Amended Statement of Beneficial Ownership (3/a)
28 Dezember 2021 - 12:11AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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North David |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/5/2021
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3. Issuer Name and Ticker or Trading Symbol
Byrna Technologies Inc. [BYRN]
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(Last)
(First)
(Middle)
100 BURTT ROAD, SUITE 115 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Financial Officer / |
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(Street)
ANDOVER, MA 01810
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
6/11/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1)(3) | (1) | Common Stock | 60000 | (2) | D | |
| Explanation of Responses: |
| (1) | The restricted stock units vest as follows: (i) one-third of the RSUs have no price trigger, (ii) the second one-third of the RSUs will be triggered when BYRN's stock trades above $30.00 on a 20-day Volume Weighted Average Price ("VWAP"), (iii) the final one-third of the RSUs will be triggered when the stock trades above $40.00 on a 20-day VWAP; and (iv) the reporting person must remain employed by the Company until December 1, 2023 for the restricted stock units to vest. The restricted stock units will be settled in cash or shares of BYRN common stock on or before March 15, 2024. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of BYRN common stock or cash. |
| (3) | This amends the earlier form 3 which incorrectly stated that the first third of the RSU's have a $20.00 price trigger |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
North David
100 BURTT ROAD, SUITE 115
ANDOVER, MA 01810 |
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| Chief Financial Officer |
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Signatures
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| /s/ Lisa Wager, by Power of Attorney | | 12/24/2021 |
| **Signature of Reporting Person | Date |
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