1000   A $14.07   166158   D    
Class A Common Stock   8/14/2019     M    35000   A $16.66   201158   D    
Class A Common Stock   8/14/2019     M    7111   A $14.28   208269   D    
Class A Common Stock   8/16/2019     S    70000   D $56.25   138269   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option to Purchase Class A Common Stock   $15.86   8/14/2019     M         11880    1/14/2015   (1) 1/13/2024   Class A Common Stock   11880.0   $56.25   0   D    
Employee Stock Option to Purchase Class A Common Stock   $15.86   8/14/2019     M         1149    1/14/2014   (2) 1/13/2024   Class A Common Stock   1149.0   $56.25   0   D    
Employee Stock Option to Purchase Class A Common Stock   $15.83   8/14/2019     M         13860    11/1/2015   11/5/2024   Class A Common Stock   13860.0   $56.25   0   D    
Employee Stock Option to Purchase Class A Common Stock   $14.07   8/14/2019     M         1000    4/1/2016   3/31/2025   Class A Common Stock   1000.0   $56.25   0   D    
Employee Stock Option to Purchase Class A Common Stock   $16.66   8/14/2019     M         35000    1/4/2017   1/3/2026   Class A Common Stock   35000.0   $56.25   5000   D    
Employee Stock Option to Purchase Class A Common Stock   $14.28   8/14/2019     M         7111    7/1/2017   7/31/2026   Class A Common Stock   7111.0   $56.25   8789   D    
Employee Stock Option to Purchase Class A Common Stock   $13.55                    1/3/2018   1/2/2027   Class A Common Stock   11000.0     11000   D    

Explanation of Responses:
(1)  Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
(2)  Fully vested on upon the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Banarjee Mithun
2900 UNIVERSITY BOULEVARD
AMES, IA 50010


EVP and Chief Customer Officer

Signatures
/s/ Troy M. Calkins as attorney-in-fact for Mithun Banarjee 8/16/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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