Current Report Filing (8-k)
15 Juni 2018 - 10:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
– June 13, 2018
VUZIX
CORPORATION
(Exact name of registrant as specified in
its charter)
Delaware
(State or other jurisdiction of incorporation)
001-35955
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04-3392453
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(Commission File Number)
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(IRS Employer Identification No.)
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25 Hendrix Road, Suite A,
West Henrietta NY 14586
(Address of principal executive offices)(Zipcode)
(585) 359-5900
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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On June 13, 2018,
Vuzix Corporation (the “Company”) held its annual meeting of stockholders. At the annual meeting, (i) Paul J. Travers,
Grant Russell, Edward Kay, Alexander Ruckdaeschel and Timothy Harned
were
each elected as directors of the Company to serve until
the next annual meeting of stockholders or until their successors have been elected and qualified, (ii) stockholders ratified
the board of directors’ appointment of Freed Maxick, CPAs, P.C. as the Company’s independent registered public accounting
firm for 2018, and (iii) stockholders approved an amendment to the Company’s 2014 Equity Incentive Plan to increase the
number of shares available for issuance thereunder to 20% of the outstanding shares of common stock. The final voting results
on these matters were as follows:
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1.
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Election of Directors:
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Name
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Votes For
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Votes Withheld
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Broker Non-Votes
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Paul J. Travers
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8,594,130
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129,284
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11,662,951
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Grant Russell
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8,515,291
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208,123
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11,662,951
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Edward Kay
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8,150,907
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572,507
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11,662,951
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Alexander Ruckdaeschel
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6,788,202
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1,935,212
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11,662,951
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Timothy Harned
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8,600,188
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123,226
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11,662,951
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2.
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Ratification of appointment of Freed Maxick, CPAs, P.C.
as the Company’s independent registered public accounting firm for 2018:
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Votes For
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Votes Against
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Votes Abstained
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19,896,674
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243,391
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246,300
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3.
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Ratification of the amendment to the Vuzix Corporation
2014 Equity Incentive Plan to increase the amount of shares issuable.
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Votes For
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Votes Against
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Votes Abstained
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Broker Non-Votes
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5,999,121
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2,635,502
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101,680
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11,650,062
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: June 15, 2018
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VUZIX CORPORATION
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By:
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/s/ Grant Russell
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Grant Russell
Chief Financial Officer
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