Small Company Offering and Sale of Securities Without Registration (d)
18 Januar 2022 - 10:14PM
Edgar (US Regulatory)
o
NoneEntity Type | 0001035443 | ALEXANDRIA REAL ESTATE EQUITIES INC |
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Corporation
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Limited Partnership
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Limited Liability Company
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General Partnership
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Business Trust
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Other |
Name of Issuer |
ALEXANDRIA REAL ESTATE EQUITIES, INC. |
Jurisdiction of Incorporation/Organization |
MARYLAND |
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Year of Incorporation/Organization |
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x
| Over Five Years Ago |
|
o
| Within Last Five Years (Specify Year) | |
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o
| Yet to Be Formed | |
2. Principal Place of Business and Contact Information |
Name of Issuer | |
ALEXANDRIA REAL ESTATE EQUITIES, INC. | |
Street Address 1 | Street Address 2 |
26 NORTH EUCLID AVENUE | |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
PASADENA | CALIFORNIA | 91101 | 6265780777 |
Last Name | First Name | Middle Name |
Marcus | Joel | S. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
x
| Director |
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| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Richardson | Stephen | A. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Moglia | Peter | M. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Shigenaga | Dean | A. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Ryan | Daniel | J. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Diamond | Lawrence | J. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Hakman | Joseph | |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Ciruzzi | Vincent | R. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Kass | Hunter | L. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Cunningham | John | H. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Nemeth | Terezia | C. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Binda | Marc | E. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Gavinet | Andres | R. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Clem | Jackie | B. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Dean | Gary | D. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Hash | Steven | R. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Cain | James | P. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Freire, Ph.D. | Maria | C. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Goldstein | Jennifer | Friel |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
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Last Name | First Name | Middle Name |
Klein | Richard | H. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
Woronoff | Michael | A. |
Street Address 1 | Street Address 2 |
c/o Alexandria Real Estate Equities, Inc | 26 North Euclid Avenue |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
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| Agriculture | | Health Care |
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| Retailing |
| Banking & Financial Services | |
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| Biotechnology |
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| Restaurants |
|
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| Commercial Banking | |
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| Health Insurance | | Technology |
|
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| Insurance | |
o
| Hospitals & Physicians | |
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| Computers |
|
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| Investing | |
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| Pharmaceuticals | |
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| Telecommunications |
|
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| Investment Banking | |
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| Other Health Care | |
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| Other Technology |
|
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| Pooled Investment Fund
| | | | | Travel |
|
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| Other Banking & Financial Services |
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| Manufacturing | |
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| Airlines & Airports |
| Real Estate | |
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| Lodging & Conventions |
|
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| Commercial | |
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| Tourism & Travel Services |
|
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| Construction | |
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| Other Travel |
|
x
| REITS & Finance |
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| Other |
|
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| Residential | |
|
o
| Other Real Estate | |
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| Business Services | |
| Energy | |
|
o
| Coal Mining | |
|
o
| Electric Utilities | |
|
o
| Energy Conservation | |
|
o
| Environmental Services | |
|
o
| Oil & Gas | |
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o
| Other Energy | |
Revenue Range | Aggregate Net Asset Value Range |
o
| No Revenues |
o
| No Aggregate Net Asset Value |
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| $1 - $1,000,000 |
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| $1 - $5,000,000 |
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| $1,000,001 - $5,000,000 |
o
| $5,000,001 - $25,000,000 |
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| $5,000,001 - $25,000,000 |
o
| $25,000,001 - $50,000,000 |
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
o
| Over $100,000,000 |
o
| Over $100,000,000 |
x
| Decline to Disclose |
o
| Decline to Disclose |
o
| Not Applicable |
o
| Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
o
| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
o
| Rule 504 (b)(1)(iii) |
o
| Securities Act Section 4(a)(5) |
|
o
| Investment Company Act Section 3(c) |
x
| New Notice | Date of First Sale | 2022-01-01 |
o
| First Sale Yet to Occur |
Does the Issuer intend this offering to last more than one year? |
o
| Yes |
x
| No |
9. Type(s) of Securities Offered (select all that apply) |
o
| Pooled Investment Fund Interests |
o
| Equity |
o
| Tenant-in-Common Securities |
o
| Debt |
o
| Mineral Property Securities |
o
| Option, Warrant or Other Right to Acquire Another Security |
o
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
x
| Other (describe) |
| Deferred compensation obligations of the Issuer pursuant to Alexandria Real Estate Equities, Inc. 2000 Deferred Compensation Plan |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
o
| Yes |
x
| No |
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Clarification of Response (if Necessary) | |
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Minimum investment accepted from any outside investor | $ 0 USD |
Recipient | Recipient CRD Number |
o
| None |
| |
(Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
| |
Street Address 1 | Street Address 2 |
| |
City | State/Province/Country | ZIP/Postal Code |
| | |
State(s) of Solicitation |
o
| All States |
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13. Offering and Sales Amounts |
Total Offering Amount | $ 5751688 USD |
o
Indefinite |
Total Amount Sold | $ 48917 USD | |
Total Remaining to be Sold | $ 5702771 USD |
o
Indefinite |
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Clarification of Response (if Necessary) |
|
o
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering
| |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 15 |
15. Sales Commissions & Finders’ Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
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Sales Commissions | $ 0 USD |
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| Estimate |
Finders' Fees | $ 0 USD |
o
| Estimate |
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Clarification of Response (if Necessary) |
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Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
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| $ 3809375 USD |
x
Alexandria Real Estate E... (NYSE:ARE) Historical Stock Chart Von Feb 2024 bis Mär 2024
Alexandria Real Estate E... (NYSE:ARE) Historical Stock Chart Von Mär 2023 bis Mär 2024
Form 4 - Statement of changes in beneficial ownership of securities Dienstag 5 März 2024 (3 Wochen vor) • Edgar (US Regulatory) |
Alexandria Real Estate Equities, Inc. Declares Cash Dividend of $1.27 per Common Share for 1Q24, for an Aggregate of $5.02 per Common Share for the 12 Months Ending March 31, 2024, an Increase of 24 Cents, or 5 Percent, Over the 12 Months Ended March 31, 2 Montag 4 März 2024 (3 Wochen vor) • PR Newswire (US) |
Alexandria Real Estate Equities, Inc. Announces Significant Early Renewal and 10-Year Lease Extension With Longstanding Credit Tenant Takeda at the Alexandria Center at Kendall Square Mega Campus in Cambridge Montag 4 März 2024 (3 Wochen vor) • PR Newswire (US) |
Form 144 - Report of proposed sale of securities Freitag 1 März 2024 (4 Wochen vor) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities Mittwoch 28 Februar 2024 (4 Wochen vor) • Edgar (US Regulatory) |
Alexandria Real Estate Equities, Inc. to Hold Its First Quarter 2024 Operating and Financial Results Conference Call and Webcast on April 23, 2024 Mittwoch 28 Februar 2024 (4 Wochen vor) • PR Newswire (US) |
Alexandria Real Estate Equities, Inc. Continues Its Distinctive, Steadfast and Positive Impact on the Widespread and Complex Mental Health Crisis Dienstag 27 Februar 2024 (1 Monat vor) • PR Newswire (US) |
Form 144 - Report of proposed sale of securities Montag 26 Februar 2024 (1 Monat vor) • Edgar (US Regulatory) |
Form 8-K - Current report Donnerstag 15 Februar 2024 (1 Monat vor) • Edgar (US Regulatory) |
Form 424B5 - Prospectus [Rule 424(b)(5)] Donnerstag 15 Februar 2024 (1 Monat vor) • Edgar (US Regulatory) |
Form 8-K - Current report Donnerstag 15 Februar 2024 (1 Monat vor) • Edgar (US Regulatory) |
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] Mittwoch 14 Februar 2024 (1 Monat vor) • Edgar (US Regulatory) |
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