Amended Current Report Filing (8-k/a)
10 November 2021 - 11:19PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act
Date of Report (Date of earliest event reported): November 10,
2021
AMERICAN REALTY INVESTORS,
INC.
(Exact Name of Registrant as
Specified in its Charter)
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Nevada
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001-15663
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75-2847135
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(State or other
jurisdiction of incorporation)
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(Commission
File No.)
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(I.R.S. Employer
Identification No.)
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1603 LBJ Freeway, Suite 800
Dallas, Texas
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75234
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code 469-522-4200
(Former name or former
address, if changed since last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following
provisions:
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[ ]
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
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Title of Each Class
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Trading Symbol
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Name of Each Exchange
on which Registered
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Common Stock, par value $0.01
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ARL
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New York Stock Exchange
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Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the
extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act.
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Section 2 - Financial Information
Item 2.02 - Results of Operations and
Financial Condition
On November 10, 2021, American Realty Investors, Inc. (“ARL” or the “Company”) announced its operational results
for the quarter ended September 30, 2021 and filed a Form 8-K, with a copy of the announcement attached as Exhibit “99.1.”
Unfortunately, Exhibit “99.1,” which was the original News Release issued, contained a typographical error in the first line
thereof, as it reported for the three months ended September 30, 2021, a “net loss,” which, in fact, should have been reported
as “net income.” All tables attached are correct and do report “net income.”
The information furnished pursuant
to Item 2.02 in this Form 8-K/A, including Exhibit “99.1” attached to the original filed Form 8-K, shall not be deemed to
be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that
Section, unless we specifically incorporate it by reference in a document filed under the Securities Act of 1933 or the Securities Exchange
Act of 1934. We undertake no duty or obligation to publicly update or revise the financial information pursuant to Item 2.02 of this Current
Report on Form 8- K/A.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K/A to be signed on its behalf
by the undersigned, hereunto duly authorized.
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Dated: November 10, 2021
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AMERICAN REALTY INVESTORS, INC.
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By:
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/s/ Erik L. Johnson
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Erik L. Johnson
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Executive Vice President
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and Chief Executive Officer
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American Realty Investors (NYSE:ARL)
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