Statement of Changes in Beneficial Ownership (4)
30 Dezember 2021 - 10:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Allan Donald |
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC.
[
SWK
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President & CFO |
|
(Last)
(First)
(Middle)
1000 STANLEY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/29/2021 |
|
(Street)
NEW BRITAIN, CT 06053
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 12/29/2021 | | A | | 3979 (1) | A | $193.97 | 96783.6619 | D | |
| Common Stock (2) | | | | | | | | 5.9844 | I | Through Computershare under ESPP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | $193.97 | 12/29/2021 | | A | | 14600 | | 12/29/2022 (3) | 12/29/2031 | Common Stock | 14600 | $0 | 14600 | D | |
| Explanation of Responses: |
| (1) | Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on December 29, 2022. |
| (2) | Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
| (3) | The option will become exercisable in four equal annual installments beginning on December 29, 2022. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Allan Donald
1000 STANLEY DRIVE
NEW BRITAIN, CT 06053 |
|
| President & CFO |
|
Signatures
|
| /s/ Yun Jung Choi, Attorney-in-Fact | | 12/30/2021 |
| **Signature of Reporting Person | Date |
Stanley Black and Decker (NYSE:SWK)
Historical Stock Chart
Von Mär 2024 bis Apr 2024
Stanley Black and Decker (NYSE:SWK)
Historical Stock Chart
Von Apr 2023 bis Apr 2024
