TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from
1(a):
(c) Name of offeror/offeree in relation to NORTONLIFELOCK INC
whose
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 22 October 2021
(f) In addition to the company in 1(c) above, YES:
is the discloser making
disclosures in respect of any other party AVAST PLC
to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,565,340 0.27% 988,834 0.17%
Cash-settled
(2) derivatives:
556,267 0.10% 1,028,322 0.18%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 2,122,107 0.36% 2,019,256 0.35%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 361,000 0.06% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 361,000 0.06% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 2 26.4150 USD
USD 0.01 common Purchase 4 26.4025 USD
USD 0.01 common Purchase 6 26.4000 USD
USD 0.01 common Purchase 92 22.5100 EUR
USD 0.01 common Purchase 100 26.6400 USD
USD 0.01 common Purchase 200 26.3800 USD
USD 0.01 common Purchase 200 26.5350 USD
USD 0.01 common Purchase 200 26.6450 USD
USD 0.01 common Purchase 298 26.5232 USD
USD 0.01 common Purchase 402 26.4050 USD
USD 0.01 common Purchase 500 26.6600 USD
USD 0.01 common Purchase 800 26.3875 USD
USD 0.01 common Purchase 1,290 26.2900 USD
USD 0.01 common Purchase 1,633 26.5609 USD
USD 0.01 common Purchase 2,300 26.5578 USD
USD 0.01 common Purchase 2,834 26.5431 USD
USD 0.01 common Purchase 2,947 26.6700 USD
USD 0.01 common Purchase 3,000 26.5196 USD
USD 0.01 common Purchase 3,377 26.5429 USD
USD 0.01 common Purchase 3,668 26.6557 USD
USD 0.01 common Purchase 4,773 26.6245 USD
USD 0.01 common Purchase 5,120 26.5459 USD
USD 0.01 common Purchase 5,425 26.6635 USD
USD 0.01 common Purchase 10,834 26.5222 USD
USD 0.01 common Purchase 29,361 26.5124 USD
USD 0.01 common Purchase 34,373 26.6699 USD
USD 0.01 common Purchase 57,209 26.5508 USD
USD 0.01 common Sale 2 26.2300 USD
USD 0.01 common Sale 8 26.5337 USD
USD 0.01 common Sale 27 26.4251 USD
USD 0.01 common Sale 92 22.5100 EUR
USD 0.01 common Sale 100 26.4500 USD
USD 0.01 common Sale 147 26.5615 USD
USD 0.01 common Sale 200 26.6250 USD
USD 0.01 common Sale 308 26.5179 USD
USD 0.01 common Sale 317 26.5552 USD
USD 0.01 common Sale 333 26.5523 USD
USD 0.01 common Sale 353 26.5765 USD
USD 0.01 common Sale 500 26.5560 USD
USD 0.01 common Sale 500 26.4600 USD
USD 0.01 common Sale 608 26.4736 USD
USD 0.01 common Sale 610 26.4168 USD
USD 0.01 common Sale 800 26.5575 USD
USD 0.01 common Sale 1,290 26.2900 USD
USD 0.01 common Sale 1,300 26.5230 USD
USD 0.01 common Sale 1,800 26.5546 USD
USD 0.01 common Sale 2,001 26.4324 USD
USD 0.01 common Sale 2,127 26.4442 USD
USD 0.01 common Sale 3,173 26.5403 USD
USD 0.01 common Sale 3,779 26.5156 USD
USD 0.01 common Sale 3,860 26.6454 USD
USD 0.01 common Sale 4,749 26.6242 USD
USD 0.01 common Sale 5,525 26.6612 USD
USD 0.01 common Sale 5,733 26.5510 USD
USD 0.01 common Sale 6,833 26.3100 USD
USD 0.01 common Sale 13,634 26.5332 USD
USD 0.01 common Sale 31,860 26.5129 USD
USD 0.01 common Sale 47,572 26.5621 USD
USD 0.01 common Sale 53,594 26.6700 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 25 Oct 2021
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose Barclays PLC.
positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Call Options Purchased 500 27.0000 American 2022
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211025005429/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
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