Statement of Changes in Beneficial Ownership (4)
23 Dezember 2021 - 7:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Chapek Robert A |
2. Issuer Name and Ticker or Trading Symbol
Walt Disney Co
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DIS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer |
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(Last)
(First)
(Middle)
500 SOUTH BUENA VISTA STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/22/2021 |
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(Street)
BURBANK, CA 91521
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Disney Common Stock | 12/22/2021 | | M | | 119 (1) | A | (2) | 11559 | D | |
| Disney Common Stock | 12/22/2021 | | F | | 119 (3) | D | $151.035 | 11440 | D | |
| Disney Common Stock | 12/22/2021 | | M | | 313 (4) | A | (2) | 11753 | D | |
| Disney Common Stock | 12/22/2021 | | F | | 313 (5) | D | $151.035 | 11440 | D | |
| Disney Common Stock | 12/22/2021 | | M | | 319 (1) | A | (2) | 11759 | D | |
| Disney Common Stock | 12/22/2021 | | F | | 319 (6) | D | $151.035 | 11440 | D | |
| Disney Common Stock | 12/22/2021 | | M | | 643 (7) | A | (2) | 12083 | D | |
| Disney Common Stock | 12/22/2021 | | F | | 643 (8) | D | $151.035 | 11440 | D | |
| Disney Common Stock | 12/22/2021 | | M | | 418 (1) | A | (2) | 11858 | D | |
| Disney Common Stock | 12/22/2021 | | F | | 418 (9) | D | $151.035 | 11440 | D | |
| Disney Common Stock | | | | | | | | 91 | I | By Trust |
| Disney Common Stock | | | | | | | | 3555.581 (10) | I | By 401(k) |
| Disney Common Stock | | | | | | | | 123 | I | By Adult Child |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (2) | 12/22/2021 | | M | | | 119 | (1) | 12/17/2022 | Disney Common Stock | 119.0 | $0 | 0 | D | |
| Restricted Stock Unit | (2) | 12/22/2021 | | M | | | 313 | (4) | (4) | Disney Common Stock | 313.0 | $0 | 6695 | D | |
| Restricted Stock Unit | (2) | 12/22/2021 | | M | | | 319 | (1) | 12/17/2022 | Disney Common Stock | 319.0 | $0 | 0 | D | |
| Restricted Stock Unit | (2) | 12/22/2021 | | M | | | 643 | (7) | (7) | Disney Common Stock | 643.0 | $0 | 13775 | D | |
| Restricted Stock Unit | (2) | 12/22/2021 | | M | | | 418 | (1) | 12/17/2023 | Disney Common Stock | 418.0 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Vesting is limited to shares necessary to cover withholding obligations related to future vestings. |
| (2) | Restricted stock units convert into common stock at 1-for-1. |
| (3) | The 119 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| (4) | Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 2,232 stock units on each February 28 of 2022 and 2023, and as to 2,231 stock units on February 28, 2024. |
| (5) | The 313 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| (6) | The 319 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| (7) | Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 6,888 stock units on December 17, 2022, and as to 6,887 stock units on December 17, 2023. |
| (8) | The 643 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| (9) | The 418 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| (10) | Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Chapek Robert A
500 SOUTH BUENA VISTA STREET
BURBANK, CA 91521 | X |
| Chief Executive Officer |
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Signatures
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| /s/ Jolene E. Negre, as attorney-in-fact | | 12/23/2021 |
| **Signature of Reporting Person | Date |
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