UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-1027
NAME OF REGISTRANT: VANGUARD WORLD FUND
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: AUGUST 31
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
FUND: VANGUARD FINANCIALS INDEX FUND
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ISSUER: 1st Source Corporation
TICKER: SRCE CUSIP: 336901103
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL B. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WELLINGTON D. JONES III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAJEEB A. KHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. MURPHY IV ISSUER YES FOR FOR
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ISSUER: Acadia Realty Trust
TICKER: AKR CUSIP: 004239109
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE S. WIELANSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: ACE Limited
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBERT M. HERNANDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT PETER MENIKOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ROBERT RIPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT THEODORE E. SHASTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITORS
PROPOSAL #6.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVES THROUGH REDUCTION OF PAR VALUE
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Affiliated Managers Group, Inc.
TICKER: AMG CUSIP: 008252108
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL T. BYRNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DWIGHT D. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEAN M. HEALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HAROLD J. MEYERMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. NUTT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TRACY P. PALANDJIAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RITA M. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK T. RYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JIDE J. ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Aflac Incorporated
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN SHELBY AMOS, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL S. AMOS, II ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. PAUL BOWERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELIZABETH J. HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES B. KNAPP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR E. STEPHEN PURDOM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAVID GARY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR TAKURO YOSHIDA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R.S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M.K. SAITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E.K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Alexander's, Inc.
TICKER: ALX CUSIP: 014752109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ROTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. DIBENEDETTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Alexandria Real Estate Equities, Inc.
TICKER: ARE CUSIP: 015271109
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. ATKINS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA C. FREIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN A. SIMONETTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
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ISSUER: Alleghany Corporation
TICKER: Y CUSIP: 017175100
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN BRENNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES F. WILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Allied World Assurance Company Holdings, AG
TICKER: AWH CUSIP: H01531104
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BARBARA T. ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SCOTT HUNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT PATRICK DE SAINT-AIGNAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #4: APPROVE RETENTION OF DISPOSABLE PROFITS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: APPOINT DELOITTE & TOUCHE LTD. AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND DELOITTE AG AS STATUTORY
AUDITORS
PROPOSAL #8: APPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITOR
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
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ISSUER: Alterra Capital Holdings Limited
TICKER: ALTE CUSIP: G0229R108
MEETING DATE: 2/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
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ISSUER: Altisource Portfolio Solutions S.A.
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. SHEPRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. MICHAEL LINN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROLAND MULLER-INEICHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMO VATTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED AUDITORS AND DELOITTE AUDIT
S.A. R.L. AS CERTIFIED AUDIOR FOR STATUTORY ACCOUNTS
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' REPORTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
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ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: 024013104
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN D. GOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: 024013104
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: American Campus Communities, Inc.
TICKER: ACC CUSIP: 024835100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BAYLESS JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R.D. BURCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OLIVER LUCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WINSTON W. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: American Capital Agency Corp.
TICKER: AGNC CUSIP: 02503X105
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. COUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDY E. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY K. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRUE B. LAROCCA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN N. PURYEAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MALON WILKUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL A. FLAX ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: American Capital Mortgage Investment Corp.
TICKER: MTGE CUSIP: 02504A104
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. COUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDY E. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY K. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRUE B. LAROCCA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN N. PURYEAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MALON WILKUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL A. FLAX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: American Capital, Ltd.
TICKER: ACAS CUSIP: 02503Y103
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY C. BASKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL M. HAHL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP R. HARPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. KOSKINEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STAN LUNDINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH D. PETERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALVIN N. PURYEAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MALON WILKUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: American Equity Investment Life Holding Company
TICKER: AEL CUSIP: 025676206
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER M. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MATOVINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERARD D. NEUGENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: American Financial Group, Inc.
TICKER: AFG CUSIP: 025932104
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. CRAIG LINDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH C. AMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. BERDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. (JEFF) ISSUER YES FOR FOR
CONSOLINO
PROPOSAL #1.6: ELECT DIRECTOR VIRGINIA 'GINA' C. ISSUER YES FOR FOR
DROSOS
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY G. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM W. VERITY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN I. VON LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BENMOSCHE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: LIMIT TOTAL NUMBER OF BOARDS ON WHICH SHAREHOLDER YES AGAINST FOR
COMPANY DIRECTORS MAY SERVE
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ISSUER: American Realty Capital Trust, Inc.
TICKER: ARCT CUSIP: 02917L101
MEETING DATE: 1/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD M. DYKES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROLYN F. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN D. KNOWLTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. WALKER LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFERY NODDLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERISAFE, Inc.
TICKER: AMSF CUSIP: 03071H100
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARED A. MORRIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DANIEL PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmTrust Financial Services, Inc.
TICKER: AFSI CUSIP: 032359309
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN C. FISCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ABRAHAM GULKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL KARFUNKEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JAY J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Annaly Capital Management, Inc.
TICKER: NLY CUSIP: 035710409
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. WAYNE NORDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN G. KEYES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MANAGEMENT EXTERNALIZATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anworth Mortgage Asset Corporation
TICKER: ANH CUSIP: 037347101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD MCADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE A. AULT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES H. BLACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH E. MCADAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aon plc
TICKER: AON CUSIP: G0408V102
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LESTER B. KNIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT GREGORY C. CASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT FULVIO CONTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT CHERYL A. FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT EDGAR D. JANNOTTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT J. MICHAEL LOSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT ROBERT S. MORRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT RICHARD B. MYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT RICHARD C. NOTEBAERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT GLORIA SANTONA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT CAROLYN Y. WOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST AND YOUNG LLP AS AON'S ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: RATIFY ERNST AND YOUNG LLP AS AON'S U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL STATUTORY AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #8: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APARTMENT INVESTMENT AND MANAGEMENT COMPANY
TICKER: AIV CUSIP: 03748R101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. KELTNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Commercial Real Estate Finance, Inc.
TICKER: ARI CUSIP: 03762U105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS D. ABBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. AZRACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALICE M. CONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC L. PRESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. SALVATI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Investment Corporation
TICKER: AINV CUSIP: 03761U106
MEETING DATE: 9/5/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. HANNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. ZELTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASHOK N. BAKHRU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Residential Mortgage, Inc.
TICKER: AMTG CUSIP: 03763V102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC E. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK N. KHEDOURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUSTIN STEVENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOPE S. TAITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS D. CHRISTOPOUL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arch Capital Group Ltd.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN L. BUNCE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR YIORGOS LILLIKAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEANNA M. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ANTHONY ASQUITH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2b: ELECT DIRECTOR EDGARDO BALOIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2c: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2d: ELECT DIRECTOR PETER CALLEO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2e: ELECT DIRECTOR PAUL COLE AS DESIGNATED ISSUER YES FOR FOR
COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2f: ELECT DIRECTOR MICHAEL CONSTANTINIDES ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2g: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2h: ELECT DIRECTOR WILLIAM J. COONEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2i: ELECT DIRECTOR NICK DENNISTON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2j: ELECT DIRECTOR MICHAEL FEETHAM AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2k: ELECT DIRECTOR STEPHEN FOGARTY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2l: ELECT DIRECTOR ELIZABETH FULLERTON-ROME ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2m: ELECT DIRECTOR MARC GRANDISSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2n: ELECT DIRECTOR MICHAEL A. GREENE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2o: ELECT DIRECTOR JEROME HALGAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2p: ELECT DIRECTOR DAVID W. HIPKIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2q: ELECT DIRECTOR W. PRESTON HUTCHINGS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2r: ELECT DIRECTOR CONSTANTINE IORDANOU AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2s: ELECT DIRECTOR WOLBERT H. KAMPHUIJS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2t: ELECT DIRECTOR MICHAEL H. KIER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2u: ELECT DIRECTOR LIN LI-WILLIAMS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2v: ELECT DIRECTOR MARK D. LYONS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2w: ELECT DIRECTOR ADAM MATTESON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2x: ELECT DIRECTOR ROBERT MCDOWELL AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2y: ELECT DIRECTOR DAVID H. MCELROY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2z: ELECT DIRECTOR ROMMEL MERCADO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aa: ELECT DIRECTOR DAVID J. MULHOLLAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ab: ELECT DIRECTOR MICHAEL R. MURPHY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ac: ELECT DIRECTOR MARTIN J. NILSEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ad: ELECT DIRECTOR MARK NOLAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ae: ELECT DIRECTOR MARITA OLIVER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2af: ELECT DIRECTOR NICOLAS PAPADOPOULO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ag: ELECT DIRECTOR ELISABETH QUINN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ah: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ai: ELECT DIRECTOR JOHN F. RATHGEBER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aj: ELECT DIRECTOR ANDREW RIPPERT AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ak: ELECT DIRECTOR CARLA SANTAMARIA-SENA ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2al: ELECT DIRECTOR ARTHUR SCACE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2am: ELECT DIRECTOR SCOTT SCHENKER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2an: ELECT DIRECTOR SOREN SCHEUER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ao: ELECT DIRECTOR BUDHI SINGH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ap: ELECT DIRECTOR HELMUT SOHLER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aq: ELECT DIRECTOR IWAN VAN MUNSTER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ar: ELECT DIRECTOR ANGUS WATSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2as: ELECT DIRECTOR JAMES R. WEATHERSTONE ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2at: ELECT DIRECTOR GERALD WOLFE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ares Capital Corporation
TICKER: ARCC CUSIP: 04010L103
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK E. O'BRYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONY P. RESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC B. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argo Group International Holdings, Ltd.
TICKER: AGII CUSIP: G0464B107
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. SEDGWICK BROWNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HECTOR DE LEON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN A. NEALON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. TONELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARMOUR Residential REIT, Inc.
TICKER: ARR CUSIP: 042315101
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ULM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. ZIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS K. GUBA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. HAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN 'JACK' P. ISSUER YES WITHHOLD AGAINST
HOLLIHAN, III
PROPOSAL #1.8: ELECT DIRECTOR STEWART J. PAPERIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JORDAN ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrow Financial Corporation
TICKER: AROW CUSIP: 042744102
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY C. DAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY-ELIZABETH T. ISSUER YES FOR FOR
FITZGERALD
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. HOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR COLIN L. READ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OUTSIDE DIRECTOR STOCK AWARDS IN ISSUER YES FOR FOR
LIEU OF CASH
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arthur J. Gallagher & Co.
TICKER: AJG CUSIP: 363576109
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. BAX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. PATRICK GALLAGHER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELBERT O. HAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KAY W. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NORMAN L. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES R. WIMMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Artio Global Investors Inc.
TICKER: ART CUSIP: 04315B107
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR ROBERT JACKSON ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR DUANE KULLBERG ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR CHRISTOPHER WRIGHT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Hospitality Trust, Inc.
TICKER: AHT CUSIP: 044103109
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAMAL JAFARNIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS A. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. MICHAEL MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN L. TALLIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILIP S. PAYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Insurance Holdings Limited
TICKER: AHL CUSIP: G05384105
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BUCKNALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER O'FLINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD PRESSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON IRELAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Banc-Corp
TICKER: ASBC CUSIP: 045487105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUTH M. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD R. HARDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. JEFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EILEEN A. KAMERICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD T. LOMMEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. DOUGLAS QUICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN T. VAN LITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN (JAY) B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Estates Realty Corporation
TICKER: AEC CUSIP: 045604105
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT T. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY I. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. SANFILIPPO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. SCHOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD T. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assurant, Inc.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELYSE DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. KELSO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT B. POLLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL J. REILLY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT W. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assured Guaranty Ltd.
TICKER: AGO CUSIP: G0585R106
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT NEIL BARON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT FRANCISCO L. BORGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT G. LAWRENCE BUHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT STEPHEN A. COZEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DOMINIC J. FREDERICO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT BONNIE L. HOWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT PATRICK W. KENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT SIMON W. LEATHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT ROBIN MONRO-DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT MICHAEL T. O'KANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT WILBUR L. ROSS, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT HOWARD W. ALBERT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #1.13: ELECT ROBERT A. BAILENSON AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #1.14: ELECT RUSSELL B. BREWER, II AS ISSUER YES FOR FOR
DIRECTOR OF ASSURED GUARANTY RE LTD
PROPOSAL #1.15: ELECT GARY BURNET AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #1.16: ELECT STEPHEN DONNARUMMA AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #1.17: ELECT DOMINIC J. FREDERICO AS ISSUER YES FOR FOR
DIRECTOR OF ASSURED GUARANTY RE LTD
PROPOSAL #1.18: ELECT JAMES M. MICHENER AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #1.19: ELECT ROBERT B. MILLS AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RATIFY PWC AS AG RE'S AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astoria Financial Corporation
TICKER: AF CUSIP: 046265104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. CHRIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. CORRADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN M. LEENEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HEALY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXIS Capital Holdings Limited
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GEOFFREY BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ALBERT A. BENCHIMOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT CHRISTOPHER V. GREETHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT MAURICE A. KEANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT HENRY B. SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LTD AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancFirst Corporation
TICKER: BANF CUSIP: 05945F103
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR DENNIS L. BRAND ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR C. L. CRAIG, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #3.3: ELECT DIRECTOR WILLIAM H. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR JAMES R. DANIEL ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR F. FORD DRUMMOND ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR K. GORDON GREER ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR DONALD B. HALVERSTADT ISSUER YES WITHHOLD AGAINST
PROPOSAL #3.8: ELECT DIRECTOR WILLIAM O. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR DAVE R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR J. RALPH MCCALMONT ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TOM H. MCCASLAND, III ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR RONALD J. NORICK ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR PAUL B. ODOM, JR. ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR DAVID E. RAGLAND ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR H. E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR MICHAEL S. SAMIS ISSUER YES FOR FOR
PROPOSAL #3.18: ELECT DIRECTOR MICHAEL K. WALLACE ISSUER YES FOR FOR
PROPOSAL #3.19: ELECT DIRECTOR G. RAINEY WILLIAMS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #4.1: ELECT DIRECTOR WILLIAM H. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR K. GORDON GREER ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR DONALD B. HALVERSTADT ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR WILLIAM O. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR DAVE R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR MICHAEL S. SAMIS ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancorpSouth, Inc.
TICKER: BXS CUSIP: 059692103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUS J. BLASS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRACE CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY G. KIRK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUY W. MITCHELL, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AUBREY B. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES D. ROLLINS, III ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAW TO LIMIT MULTIPLE BOARD SHAREHOLDER YES AGAINST FOR
SERVICE
PROPOSAL #7: REPORT ON FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #8: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES AGAINST FOR
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Hawaii Corporation
TICKER: BOH CUSIP: 062540109
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. HAUNANI APOLIONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY G.F. BITTERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. BURAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. CHUN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLINTON R. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. HEENAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER S. HO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT HURET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENT T. LUCIEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARTIN A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD M. TAKAKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARBARA J. TANABE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RAYMOND P. VARA, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT W. WO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of Montreal
TICKER: BMO CUSIP: 063671101
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. ASTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SOPHIE BROCHU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. COPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. DOWNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. FARMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC R. LA FLECHE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE H. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PHILIP S. ORSINO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARTHA C. PIPER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DON M. WILSON III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: INCREASE DISCLOSURE OF PENSION SHAREHOLDER YES AGAINST FOR
PLANS
PROPOSAL #5: SP 2: ADOPT POLICY FOR EQUITABLE SHAREHOLDER YES AGAINST FOR
TREATMENT UNDER THE PENSION PLANS
PROPOSAL #6: SP 3: ADOPT POLICY ON GENDER EQUALITY IN SHAREHOLDER YES AGAINST FOR
EXECUTIVE POSITIONS
PROPOSAL #7: SP 4: ADOPT AN INTERNAL PAY RATIO SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SP 5: PUBLISH SUMMARY OF ANNUAL MEETINGS SHAREHOLDER YES AGAINST FOR
AND QUESTIONS RAISED AT MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of the Ozarks, Inc.
TICKER: OZRK CUSIP: 063904106
MEETING DATE: 4/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE GLEASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN AREHART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD CISNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT EAST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA GLEASON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER KENNY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY MARIANI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT PROOST ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R.L. QUALLS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAN THOMAS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SHERECE WEST- ISSUER YES FOR FOR
SCANTLEBURY
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BankUnited, Inc.
TICKER: BKU CUSIP: 06652K103
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BOHLSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHINH E. CHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUE M. COBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE F. DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. DOWLING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. KANAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR P. OLIVIER SARKOZY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LANCE N. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banner Corporation
TICKER: BANR CUSIP: 06652V208
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONNIE R. COLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. LANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY SIRMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. DEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR I. PATRICIA HENRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. HOWE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC C. KENDRICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LOUIS B. LYNN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD C. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHARLES A. PATTON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR TOLLIE W. RICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR EDWIN H. WELCH ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR STEPHEN T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING EXPENDITURES
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION OF BB&T ISSUER YES FOR FOR
TO CHANGE THE PAYMENT DATES OF ITS PREFERRED STOCK
DIVIDENDS TO CONFORM WITH THE PAYMENT DATE OF ITS
COMMON STOCK DIVIDENDS AND CONFORM PREFERRED STOCK
RECORD DATES
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBCN Bancorp, Inc.
TICKER: BBCN CUSIP: 073295107
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. BROIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS M. COSSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIN CHUL JHUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER Y.S. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANG HOON KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHUNG HYUN LEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JESUN PAIK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT YOON-SUK WHANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beneficial Mutual Bancorp, Inc.
TICKER: BNCL CUSIP: 08173R104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN DOUGHERTY BUCHHOLZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD F. GAYHARDT, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROY D. YATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 5/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: ADOPT QUANTITATIVE GOALS FOR GHG AND SHAREHOLDER YES ABSTAIN AGAINST
OTHER AIR EMISSIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hills Bancorp, Inc.
TICKER: BHLB CUSIP: 084680107
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY C. DIMOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE NORTON MOFFATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. WILLIAR DUNLAEVY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGC Partners, Inc.
TICKER: BGCP CUSIP: 05541T101
MEETING DATE: 12/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD W. LUTNICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. DALTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN T. CURWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY R. SLOANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT M. WEIS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGC Partners, Inc.
TICKER: BGCP CUSIP: 05541T101
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD W. LUTNICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. DALTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN T. CURWOOD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALBERT M. WEIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioMed Realty Trust, Inc.
TICKER: BMR CUSIP: 09063H107
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN D. GOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. BRADBURY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA R. CAMBON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD A. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY A. KREITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE D. ROTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR M. FAYE WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock Kelso Capital Corporation
TICKER: BKCC CUSIP: 092533108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. MAHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN K. USIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock Kelso Capital Corporation
TICKER: BKCC CUSIP: 092533108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS D. DAMMERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. KOMANSKY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOK Financial Corporation
TICKER: BOKF CUSIP: 05561Q201
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY S. ALLEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. FRED BALL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR SHARON J. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER C. BOYLAN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHESTER E. CADIEUX, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH W. CRAFT, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID F. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR V. BURNS HARGIS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS D. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR E. CAREY JOULLIAN, IV ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEORGE B. KAISER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT J. LAFORTUNE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR STANLEY A. LYBARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.16: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR E.C. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR MICHAEL C. TURPEN ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Private Financial Holdings, Inc.
TICKER: BPFH CUSIP: 101119105
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE S. COLANGELO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON G. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN L. SINAI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZOË BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MORTIMER B. ZUCKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brandywine Realty Trust
TICKER: BDN CUSIP: 105368203
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER D'ALESSIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY A. NICHOLS, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERARD H. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WYCHE FOWLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. DIGGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRE Properties, Inc.
TICKER: BRE CUSIP: 05564E106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAULA F. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. MCGURK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW T. MEDEIROS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEANNE R. MYERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY T. PERO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS E. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookline Bancorp, Inc.
TICKER: BRKL CUSIP: 11373M107
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. HALL, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSAMOND B. VAULE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brown & Brown, Inc.
TICKER: BRO CUSIP: 115236101
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. HYATT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL P. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY CURREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. HOEPNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY R.M. MAIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDELL S. REILLY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHILTON D. VARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bryn Mawr Bank Corporation
TICKER: BMTC CUSIP: 117665109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN B. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL F. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. LEES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK C. PETERS, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calamos Asset Management, Inc.
TICKER: CLMS CUSIP: 12811R104
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. EGGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH M. SCHAPPERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM N. SHIEBLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden National Corporation
TICKER: CAC CUSIP: 133034108
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. PAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN A. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN W. STANLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden Property Trust
TICKER: CPT CUSIP: 133131102
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. CAMPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS A. LEVEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM B. MCGUIRE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. KEITH ODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCES ALDRICH ISSUER YES FOR FOR
SEVILLA-SACASA
PROPOSAL #1.9: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Campus Crest Communities, Inc.
TICKER: CCG CUSIP: 13466Y105
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD S. KAHLBAUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENIS MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. POPEO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. SIMMONS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. RONALD DIETZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4c: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Southwest Corporation
TICKER: CSWC CUSIP: 140501107
MEETING DATE: 7/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL B. LIGON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T. DUANE MORGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD F. STRUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitalSource Inc.
TICKER: CSE CUSIP: 14055X102
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. FREMDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitol Federal Financial, Inc.
TICKER: CFFN CUSIP: 14057J101
MEETING DATE: 1/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. DICUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapLease, Inc.
TICKER: LSE CUSIP: 140288101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL H. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. POLLERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. GAGLIARDI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE F. LONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY F. ROGATZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstead Mortgage Corporation
TICKER: CMO CUSIP: 14067E506
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE P. GOOLSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW F. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY KEISER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER W. MAHOWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. WHITING ISSUER YES FOR FOR
PROPOSAL #2a: ADVISORY VOTE ON COMPENSATION PHILOSOPHY ISSUER YES FOR FOR
PROPOSAL #2b: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardinal Financial Corporation
TICKER: CFNL CUSIP: 14149F109
MEETING DATE: 4/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B.G. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. STARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. WILTSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cash America International, Inc.
TICKER: CSH CUSIP: 14754D100
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK R. DAUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B.D. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY J. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. MICALLEF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay General Bancorp
TICKER: CATY CUSIP: 149150104
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY L. CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNSON K. CHENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C.T. CHIU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C.H. POON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBL & Associates Properties, Inc.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN D. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WINSTON W. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBOE Holdings, Inc.
TICKER: CBOE CUSIP: 12503M108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BORIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANET P. FROETSCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JILL R. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUANE R. KULLBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. EDEN MARTIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS H. SHULMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CAROLE E. STONE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR EUGENE S. SUNSHINE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR EDWARD T. TILLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBRE Group, Inc.
TICKER: CBG CUSIP: 12504L109
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. BLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRANDON B. BOZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS F. FEENY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL KANTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC V. MALEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE J. SU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY L. WILSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RAY WIRTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cedar Realty Trust, Inc.
TICKER: CDR CUSIP: 150602209
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA N. HOOTKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVERETT B. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. SCHANZER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALVARO J. AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. BURR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemical Financial Corporation
TICKER: CHFC CUSIP: 163731102
MEETING DATE: 4/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. DANIEL BERNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY BOWMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. FITTERLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS T. HUFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. LAETHEM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. MEYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERENCE F. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID B. RAMAKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GRACE O. SHEARER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LARRY D. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRANKLIN C. WHEATLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Lodging Trust
TICKER: CHSP CUSIP: 165240102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS W. VICARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. NATELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE F. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY D. NUECHTERLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Financial Corporation
TICKER: CINF CUSIP: 172062101
MEETING DATE: 4/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA CLEMENT-HOLMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK J. DEBBINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. LICHTENDAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRETCHEN W. PRICE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS S. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KENNETH W. STECHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN F. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LARRY R. WEBB ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR E. ANTHONY WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIT Group Inc.
TICKER: CIT CUSIP: 125581801
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. THAIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. BRAD OATES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIANNE MILLER PARRS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERALD ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. TOBIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: AMEND INDEMNIFICATIONS PROVISIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Republic Bancorp, Inc.
TICKER: CRBC CUSIP: 174420307
MEETING DATE: 4/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Citizens, Inc.
TICKER: CIA CUSIP: 174740100
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. DEAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN F. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY T. TIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. SLOAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Holding Company
TICKER: CHCO CUSIP: 177835105
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES W. FAIRCHILDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FILE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY W. HYLTON, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. DALLAS KAYSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHARON H. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City National Corporation
TICKER: CYN CUSIP: 178566105
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH L. COLEMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRUCE ROSENBLUM ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER J. WARMUTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUSSELL GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT H. TUTTLE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CME Group Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE A. DUFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. CERMAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN J. GEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEO MELAMED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH NICIFORO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C.C. ODOM, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. SANDNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNO Financial Group, Inc.
TICKER: CNO CUSIP: 12621E103
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD J. BONACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT C. GREVING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. KEITH LONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NEAL C. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN G. TURNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoBiz Financial Inc.
TICKER: COBZ CUSIP: 190897108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN BANGERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. BURGAMY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN GUST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVAN MAKOVSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS L. POLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY K. RHINEHART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL N. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE H. SCHROFFEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY J. TRAVIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY BETH VITALE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY M. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohen & Steers, Inc.
TICKER: CNS CUSIP: 19247A100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT H. STEERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD P. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMOND D. VILLANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BERNARD B. WINOGRAD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colonial Properties Trust
TICKER: CLP CUSIP: 195872106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL F. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN M. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. MILLER GORRIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES K. LOWDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. LOWDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HERBERT A. MEISLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAUDE B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HAROLD W. RIPPS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colony Financial, Inc.
TICKER: CLNY CUSIP: 19624R106
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G. C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. SOMERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. STEFFENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Banking System, Inc.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 3/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLUMBIA BANKING SYSTEM, INC.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MELANIE J. DRESSEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN P. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERICK M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS M. HULBERT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELLE M. LANTOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR S. MAE FUJITA NUMATA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL C. REGIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM T. WEYERHAEUSER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES M. WILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comerica Incorporated
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUELINE P. KANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD G. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED A. PIERGALLINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REGINALD M. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerce Bancshares, Inc.
TICKER: CBSH CUSIP: 200525103
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL H. DEVANNY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN F. RASSIEUR, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR TODD R. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommonWealth REIT
TICKER: CWH CUSIP: 203233101
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH L. MOREA ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommonWealth REIT
TICKER: CWH CUSIP: 203233101
MEETING DATE: 6/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: CONSENT TO REMOVE EXISTING DIRECTOR SHAREHOLDER YES FOR FOR
BARRY M. PORTNOY
PROPOSAL #1.2: CONSENT TO REMOVE EXISTING DIRECTOR SHAREHOLDER YES FOR FOR
ADAM D. PORTNOY
PROPOSAL #1.3: CONSENT TO REMOVE EXISTING DIRECTOR SHAREHOLDER YES FOR FOR
JOSEPH L. MOREA
PROPOSAL #1.4: CONSENT TO REMOVE EXISTING DIRECTOR SHAREHOLDER YES FOR FOR
WILLIAM A. LAMKIN
PROPOSAL #1.5: CONSENT TO REMOVE EXISTING DIRECTOR SHAREHOLDER YES FOR FOR
FREDERICK N. ZEYTOONJIAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Bank System, Inc.
TICKER: CBU CUSIP: 203607106
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BOLUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS A. DICERBO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD S. MUCENSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Trust Bancorp, Inc.
TICKER: CTBI CUSIP: 204149108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN R. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MCGHEE, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. LYNN PARRISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY W. ST. CHARLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreSite Realty Corporation
TICKER: COR CUSIP: 21870Q105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. STUCKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. RAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. DAVID THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporate Office Properties Trust
TICKER: OFC CUSIP: 22002T108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY H. SHIDLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CLAY W. HAMLIN, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS F. BRADY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT L. DENTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELIZABETH A. HIGHT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID M. JACOBSTEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN D. KESLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD SZAFRANSKI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROGER A. WAESCHE, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENNETH D. WETHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corrections Corporation of America
TICKER: CXW CUSIP: 22025Y407
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAMON T. HININGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN D. CORRENTI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS W. DECONCINI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. HORNE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHARLES L. OVERBY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN R. PRANN, JR. ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOSEPH V. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cousins Properties Incorporated
TICKER: CUZ CUSIP: 222795106
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOM G. CHARLESWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE L. ISSUER YES FOR FOR
GELLERSTEDT, III
PROPOSAL #1.4: ELECT DIRECTOR LILLIAN C. GIORNELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. TAYLOR GLOVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM PORTER PAYNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. DARY STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cowen Group, Inc.
TICKER: COWN CUSIP: 223622101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE ELIZABETH ISSUER YES FOR FOR
DIETZE
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS W. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN E. TOFFOLON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crawford & Company
TICKER: CRD.B CUSIP: 224633107
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. BOWMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE C. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES D. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUSSEL L. HONORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOIA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES H. OGBURN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Acceptance Corporation
TICKER: CACC CUSIP: 225310101
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. FOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENDA J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CubeSmart
TICKER: CUBE CUSIP: 229663109
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. ISSUER YES FOR FOR
DIEFENDERFER, III
PROPOSAL #1.2: ELECT DIRECTOR PIERO BUSSANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEAN JERNIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH R. SALZBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY F. ROGATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. FAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cullen/Frost Bankers, Inc.
TICKER: CFR CUSIP: 229899109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DENNY ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROYCE S. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAWFORD H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUBEN M. ESCOBEDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK B. FROST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. HAEMISEGGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAREN E. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD M. KLEBERG, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR IDA CLEMENT STEEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HORACE WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE A. BORBA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. DEL GUERCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. JACOBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD O. KRUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER D. MYERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND V. O'BRIEN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAN E. VACCARO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. LINN WILEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYS Investments, Inc.
TICKER: CYS CUSIP: 12673A108
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. GRANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANYA S. BEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY P. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. JONAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND A. ISSUER YES FOR FOR
REDLINGSHAFER, JR.
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. STERN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. TYSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCT Industrial Trust Inc.
TICKER: DCT CUSIP: 233153105
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS F. AUGUST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN S. GATES, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAYMOND B. GREER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TRIPP H. HARDIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN C. O'KEEFFE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRUCE L. WARWICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DDR Corp.
TICKER: DDR CUSIP: 23317H102
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. BOLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS FINNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. GIDEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VOLKER KRAFT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REBECCA L. MACCARDINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICTOR B. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SCOTT D. ROULSTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARRY A. SHOLEM ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DFC Global Corp.
TICKER: DLLR CUSIP: 23324T107
MEETING DATE: 11/8/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID JESSICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL KOOPER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DiamondRock Hospitality Company
TICKER: DRH CUSIP: 252784301
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. ROBERT GRAFTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN L. MCAVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE D. WARDINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK W. BRUGGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Realty Trust, Inc.
TICKER: DLR CUSIP: 253868103
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DENNIS E. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL F. FOUST ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LAURENCE A. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KATHLEEN EARLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RUANN F. ERNST ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERT H. ZERBST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dime Community Bancshares, Inc.
TICKER: DCOM CUSIP: 253922108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT F. PALAGIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK E. CURTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OMER S. J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discover Financial Services
TICKER: DFS CUSIP: 254709108
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK A. THIERER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donegal Group Inc.
TICKER: DGICA CUSIP: 257701201
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BERLUCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. LYONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR S. TREZEVANT MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doral Financial Corporation
TICKER: DRL CUSIP: 25811P886
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS G. BUCHERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. GILLERAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS L. JACOBS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID E. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERARD L. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GLEN R. WAKEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Douglas Emmett, Inc.
TICKER: DEI CUSIP: 25960P109
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN A. EMMETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDAN L. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. PANZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE E. BIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID T. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. O'HERN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. SIMON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duff & Phelps Corporation
TICKER: DUF CUSIP: 26433B107
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Realty Corporation
TICKER: DRE CUSIP: 264411505
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM CAVANAUGH, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN H. COHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NGAIRE E. CUNEO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES R. EITEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELANIE R. SABELHAUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER M. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JACK R. SHAW ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT J. WOODWARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DuPont Fabros Technology, Inc.
TICKER: DFT CUSIP: 26613Q106
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAMMOT J. DU PONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOSSEIN FATEH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN G. HEILIGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC V. MALEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. ROBERTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. TOOLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynex Capital, Inc.
TICKER: DX CUSIP: 26817Q506
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. AKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BYRON L. BOSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY A. IGDALOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. WHEAT, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES TO REMOVE OBSOLETE ISSUER YES FOR FOR
LANGUAGE REGARDING THE 1999 STOCK SPLIT
PROPOSAL #5: AMEND ARTICLES TO REMOVE OBSOLETE ISSUER YES FOR FOR
LANGUAGE REGARDING THE SERIES D9.50% CUMULATIVE
CONVERTIBLE PREFERRED STOCK
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E*TRADE Financial Corporation
TICKER: ETFC CUSIP: 269246401
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL T. IDZIK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDERICK W. KANNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES LAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. SCLAFANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN H. WILLARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp, Inc.
TICKER: EGBN CUSIP: 268948106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. ALPERSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. PINCUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DONALD R. ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LELAND M. WEINSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East West Bancorp, Inc.
TICKER: EWBC CUSIP: 27579R104
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRIS S. CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUDOLPH I. ESTRADA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIA S. GOUW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL H. IRVING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW S. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAK-CHUEN CLARENCE KWAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN LEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERMAN Y. LI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK C. LIU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KEITH W. RENKEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EastGroup Properties, Inc.
TICKER: EGP CUSIP: 277276101
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. PIKE ALOIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H.C. BAILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAYDEN C. EAVES, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDRIC H. GOULD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID H. HOSTER, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. OSNOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LELAND R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Education Realty Trust, Inc.
TICKER: EDR CUSIP: 28140H104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL O. BOWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONTE J. BARROW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. CAHILL, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL W. WEAKLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eHealth, Inc.
TICKER: EHTH CUSIP: 28238P109
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT N. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Insurance Group Inc.
TICKER: EMCI CUSIP: 268664109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN A. CRANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN R. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. HOWE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRUCE G. KELLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRETCHEN H. TEGELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Employers Holdings, Inc.
TICKER: EIG CUSIP: 292218104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Capital Group, Inc.
TICKER: ECPG CUSIP: 292554102
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE LUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCIS E. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. VECCHIONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H RONALD WEISSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WARREN S. WILCOX ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endurance Specialty Holdings Ltd.
TICKER: ENH CUSIP: G30397106
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JOHN T. BAILY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT NORMAN BARHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT GALEN R. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT SCOTT D. MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE SPECIALTY INSURANCE
PROPOSAL #1.6: ELECT DAVID CASH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.7: ELECT JOHN V. DEL COL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.8: ELECT ALAN BARLOW AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.9: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS
PROPOSAL #1.10: ELECT DAVID CASH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.11: ELECT SIMON MINSHALL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.12: ELECT BRENDAN R. O'NEILL AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS
PROPOSAL #1.13: ELECT ALLAN BARLOW AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.14: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE
LIMITED
PROPOSAL #1.15: ELECT AS DAVID CASH SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.16: ELECT SIMON MINSHALL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.17: ELECT BRENDAN R. O'NEILL AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE
PROPOSAL #2: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD THROUGH THE AUDIT COMMITTEE TO
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND THE COMPANY'S AMENDED AND RESTATED ISSUER YES FOR FOR
BYLAWS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enstar Group Limited
TICKER: ESGR CUSIP: G3075P101
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBERT J. CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT PAUL J. O'SHEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT SUMIT RAJPAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT SUBSIDIARY DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epoch Holding Corporation
TICKER: EPHC CUSIP: 29428R103
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN R. TESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. PRIEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENRIQUE R. ARZAC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. CECIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER A. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY T. TAUSSIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epoch Holding Corporation
TICKER: EPHC CUSIP: 29428R103
MEETING DATE: 3/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPR Properties
TICKER: EPR CUSIP: 26884U109
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRETT BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. BLOCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING COMMUNICATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity One, Inc.
TICKER: EQY CUSIP: 294752100
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. CASSEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA R. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL FLANZRAICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHAIM KATZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GALIA MAOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DORI SEGAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID FISCHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Residential
TICKER: EQR CUSIP: 29476L107
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR B. JOSEPH WHITE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essex Property Trust, Inc.
TICKER: ESS CUSIP: 297178105
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISSIE N. RABINOVITCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. RANDLETT ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EverBank Financial Corp
TICKER: EVER CUSIP: 29977G102
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH D. HINKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL B. NEWTON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evercore Partners Inc.
TICKER: EVR CUSIP: 29977A105
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PEDRO ASPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR FRANCOIS DE SAINT PHALLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL B. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CURT HESSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY N. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH L. SCHLOSSTEIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everest Re Group, Ltd.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. ADDESSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. AMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. DUNNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH V. TARANTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. WEBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Excel Trust, Inc.
TICKER: EXL CUSIP: 30068C109
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY B. SABIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER G. PLUMB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK T. BURTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE G. BLAKLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BURLAND B. EAST, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. PARSONS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WARREN R. STALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extra Space Storage Inc.
TICKER: EXR CUSIP: 30225T102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER F. KIRK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY FANTICOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUGH W. HORNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH D. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K. FRED SKOUSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F.N.B. Corporation
TICKER: FNB CUSIP: 302520101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. CHIAFULLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT J. DELIE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA E. ELLSWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. GURGOVITS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. STEPHEN MARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. MCCARTHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR J. ROONEY, II ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN W. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN S. STANIK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM J. STRIMBU ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR EARL K. WAHL, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBL Financial Group, Inc.
TICKER: FFG CUSIP: 30239F106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER K. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. LARSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Realty Investment Trust
TICKER: FRT CUSIP: 313747206
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTIN GAMBLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FelCor Lodging Trust Incorporated
TICKER: FCH CUSIP: 31430F101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. HARTUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. LEDSINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. LUTZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Financial, Inc.
TICKER: FNF CUSIP: 31620R105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. (RON) LANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. ROOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARY H. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Street Finance Corp.
TICKER: FSC CUSIP: 31678A103
MEETING DATE: 3/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD P. DUTKIEWICZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK C. MEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS F. RAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYL F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MITCHEL D. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Engines, Inc.
TICKER: FNGN CUSIP: 317485100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEIDI K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. GRUNDFEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL G. KOONTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First American Financial Corporation
TICKER: FAF CUSIP: 31847R102
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARKER S. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. OMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Bancorp
TICKER: FBNC CUSIP: 318910106
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL T. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK D. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY CLARA CAPEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. CRAWFORD, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES G. HUDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE R. PERKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FREDERICK L. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VIRGINIA C. THOMASSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN C. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Busey Corporation
TICKER: BUSE CUSIP: 319383105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VAN A. DUKEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN V. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. PHILLIPS KNOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR V. B. LEISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY B. LYKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AUGUST C. MEYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE T. SHAPLAND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS G. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Cash Financial Services, Inc.
TICKER: FCFS CUSIP: 31942D107
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JORGE MONTANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Citizens BancShares, Inc.
TICKER: FCNCA CUSIP: 31946M103
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR E. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOPE H. CONNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUBERT M. CRAIG, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LEE DURHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. HEAVNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK B. HOLDING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK B. HOLDING, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUCIUS S. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. MASON, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT T. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES M. PARKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RALPH K. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Commonwealth Financial Corporation
TICKER: FCF CUSIP: 319829107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BARONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTORJULIE A. CAPONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAY T. CHARLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY R. CLAUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. DAHLMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHNSTON A. GLASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JON L. GORNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID W. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUKE A. LATIMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. NEWILL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR T. MICHAEL PRICE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURIE STERN SINGER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT J. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Community Bancshares, Inc.
TICKER: FCBC CUSIP: 31983A103
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. MENDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 8/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. PATRICK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. EDMUNDS, JR. ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BUCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. CARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN S. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WICKLIFFE ACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA O. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. COLLAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD M. CISLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CORINNE R. FINNERTY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MURPH KNAPKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN L. KNUST ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD E. OLSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARIBETH S. RAHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bankshares, Inc.
TICKER: FFIN CUSIP: 32020R109
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. BEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH E. CANON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID COPELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. SCOTT DUESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RON GIDDIENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KADE L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNNY E. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Corporation
TICKER: THFF CUSIP: 320218100
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. CURTIS BRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. KRIEBLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. RICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Horizon National Corporation
TICKER: FHN CUSIP: 320517105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CORYDON J. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICKY B. GREGG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT M. NISWONGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICKI R. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUKE YANCY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Industrial Realty Trust, Inc.
TICKER: FR CUSIP: 32054K103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1B: PROVIDE DIRECTORS MAY ONLY BE REMOVED ISSUER YES FOR FOR
FOR CAUSE
PROPOSAL #1C: APPROVE STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #1D: DELETE THE CURRENT DEFINITION OF ISSUER YES FOR FOR
'INDEPENDENT DIRECTOR'
PROPOSAL #1E: REMOVE EXISTING EXCEPTION FROM THE ISSUER YES FOR FOR
COMPANY'S ELECTION TO BE GOVERNED BY THE PROVISIONS
OF THE MARYLAND BUSINESS COMBINATION ACT
PROPOSAL #2.1: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JOHN RAU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR W. ED TYLER ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Interstate BancSystem, Inc.
TICKER: FIBK CUSIP: 32055Y201
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. CRUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. EBZERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. HEYNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN R. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Midwest Bancorp, Inc.
TICKER: FMBI CUSIP: 320867104
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES GAFFNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. SCUDDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN L. STERLING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. STEPHEN VANDERWOUDE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Niagara Financial Group, Inc.
TICKER: FNFG CUSIP: 33582V108
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROXANNE J. COADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL A. FLORIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NATHANIEL D. WOODSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLTON L. HIGHSMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE M. PHILIP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Potomac Realty Trust
TICKER: FPO CUSIP: 33610F109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. CHESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS J. DONATELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. RODERICK HELLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. MICHAEL MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN G. MERTEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY L. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Republic Bank
TICKER: FRC CUSIP: 33616C100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HERBERT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE AUGUST-DEWILDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK J. FAHRENKOPF, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. MARTIN GIBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA R. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA J. JOYNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REYNOLD LEVY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstMerit Corporation
TICKER: FMER CUSIP: 337915102
MEETING DATE: 4/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR STEVEN H. BAER ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR KAREN S. BELDEN ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR R. CARY BLAIR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR JOHN C. BLICKLE ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR ROBERT W. BRIGGS ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR RICHARD COLELLA ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR GINA D. FRANCE ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR PAUL G. GREIG ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR TERRY L. HAINES ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT DIRECTOR J. MICHAEL ISSUER YES FOR FOR
HOCHSCHWENDER
PROPOSAL #5.11: ELECT DIRECTOR CLIFFORD J. ISROFF ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT DIRECTOR PHILIP A. LLOYD, II ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT DIRECTOR RUSS M. STROBEL ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #8: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flagstar Bancorp, Inc.
TICKER: FBC CUSIP: 337930507
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. CAMPANELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WALTER CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY ENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. OVENDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SCHOELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. SHONKA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flagstone Reinsurance Holdings, S.A.
TICKER: FSR CUSIP: L3466T104
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flushing Financial Corporation
TICKER: FFIC CUSIP: 343873105
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BURAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT F. NICOLOSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD P. TULLY, SR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FNB United Corp.
TICKER: FNBN CUSIP: 302519202
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. BRESNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY R. LICARI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. RAY MCKENNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR T. GRAY MCCASKILL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forest City Enterprises, Inc.
TICKER: FCE.A CUSIP: 345550107
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. ESPOSITO, JR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STAN ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forestar Group Inc.
TICKER: FOR CUSIP: 346233109
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMED M. DECOSMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. JASHROW, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 3/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES CROCKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Street Properties Corp.
TICKER: FSP CUSIP: 35471R106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN N. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS J. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET PRIER NOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FULTON FINANCIAL CORPORATION
TICKER: FULT CUSIP: 360271100
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOE N. BALLARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN M. BOND, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. DALLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK J. FREER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALBERT MORRISON, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR R. SCOTT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY A. STEWART ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERNEST J. WATERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR E. PHILIP WENGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAMCO Investors, Inc.
TICKER: GBL CUSIP: 361438104
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR EDWIN L. ARTZT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND C. AVANSINO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. BREADY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ELISA M. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Growth Properties, Inc.
TICKER: GGP CUSIP: 370023103
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD B. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BRUCE FLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. HALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYRUS MADON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANDEEP MATHRANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE B. MEAD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Getty Realty Corp.
TICKER: GTY CUSIP: 374297109
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEO LIEBOWITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD E. MONTAG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOWARD B. SAFENOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GFI Group Inc.
TICKER: GFIG CUSIP: 361652209
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR COLIN HEFFRON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glacier Bancorp, Inc.
TICKER: GBCI CUSIP: 37637Q105
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BLODNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHERRY L. CLADOUHOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLEN J. FETSCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNIE M. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALLAS I. HERRON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG A. LANGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR L. PETER LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EVERIT A. SLITER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glimcher Realty Trust
TICKER: GRT CUSIP: 379302102
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NILES C. OVERLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Indemnity plc
TICKER: GBLI CUSIP: G39319101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAUL A. FOX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN A. COZEN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAMES W. CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SETH J. GERSCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN H. HOWES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHAD A. LEAT ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA Y. VALKO ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5a1: ELECT ALAN BOSSIN AS DIRECTOR OF WIND ISSUER YES FOR FOR
RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a2: ELECT STEPHEN GREEN AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a3: ELECT LINDA C. HOHN AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a4: ELECT ANDRE PEREZ AS DIRECTOR OF WIND ISSUER YES FOR FOR
RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a5: ELECT CYNTHIA Y. VALKO AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a6: ELECT MARIE-JOELLE CHAPLEAU AS ISSUER YES FOR FOR
DIRECTOR OF WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a7: ELECT JANITA BURKE AS DIRECTOR OF WIND ISSUER YES FOR FOR
RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a8: ELECT NIGEL GODFREY AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5b: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION OF GLOBAL ISSUER YES AGAINST AGAINST
INDEMNITY PLC TO PERMIT REDEMPTION OF SHARES WITHOUT
OBLIGATION TO REDEEM ON A PRO RATA BASIS
PROPOSAL #7: CHANGE LOCATION OF ANNUAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golub Capital BDC, Inc.
TICKER: GBDC CUSIP: 38173M102
MEETING DATE: 2/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE E. GOLUB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. WEBSTER, IV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Government Properties Income Trust
TICKER: GOV CUSIP: 38376A103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Southern Bancorp, Inc.
TICKER: GSBC CUSIP: 390905107
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE TURNER BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR EARL A. STEINERT, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM V. TURNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Dot Corporation
TICKER: GDOT CUSIP: 39304D102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN W. STREIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. MORITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenhill & Co., Inc.
TICKER: GHL CUSIP: 395259104
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. GREENHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. BOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BLAKELY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. DANFORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN P. ROBARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenlight Capital Re, Ltd.
TICKER: GLRE CUSIP: G4095J109
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT ALAN BROOKS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DAVID EINHORN AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT LEONARD GOLDBERG AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT BARTON HEDGES AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT IAN ISAACS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT FRANK LACKNER AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT BRYAN MURPHY AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT JOSEPH PLATT AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT ALAN BROOKS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2b: ELECT DAVID EINHORN AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2c: ELECT LEONARD GOLDBERG AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2d: ELECT BARTON HEDGES AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2e: ELECT IAN ISAACS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2f: ELECT FRANK LACKNER AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2g: ELECT BRYAN MURPHY AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2h: ELECT JOSEPH PLATT AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3a: ELECT LEONARD GOLDBERG AS GRIL ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3b: ELECT PHILIP HARKIN AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT BARTON HEDGES AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT FRANK LACKNER AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: ELECT CARYL TRAYNOR AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: ELECT BRENDAN TUOHY AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO CAYMAN LTD. AS AUDITORS OF ISSUER YES FOR FOR
GREENLIGHT RE
PROPOSAL #6: RATIFY BDO, REGISTERED AUDITORS AS ISSUER YES FOR FOR
AUDITORS OF GRIL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSV Capital Corp.
TICKER: GSVC CUSIP: 36191J101
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM V. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE J. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD A. POTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hampton Roads Bankshares, Inc.
TICKER: HMPR CUSIP: 409321502
MEETING DATE: 12/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR CHARLES M. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR JAMES F. BURR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR PATRICK E. CORBIN ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HENRY P. CUSTIS, JR. ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DOUGLAS J. GLENN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR WILLIAM A. PAULETTE ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR BILLY G. ROUGHTON ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hampton Roads Bankshares, Inc.
TICKER: HMPR CUSIP: 409321502
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. BURR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK E. CORBIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY P. CUSTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS J. GLENN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAL F. GOLTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN J. GURGOVITS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES M. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM A. PAULETTE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. POELKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BILLY G. ROUGHTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hancock Holding Company
TICKER: HBHC CUSIP: 410120109
MEETING DATE: 4/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. ESTABROOK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARDY B. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL W. HANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC J. NICKELSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. ROSEBERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY J. TOPAZI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hatteras Financial Corp.
TICKER: HTS CUSIP: 41902R103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN M. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. BERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA G. KAWALLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. WREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCC Insurance Holdings, Inc.
TICKER: HCC CUSIP: 404132102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EMMANUEL T. BALLASES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDY C. BOZEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK J. BRAMANTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER M. DUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. FLAGG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN N. MOLBECK, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. ROSHOLT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. MIKESELL THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTOPHER J.B. ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCP, Inc.
TICKER: HCP CUSIP: 40414L109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. FLAHERTY, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURALEE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENNETH B. ROATH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Care REIT, Inc.
TICKER: HCN CUSIP: 42217K106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. GRUA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED S. KLIPSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHARON M. OSTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY R. OTTEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Realty Trust Incorporated
TICKER: HR CUSIP: 421946104
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN B. MORRIS III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN KNOX SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER O. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Financial USA, Inc.
TICKER: HTLF CUSIP: 42234Q102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. FALB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hercules Technology Growth Capital, Inc.
TICKER: HTGC CUSIP: 427096508
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MANUEL A. HENRIQUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
PROPOSAL #5: AUTHORIZE THE COMPANY TO OFFER AND ISSUE ISSUER YES FOR FOR
DEBT WITH WARRANTS OR CONVERTIBLE INTO SHARES OF ITS
COMMON STOCK AT AN EXERCISE OR CONVERSION PRICE,
WILL NOT BE LESS THAN THE MARKET VALUE BUT MAY BE
BELOW THE COMPANY'S THEN CURRENT NAV
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hersha Hospitality Trust
TICKER: HT CUSIP: 427825104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HASU P. SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANNA F. MORGAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIRAN P. PATEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. SABIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HFF, Inc.
TICKER: HF CUSIP: 40418F108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH H. MCANENY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. PELUSI, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN E. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Highwoods Properties, Inc.
TICKER: HIW CUSIP: 431284108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. ADLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. HARTZELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERRY A. KELLETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK F. MULHERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR L. GLENN ORR, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilltop Holdings Inc.
TICKER: HTH CUSIP: 432748101
MEETING DATE: 9/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilltop Holdings Inc.
TICKER: HTH CUSIP: 432748101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLOTTE JONES ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHODES R. BOBBITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY A. BOLT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JORIS BRINKERHOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HILL A. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEREMY B. FORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. MARKHAM GREEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JESS T. HAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM T. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES R. HUFFINES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LEE LEWIS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR W. ROBERT NICHOLS, III ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR C. CLIFTON ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR KENNETH D. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR A. HAAG SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR ROBERT C. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR ALAN B. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RANDALL SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDY E. MAYOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBURN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ADCOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ASHLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DALE A. BRUNS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. BUCKHEIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK E. ENGELKES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES G. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALEX R. LIEBLONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Loan Servicing Solutions, Ltd.
TICKER: HLSS CUSIP: G6648D109
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. VAN VLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KERRY KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. LOCHRIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. REINER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT MCGINNIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Properties, Inc.
TICKER: HME CUSIP: 437306103
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. BLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. GOSULE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD F. HELBIG, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS P. LYDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. PETTINELLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLIFFORD W. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Homeowners Choice, Inc.
TICKER: HCI CUSIP: 43741E103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE APOSTOLOU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY POLITIS ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO HCI GROUP, INC. ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeStreet, Inc.
TICKER: HMST CUSIP: 43785V102
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR VICTOR H. INDIEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK K. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT M. BOGGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horace Mann Educators Corporation
TICKER: HMN CUSIP: 440327104
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY H. FUTRELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN J. HASENMILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER H. HECKMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD J. HELOW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BEVERLEY J. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROGER J. STEINBECKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT STRICKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hospitality Properties Trust
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. LAMKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Host Hotels & Resorts, Inc.
TICKER: HST CUSIP: 44107P104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHEILA C. BAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. BAYLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE C. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN M. KOROLOGOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. MARRIOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson City Bancorp, Inc.
TICKER: HCBK CUSIP: 443683107
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Pacific Properties, Inc.
TICKER: HPP CUSIP: 444097109
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD S. STERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. FRIED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN M. GLASER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK D. LINEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. MORAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY A. PORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK WHITESELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Valley Holding Corp.
TICKER: HVB CUSIP: 444172100
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. LANDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. CAHILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY-JANE FOSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY F. HOLCOMBE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADAM W. IFSHIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. SCHENK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM E. WHISTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Bancshares Incorporated
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON M. CASTO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN 'TANNY' B. CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. GERLACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER J. KIGHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN A. LEVY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. PORTEOUS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN H. RANSIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IBERIABANK Corporation
TICKER: IBKC CUSIP: 450828108
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE D. ABELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FENSTERMAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR O. MILES POLLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGUS R. COOPER, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICG Group, Inc.
TICKER: ICGE CUSIP: 44928D108
MEETING DATE: 6/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS A. DECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS P. GERRITY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER K. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corp.
TICKER: INDB CUSIP: 453836108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN A. GILMORE, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN C. MISKELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL RIBEIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. SPURR, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. VENABLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Property and Casualty Corporation
TICKER: IPCC CUSIP: 45665Q103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERESA A. CANIDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORGE G. CASTRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. GOBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD E. LAYMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. ROBERT MEANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DRAYTON NABERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. WEINHOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inland Real Estate Corporation
TICKER: IRC CUSIP: 457461200
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS P. D'ARCY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL L. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOEL G. HERTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HEIDI N. LAWTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS H. MCAULEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS R. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOEL D. SIMMONS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3a: AMEND CHARTER TO REMOVE PROVISIONS ISSUER YES FOR FOR
PROPOSAL #3b: AMEND CHARTER TO REVISE PROVISIONS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interactive Brokers Group, Inc.
TICKER: IBKR CUSIP: 45841N107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS PETERFFY ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR EARL H. NEMSER ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR PAUL J. BRODY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MILAN GALIK ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAWRENCE E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR HANS R. STOLL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR IVERS W. RILEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RICHARD GATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntercontinentalExchange, Inc.
TICKER: ICE CUSIP: 45865V100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUDD A. GREGG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRED W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRENCE F. MARTELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CALLUM MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT REID ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntercontinentalExchange, Inc.
TICKER: ICE CUSIP: 45865V100
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2A: INCREASE AUTHORIZED PREFERRED AND ISSUER YES FOR FOR
COMMON STOCK
PROPOSAL #2B: APPROVE STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #2C: PROVISIONS RELATED TO DISQUALIFICATION ISSUER YES FOR FOR
OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS
PROPOSAL #2D: PROVISIONS RELATED TO CONSIDERATIONS OF ISSUER YES FOR FOR
THE BOARD OF DIRECTORS
PROPOSAL #2E: AMEND ICE GROUP CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Bancshares Corporation
TICKER: IBOC CUSIP: 459044103
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING GREENBLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. DAVID GUERRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS B. HOWLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IMELDA NAVARRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PEGGY J. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS E. NIXON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY A. NORTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEONARDO SALINAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTONIO R. SANCHEZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTL FCStone Inc.
TICKER: INTL CUSIP: 46116V105
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARYL K. HENZE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN M. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC PARTHEMORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN RADZIWILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIEGO J. VEITIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH R. CANION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD P. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Mortgage Capital Inc.
TICKER: IVR CUSIP: 46131B100
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. MARK ARMOUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. BALLOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN DUNN KELLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. LIENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment Technology Group, Inc.
TICKER: ITG CUSIP: 46145F105
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WILLIAM BURDETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MINDER CHENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER V. DODDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GASSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY L. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN J. P. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAUREEN O'HARA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN S. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Bancorp, Inc.
TICKER: ISBC CUSIP: 46146P102
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DOMENICK A. CAMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR JAMES J. GARIBALDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR VINCENT D. MANAHAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR JAMES H. WARD, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730103
MEETING DATE: 9/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. MIHALICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. REED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. DAVID SCOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN L. STENEHJEM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. WENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY K. WOODBURY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA HALL KELLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iStar Financial Inc.
TICKER: SFI CUSIP: 45031U101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. HOLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY W. RIDINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Janus Capital Group Inc.
TICKER: JNS CUSIP: 47102X105
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY K. ARMOUR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. ANDREW COX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. RICHARD FREDERICKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH R. GATZEK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SEIJI INAGAKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE E. KOCHARD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD M. WEIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jefferies Group, Inc.
TICKER: JEF CUSIP: 472319102
MEETING DATE: 2/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Lang LaSalle Incorporated
TICKER: JLL CUSIP: 48020Q107
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HUGO BAGUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR COLIN DYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAME DEANNE JULIUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATE S. LAVELLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MING LU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHEILA A. PENROSE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROGER T. STAUBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C.BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansas City Life Insurance Company
TICKER: KCLI CUSIP: 484836101
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. BLESSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. FINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CECIL R. MILLER ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBW, Inc.
TICKER: KBW CUSIP: 482423100
MEETING DATE: 2/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kemper Corporation
TICKER: KMPR CUSIP: 488401100
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. ANNABLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE KAUTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER B. SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD G. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD C. VIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHY HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY R. ZAX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD P. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kilroy Realty Corporation
TICKER: KRC CUSIP: 49427F108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. KILROY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD F. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. DICKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE F. KINSELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimco Realty Corporation
TICKER: KIM CUSIP: 49446R109
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOE GRILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PATRICK HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK LOURENSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLOMBE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kite Realty Group Trust
TICKER: KRG CUSIP: 49803T102
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. KITE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. BINDLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. COSIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD L. MOSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight Capital Group, Inc.
TICKER: KCG CUSIP: 499005106
MEETING DATE: 12/27/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight Capital Group, Inc.
TICKER: KCG CUSIP: 499005106
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 9/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAUL GILINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DMITRY KOLOSOV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. ROSENSTOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAUL GILINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DMITRY KOLOSOV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. ROSENSTOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Bancorp, Inc.
TICKER: LBAI CUSIP: 511637100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2.1: ELECT DIRECTOR ROBERT E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR THOMAS J. SHARA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEPHEN R. TILTON, SR. ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Financial Corporation
TICKER: LKFN CUSIP: 511656100
MEETING DATE: 4/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE W. AUGSBURGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. NIEMIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY J. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD D. TRUEX ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LaSalle Hotel Properties
TICKER: LHO CUSIP: 517942108
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENISE M. COLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STUART L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legg Mason, Inc.
TICKER: LM CUSIP: 524901105
MEETING DATE: 7/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ANGELICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leucadia National Corporation
TICKER: LUK CUSIP: 527288104
MEETING DATE: 2/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OR ISSUE SHARES IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITION
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. ROBERT ROSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLIFFORD BROSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES GROSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN W. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Property Trust
TICKER: LRY CUSIP: 531172104
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK F. BUCHHOLZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHERINE ELIZABETH ISSUER YES FOR FOR
DIETZE
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. GARTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. LEANNE LACHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. LINGERFELT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln National Corporation
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM PORTER PAYNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK S. PITTARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loews Corporation
TICKER: L CUSIP: 540424108
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE S. BACOW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALTER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEN MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLORIA R. SCOTT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JONATHAN M. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LPL Financial Holdings Inc.
TICKER: LPLA CUSIP: 50212V100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. BOYCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK S. CASADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY E. STIEFLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALLEN R. THORPE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LTC Properties, Inc.
TICKER: LTC CUSIP: 502175102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRE C. DIMITRIADIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOYD W. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDMUND C. KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEVRA G. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY L. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY J. TRICHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE AMENDMENTS TO THE TERMS OF THE ISSUER YES FOR FOR
SERIES A PREFERRED SHARES THAT WOULDSERVE TO REDUCE
THE DIVIDEND RATE ON THE SERIES A PREFERRED SHARES
FROM 9% PER ANNUM TO 6.375% PER ANNUM
PROPOSAL #3: APPROVE AMENDMENTS TO THE TERMS OF THE ISSUER YES FOR FOR
SERIES C PREFERRED SHARES THAT WOULDSERVE TO REDUCE
THE DIVIDEND RATE ON THE SERIES C PREFERRED SHARES
FROM 9% PER ANNUM TO 6.375% PER ANNUM
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HAWKE, JR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JORGE G. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL P. PINTO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mack-Cali Realty Corporation
TICKER: CLI CUSIP: 554489104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY J. ZUCKERBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maiden Holdings, Ltd.
TICKER: MHLD CUSIP: G5753U112
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BARRY D. ZYSKIND AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.2: ELECT SIMCHA G. LYONS AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.3: ELECT RAYMOND M. NEFF AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.4: ELECT YEHUDA L. NEUBERGER AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN HOLDINGS, LTD.
PROPOSAL #1.5: ELECT STEVEN H. NIGRO AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.6: ELECT DAVID A. LAMNECK AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN INSURANCE COMPANY, LTD.
PROPOSAL #1.7: ELECT JOHN M. MARSHALECK AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN INSURANCE COMPANY, LTD.
PROPOSAL #1.8: ELECT LAWRENCE F. METZ AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN INSURANCE COMPANY, LTD.
PROPOSAL #1.9: ELECT ARTURO M. RASCHBAUM AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN INSURANCE COMPANY, LTD.
PROPOSAL #1.10: ELECT PATRICK J. HAVERON AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #1.11: ELECT RONALD M. JUDD AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #1.12: ELECT JOHN M. MARSHALECK AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #1.13: ELECT LAWRENCE F. METZ AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #1.14: ELECT ARTURO M. RASCHBAUM AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY, AND ARTHUR MORRIS AND COMPANY AS AUDITORS OF
MAIDEN INSURANCE COMPANY, LTD.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Main Street Capital Corporation
TICKER: MAIN CUSIP: 56035L104
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL APPLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH E. CANON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR L. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. KEVIN GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT D. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD A. REPPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markel Corporation
TICKER: MKL CUSIP: 570535104
MEETING DATE: 2/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markel Corporation
TICKER: MKL CUSIP: 570535104
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. ALFRED BROADDUS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS C. EBY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEWART M. KASEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN I. KIRSHNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DARRELL D. MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY F. MARKEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN A. MARKEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAY M. WEINBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR K. BRUCE CONNELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL O'REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarketAxess Holdings Inc.
TICKER: MKTX CUSIP: 57060D108
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. MCVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. CASPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. GOMACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARLOS M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD M. HERSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN STEINHARDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marsh & McLennan Companies, Inc.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZACHARY W. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR FANJUL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. GLASER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. EDWARD HANWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LORD LANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MORTON O. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ADELE SIMMONS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LLOYD M. YATES ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MB Financial, Inc.
TICKER: MBFI CUSIP: 55264U108
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. BOLGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT S. ENGELMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MITCHELL FEIGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES J. GRIES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES N. HALLENE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS H. HARVEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD D. SANTO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RENEE TOGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA Inc.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARYANN BRUCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL P. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEWSONG LEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES R. RINEHART ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THEODORE SHASTA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD C. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCG Capital Corporation
TICKER: MCGC CUSIP: 58047P107
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KIM D. KELLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McGraw Hill Financial Inc.
TICKER: MHP CUSIP: 580645109
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEDRO ASPE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WINFRIED BISCHOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES E. HALDEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA KOCH LORIMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT P. MCGRAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HILDA OCHOA-BRILLEMBOURG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL RAKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meadowbrook Insurance Group, Inc.
TICKER: MIG CUSIP: 58319P108
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID K. PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT TYNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medical Properties Trust, Inc.
TICKER: MPW CUSIP: 58463J304
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD K. ALDAG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN HAMNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERRY A. KELLETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM G. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR L. GLENN ORR, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCURY GENERAL CORPORATION
TICKER: MCY CUSIP: 589400100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA E. MARCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD R. SPUEHLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD E. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD P. NEWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE A. BUNNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER GRAVES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL D. CURTIUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIEL TIRADOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MFA Financial, Inc.
TICKER: MFA CUSIP: 55272X102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN L. GOSULE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEWART ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGIC Investment Corporation
TICKER: MTG CUSIP: 552848103
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. ABBOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. HAGERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL E. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. MACINTOSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESLIE M. MUMA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK M. ZANDI ISSUER YES FOR FOR
PROPOSAL #2: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGIC Investment Corporation
TICKER: MTG CUSIP: 552848103
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mid-America Apartment Communities, Inc.
TICKER: MAA CUSIP: 59522J103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP W. NORWOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM B. SANSOM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY SHORB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monmouth Real Estate Investment Corporation
TICKER: MNR CUSIP: 609720107
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA T. CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL D. CRONHEIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE ROTHENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Montpelier Re Holdings Ltd.
TICKER: MRH CUSIP: G62185106
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HEINRICH BURGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MORGAN W. DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT JOHN F. SHETTLE, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT SUSAN J. SUTHERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT THOMAS G.S. BUSHER AS DIRECTOR ISSUER YES FOR FOR
OF MONTPELIER REINSURANCE LTD
PROPOSAL #2.2: ELECT CHRISTOPHER L. HARRIS AS ISSUER YES FOR FOR
DIRECTOR OF MONTPELIER REINSURANCE LTD
PROPOSAL #2.3: ELECT CHRISTOPHER T. SCHAPER AS ISSUER YES FOR FOR
DIRECTOR OF MONTPELIER REINSURANCE LTD
PROPOSAL #3: APPROVE PRICEWATERHOUSE COOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moody's Corporation
TICKER: MCO CUSIP: 615369105
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRELL DUFFIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND W. MCDANIEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MASAAKI TANAKA ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSCI Inc.
TICKER: MSCI CUSIP: 55354G100
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN F. DUPONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE W. HANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA H. RIEFLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE W. SIGULER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODOLPHE M. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MVC Capital, Inc.
TICKER: MVC CUSIP: 553829102
MEETING DATE: 4/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EMILIO DOMINIANNI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD HELLERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WARREN HOLTSBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT KNAPP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Financial Partners Corp.
TICKER: NFP CUSIP: 63607P208
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Health Investors, Inc.
TICKER: NHI CUSIP: 63633D104
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. JUSTIN HUTCHENS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES R. JOBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Interstate Corporation
TICKER: NATL CUSIP: 63654U100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH E. CONSOLINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE H. ELLIOTT, JR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY J. GRUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD D. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD W. SCHWEGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Penn Bancshares, Inc.
TICKER: NPBC CUSIP: 637138108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN F. MARTIN, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CHADWICK PAUL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ROBERT ROTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE R. WEIDNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Retail Properties, Inc.
TICKER: NNN CUSIP: 637417106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. FICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN B. HABICHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD B. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TED B. LANIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. LEGLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT MARTINEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Western Life Insurance Company
TICKER: NWLI CUSIP: 638522102
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. MOODY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GLASGOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. J. PEDERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nationstar Mortgage Holdings Inc.
TICKER: NSM CUSIP: 63861C109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY A. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT THIRTEEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DARYL R. FORSYTHE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR PATRICIA T. CIVIL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT A. WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JACK H. WEBB ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nelnet, Inc.
TICKER: NNI CUSIP: 64031N108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL S. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. BUTTERFIELD ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAMES P. ABEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. CINTANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN A. FARRELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. HENNING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KIMBERLY K. RATH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL D. REARDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetSpend Holdings, Inc.
TICKER: NTSP CUSIP: 64118V106
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Mountain Finance Corporation
TICKER: NMFC CUSIP: 647551100
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. HAMWEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFRED F. HURLEY, JR. ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Community Bancorp, Inc.
TICKER: NYCB CUSIP: 649445103
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. LEVINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN M. TSIMBINOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD A. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE J. SAVARESE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Mortgage Trust, Inc.
TICKER: NYMT CUSIP: 649604501
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. HAINEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. MUMMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. NORCUTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newcastle Investment Corp.
TICKER: NCT CUSIP: 65105M108
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. RIIS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewStar Financial, Inc.
TICKER: NEWS CUSIP: 65251F105
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES N. BRALVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN L.P. FALLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK R. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAUREEN P. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. SCHMIDT-FELLNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Trust Corporation
TICKER: NTRS CUSIP: 665859104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID H. B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES A. TRIBBETT, ISSUER YES FOR FOR
III
PROPOSAL #1.12: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611L105
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION PLAN ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3a: ADOPT OR INCREASE SUPERMAJORITY VOTE ISSUER YES AGAINST AGAINST
REQUIREMENT FOR AMENDMENTS TO CERTIFICATE OF
INCORPORATION
PROPOSAL #3b: ADOPT OR INCREASE SUPERMAJORITY VOTE ISSUER YES AGAINST AGAINST
REQUIREMENT FOR AMENDMENTS TO BYLAWS
PROPOSAL #3c: LIMIT VOTING RIGHTS OF SHARES ISSUER YES AGAINST AGAINST
BENEFICIALLY OWNED IN EXCESS OF 10% OF COMPANY'S STOCK
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611T108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GIL CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. DEPIERRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthStar Realty Finance Corp.
TICKER: NRF CUSIP: 66704R100
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. PRESTON BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. HAMAMOTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUDITH A. HANNAWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OSCAR JUNQUERA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WESLEY D. MINAMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS J. PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SRIDHAR SAMBAMURTHY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Bancshares, Inc.
TICKER: NWBI CUSIP: 667340103
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. LONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. MEEGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY B. FANNIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NYSE Euronext
TICKER: NYX CUSIP: 629491101
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDRE BERGEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHALL N. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMINIQUE CERUTTI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE COX ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SYLVAIN HEFES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAN-MICHIEL HESSELS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE E. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. MCNULTY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LUIS MARIA VIANA PALHA ISSUER YES FOR FOR
DA SILVA
PROPOSAL #1m: ELECT DIRECTOR ROBERT G. SCOTT ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR RIJNHARD VAN TETS ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR BRIAN WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NYSE Euronext
TICKER: NYX CUSIP: 629491101
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD M. FARIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. LACY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY N. WISH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFG Bancorp
TICKER: OFG CUSIP: 68618W100
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSÉ RAFAEL FERNÁNDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSÉ E. ROSSI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE COMPANY NAME TO OFG BANCORP ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old National Bancorp
TICKER: ONB CUSIP: 680033107
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. DUNIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NIEL C. ELLERBROOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW E. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHELPS L. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR H. MCELWEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANDALL T. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELLY N. STANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LINDA E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Republic International Corporation
TICKER: ORI CUSIP: 680223104
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY A. DEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. DIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS P. VAN MIEGHEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Healthcare Investors, Inc.
TICKER: OHI CUSIP: 681936100
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneBeacon Insurance Group, Ltd.
TICKER: OB CUSIP: G67742109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOIS W. GRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOWNDES A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENT D. URNESS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS PAUL J. BREHM, JOHN C. ISSUER YES FOR FOR
TREACY, SHEILA E. NICOLL AND SARAH A. KOLAR TO THE
BOARD OF DIRECTORS OF SPLIT ROCK INSURANCE, LTD
PROPOSAL #3: ELECT SUBSIDIARY DIRECTORS PAUL J. ISSUER YES FOR FOR
BREHM, JOHN C. TREACY, SHEILA E. NICOLL AND SARAH A.
KOLAR TO ANY NEW DESIGNATES SUBSIDIARY
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oritani Financial Corp.
TICKER: ORIT CUSIP: 68633D103
MEETING DATE: 11/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. DEBERNARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. HEKEMIAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PacWest Bancorp
TICKER: PACW CUSIP: 695263103
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PacWest Bancorp
TICKER: PACW CUSIP: 695263103
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK N. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN M. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY C. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE E. LANGLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN E. LESTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY B. MATZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARNOLD W. MESSER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL B. PLATT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN W. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT A. STINE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MATTHEW P. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park National Corporation
TICKER: PRK CUSIP: 700658107
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR MAUREEN BUCHWALD ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR TIMOTHY S. MCLAIN ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR RICK R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR SARAH REESE WALLACE ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR CHARLES W. NOBLE, SR. ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR ROBERT E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parkway Properties, Inc.
TICKER: PKY CUSIP: 70159Q104
MEETING DATE: 7/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY INVESTMENT RIGHTS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parkway Properties, Inc.
TICKER: PKY CUSIP: 70159Q104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVI BANYASZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. CANNADA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. CASAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELVIN L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE L. DOTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. HEISTAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ADAM S. METZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRENDA J. MIXSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PartnerRe Ltd.
TICKER: PRE CUSIP: G6852T105
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUCIO STANCA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LTD. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pebblebrook Hotel Trust
TICKER: PEB CUSIP: 70509V100
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RON E. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP M. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EARL E. WEBB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pebblebrook Hotel Trust
TICKER: PEB CUSIP: 70509V100
MEETING DATE: 6/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RON E. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP M. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EARL E. WEBB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennantPark Investment Corporation
TICKER: PNNT CUSIP: 708062104
MEETING DATE: 2/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennantPark Investment Corporation
TICKER: PNNT CUSIP: 708062104
MEETING DATE: 2/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR H. PENN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pennsylvania Real Estate Investment Trust
TICKER: PEI CUSIP: 709102107
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. CORADINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. WALTER D'ALESSIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSEMARIE B. GRECO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEONARD I. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRA M. LUBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DONALD F. MAZZIOTTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK E. PASQUERILLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE F. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Mortgage Investment Trust
TICKER: PMT CUSIP: 70931T103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW BOTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT W. CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. WILLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's United Financial, Inc.
TICKER: PBCT CUSIP: 712704105
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN T. BOTTOMLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. DWIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET M. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK W. RICHARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHH Corporation
TICKER: PHH CUSIP: 693320202
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE D. CARLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS P. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH M. REIF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARROLL R. WETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON A. BOSCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLEN A. MESSINA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALLAN Z. LOREN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR G.J. PARSEGHIAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JANE D. CARLIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS P. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DEBORAH M. REIF ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CARROLL R. WETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICO Holdings, Inc.
TICKER: PICO CUSIP: 693366205
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARLOS C. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTINA M. LESLIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH J. SLEPICKA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piedmont Office Realty Trust, Inc.
TICKER: PDM CUSIP: 720190206
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. WAYNE WOODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY E. CANTRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. KEOGLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK C. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND G. MILNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY L. SWOPE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Financial Partners, Inc.
TICKER: PNFP CUSIP: 72346Q104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUE G. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD GORDON BONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY L. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piper Jaffray Companies
TICKER: PJC CUSIP: 724078100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW S. DUFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADDISON L. PIPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA K. POLSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHELE VOLPI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Platinum Underwriters Holdings, Ltd.
TICKER: PTP CUSIP: G7127P100
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DAN R. CARMICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT A. JOHN HASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ANTONY P.D. LANCASTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT EDMUND R. MEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT MICHAEL D. PRICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT LINDA E. RANSOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT JAMES P. SLATTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT CHRISTOPHER J. STEFFEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plum Creek Timber Company, Inc.
TICKER: PCL CUSIP: 729251108
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT B. MCLEOD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. MORGAN SR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN C. TOBIAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Popular, Inc.
TICKER: BPOP CUSIP: 733174700
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOAQUÍN E. BACARDÍ, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. GOEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portfolio Recovery Associates, Inc.
TICKER: PRAA CUSIP: 73640Q105
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. FAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Post Properties, Inc.
TICKER: PPS CUSIP: 737464107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. GODDARD, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. STOCKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERSCHEL M. BLOOM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER M. DERISO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUSSELL R. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD DE WAAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potlatch Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. COVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. GRENIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presidential Life Corporation
TICKER: PLFE CUSIP: 740884101
MEETING DATE: 12/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPOATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR JOEL M. BABBITT ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR MICHAEL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR ROBERT F. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR DANIEL A. ZILBERMAN ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT DIRECTOR MICHAEL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. DAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. DANIEL GELATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY D. ZIMPLEMAN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PrivateBancorp, Inc.
TICKER: PVTB CUSIP: 742962103
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ROBERT F. COLEMAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR COLLIN E. ROCHE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WILLIAM R. RYBAK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProAssurance Corporation
TICKER: PRA CUSIP: 74267C106
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. LISTWAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. MCMAHON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prologis, Inc.
TICKER: PLD CUSIP: 74340W103
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAMID R. MOGHADAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IRVING F. LYONS III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY L. SKELTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prospect Capital Corporation
TICKER: PSEC CUSIP: 74348T102
MEETING DATE: 12/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW C. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. GRIER ELIASEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prosperity Bancshares, Inc.
TICKER: PB CUSIP: 743606105
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEAH HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NED S. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID ZALMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W.R. COLLIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Protective Life Corporation
TICKER: PL CUSIP: 743674103
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT O. BURTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS L. HAMBY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VANESSA LEONARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN J. MCMAHON, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS H. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MALCOLM PORTERA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR C. DOWD RITTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JESSE J. SPIKES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM A. TERRY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR W. MICHAEL WARREN, JR. ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR VANESSA WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Services, Inc.
TICKER: PFS CUSIP: 74386T105
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK L. FEKETE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW K. HARDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. HOGAN JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident New York Bancorp
TICKER: PBNY CUSIP: 744028101
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. HELMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. MICHAEL KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK KOPNISKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GASTON CAPERTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PS Business Parks, Inc.
TICKER: PSB CUSIP: 69360J107
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH D. RUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER HOLDEN DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL V. MCGEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. WAYNE HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pzena Investment Management, Inc.
TICKER: PZN CUSIP: 74731Q103
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. PZENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. LIPSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. GALBRAITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOEL M. GREENBLATT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. MEYEROWICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radian Group Inc.
TICKER: RDN CUSIP: 750236101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT WENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. CARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD B. CULANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LISA W. HESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN T. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SANFORD A. IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN D. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GAETANO MUZIO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAN NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY V. SERIO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramco-Gershenson Properties Trust
TICKER: RPT CUSIP: 751452202
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. BLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS GERSHENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR H. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. NETTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW L. OSTROWER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOEL M. PASHCOW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK K. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raymond James Financial, Inc.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. WILLIAM HABERMEYER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR CHET HELCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARDWICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Inc.
TICKER: RYN CUSIP: 754907103
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realty Income Corporation
TICKER: O CUSIP: 756109104
MEETING DATE: 1/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realty Income Corporation
TICKER: O CUSIP: 756109104
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PRIYA CHERIAN HUSKINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY T. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redwood Trust, Inc.
TICKER: RWT CUSIP: 758075402
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. PERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regency Centers Corporation
TICKER: REG CUSIP: 758849103
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND L. BANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. RONALD BLANKENSHIP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A.R. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DIX DRUCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS S. LUKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regional Management Corp.
TICKER: RM CUSIP: 75902K106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALVARO G. DE MOLINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. DELL'AQUILA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. FORTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. GODLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JARED L. JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CARLOS PALOMARES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID PEREZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ERIK A. SCOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE W. BRYAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. COOPER, SR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR O.B. GRAYSON HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. MALONE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUSAN W. MATLOCK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN R. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN C. HENDERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RenaissanceRe Holdings Ltd.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN G. J. GRAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY KLEHM, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH B. LEVY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS L. TRIVISONNO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. ZORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renasant Corporation
TICKER: RNST CUSIP: 75970E107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. CREEKMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JILL V. DEER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL A. HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. ROBINSON MCGRAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE S. MOLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renasant Corporation
TICKER: RNST CUSIP: 75970E107
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Bancorp, Inc./KY
TICKER: RBCAA CUSIP: 760281204
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. GREENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. RUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA METTS SNOWDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. WAYNE STRATTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN STOUT TAMME ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. SCOTT TRAGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN E. TRAGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RESOURCE CAPITAL CORP.
TICKER: RSO CUSIP: 76120W302
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. FORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM B. HART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY ICKOWICZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MURRAY S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHANIE H. WIGGINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Opportunity Investments Corp.
TICKER: ROIC CUSIP: 76131N101
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. INDIVERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. NEIBART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. PERSICO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA H. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. TANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC S. ZORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLI Corp.
TICKER: RLI CUSIP: 749607107
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ AHLMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. BAILY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JORDAN W. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD I. LENROW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LINKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. LYNN MCPHEETERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. STONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT O. VIETS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. LA FORGIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockville Financial, Inc.
TICKER: RCKB CUSIP: 774188106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. JEAMEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND H. LEFURGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART E. MAGDEFRAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rouse Properties, Inc.
TICKER: RSE CUSIP: 779287101
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BLIDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER HALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL HEGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN KINGSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID KRUTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW SILBERFEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryman Hospitality Properties, Inc.
TICKER: RHP CUSIP: 78377T107
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. K. GAYLORD, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN LEVINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&T Bancorp, Inc.
TICKER: STBA CUSIP: 783859101
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD D. BRICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. GATTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. GRUBE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK W. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. KIRK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. KRIEGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRED J. MORELLI, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. PALERMO, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHARLES A. SPADAFORA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CHARLES G. URTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S.Y. Bancorp, Inc.
TICKER: SYBT CUSIP: 785060104
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR CHARLES R. EDINGER, III ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DAVID P. HEINTZMAN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CARL G. HERDE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JAMES A. HILLEBRAND ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BRUCE P. MADISON ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR RICHARD NORTHERN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR STEPHEN M. PRIEBE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NICHOLAS X. SIMON ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NORMAN TASMAN ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KATHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safeguard Scientifics, Inc.
TICKER: SFE CUSIP: 786449207
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. DOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH B. JARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW E. LIETZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE D. MCCLELLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. MESSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN T. ZARRILLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety Insurance Group, Inc.
TICKER: SAFT CUSIP: 78648T100
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERIC H. LINDEBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH F. BOYD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. HENEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY G. NAKAMOTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS A. STARLIPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEI XU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAUL CENTERS, INC.
TICKER: BFS CUSIP: 804395101
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL X. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES R. LONGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS H. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK F. NOONAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCBT Financial Corporation
TICKER: SCBT CUSIP: 78401V102
MEETING DATE: 11/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCBT Financial Corporation
TICKER: SCBT CUSIP: 78401V102
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DEMERE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. HORGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY M. MIMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. POLLOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES W. ROQUEMORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. WILLIAMSON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEI Investments Company
TICKER: SEIC CUSIP: 784117103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALFRED P. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. DORAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Income REIT
TICKER: SIR CUSIP: 81618T100
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JEFFREY P. SOMERS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selective Insurance Group, Inc.
TICKER: SIGI CUSIP: 816300107
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNABELLE G. BEXIGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. DAVID BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. BURVILLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOAN M. LAMM-TENNANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CYNTHIA S. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD L. O'KELLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. BRIAN THEBAULT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senior Housing Properties Trust
TICKER: SNH CUSIP: 81721M109
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signature Bank
TICKER: SBNY CUSIP: 82669G104
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDITH HUNTINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL PAPPAGALLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN TAMBERLANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simmons First National Corporation
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT 11 ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DAVID L. BARTLETT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM E. CLARK, II ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR EDWARD DRILLING ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHARON GABER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR EUGENE HUNT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GEORGE A. MAKRIS, JR. ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR J. THOMAS MAY ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR W. SCOTT MCGEORGE ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HARRY L. RYBURN ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ROBERT L. SHOPTAW ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simon Property Group, Inc.
TICKER: SPG CUSIP: 828806109
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELVYN E. BERGSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALLAN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REUBEN S. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL C. SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR J. ALBERT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SL Green Realty Corp.
TICKER: SLG CUSIP: 78440X101
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN THOMAS BURTON, ISSUER YES FOR FOR
III.
PROPOSAL #1.2: ELECT DIRECTOR CRAIG M. HATKOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SLM Corporation
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W.M. DIEFENDERFER III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANE SUITT GILLELAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EARL A. GOODE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD F. HUNT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERT L. LORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARRY A. MUNITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK C. PULEO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANTHONY P. TERRACCIANO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solar Capital Ltd.
TICKER: SLRC CUSIP: 83413U100
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID S. WACHTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southside Bancshares, Inc.
TICKER: SBSI CUSIP: 84470P109
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALTON CADE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE DE WET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR B. G. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL W. POWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD W. THEDFORD ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Bancorp, Inc.
TICKER: OKSB CUSIP: 844767103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BERRY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN COHLMIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. CROCKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK W. FUNKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BERRY HARRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY J. LANIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT B. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RUSSELL W. TEUBNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sovran Self Storage, Inc.
TICKER: SSS CUSIP: 84610H108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ATTEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH F. MYSZKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY P. GAMMIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES E. LANNON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. BOLDT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN R. RUSMISEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAG Industrial, Inc.
TICKER: STAG CUSIP: 85254J102
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. ALEXANDER FRASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY D. FURBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY T. GUILLEMETTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS X. JACOBY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HANS S. WEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StanCorp Financial Group, Inc.
TICKER: SFG CUSIP: 852891100
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORA D. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. MCDOUGALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. THORNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Property Trust, Inc.
TICKER: STWD CUSIP: 85571B105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY F. DIMODICA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY G. DISHNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAMILLE J. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOYD W. FELLOWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Auto Financial Corporation
TICKER: STFC CUSIP: 855707105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. MARKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER B. TREVOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Bank Financial Corporation
TICKER: STBZ CUSIP: 856190103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. BALKCOM, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KELLY H. BARRETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARCHIE L. BRANSFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIM M. CHILDERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH W. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. HOUSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT H. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. DANIEL SPEIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. THOMAS WILEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER COYM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StellarOne Corporation
TICKER: STEL CUSIP: 85856G100
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE S. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR O.R. BARHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLEN C. COMBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEVERLEY E. DALTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY L. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER M. HALLBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAN S. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN D. IRVIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN W. MYERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. WAYNE PARRISH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RAYMOND D. SMOOT, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHARLES W. STEGER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KEITH L. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Financial Corporation
TICKER: STSA CUSIP: 859319303
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD P. BEHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE ('LES') S. BILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN R.M. BOYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. DONEGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. WEBB EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM ('IKE') L. ISSUER YES FOR FOR
EISENHART
PROPOSAL #1.8: ELECT DIRECTOR ROBERT H. HARTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. REULING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. GREGORY SEIBLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stewart Information Services Corporation
TICKER: STC CUSIP: 860372101
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. DOUGLAS HODO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. ARTHUR PORTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. DUBINSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. MICHAUD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. OATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BEN A. PLOTKIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strategic Hotels & Resorts, Inc.
TICKER: BEE CUSIP: 86272T106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND L. GELLEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. JEFFS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. KINCAID ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M.C. MICHELS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. PREZANT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EUGENE F. REILLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDEEM SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES AGAINST FOR
PILL)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KERRY W. BOEKELHEIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE W. WIELGUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Bancorp, Inc.
TICKER: SNBC CUSIP: 86663B102
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY S. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PETER GALETTO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS X. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELI KRAMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY R. COSCIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILIP A. NORCROSS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN A. KASS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND DIRECTOR STOCK PURCHASE PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Communities, Inc.
TICKER: SUI CUSIP: 866674104
MEETING DATE: 7/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL D. LAPIDES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT H. NAFTALY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunstone Hotel Investors, Inc.
TICKER: SHO CUSIP: 867892101
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW BATINOVICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH E. CRUSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH M. LOCKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEWIS N. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OPT OUT OF MARYLAND'S UNSOLICITED SHAREHOLDER YES AGAINST FOR
TAKEOVER ACT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunTrust Banks, Inc.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. BEALL, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALSTON D. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY C. CROWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. DOUGLAS IVESTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KYLE PRECHTL LEGG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. LINNENBRINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK W. SCRUGGS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PHAIL WYNN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Susquehanna Bancshares, Inc.
TICKER: SUSQ CUSIP: 869099101
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. AGNONE, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE E. ALTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY R. GIBBEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. HEPBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARA G. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY F. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. MORELLO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT J. NEWKAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. POOLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM J. REUTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANDREW S. SAMUEL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHRISTINE SEARS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES A. ULSH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SVB Financial Group
TICKER: SIVB CUSIP: 78486Q101
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG W. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. CLAPPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER F. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. RICHARD KRAMLICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LATA KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY N. MAGGIONCALDA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATE D. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAREN K. STAGLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SWS Group, Inc.
TICKER: SWS CUSIP: 78503N107
MEETING DATE: 11/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. BUCHHOLZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRODIE L. COBB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. TAYLOR CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIE S. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY A. JOBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TYREE B. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MIKE MOSES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. ROSS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOEL T. WILLIAMS, III ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symetra Financial Corporation
TICKER: SYA CUSIP: 87151Q106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID T. FOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOIS W. GRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. MARRA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synovus Financial Corp.
TICKER: SNV CUSIP: 87161C105
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CATHERINE A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN T. BUTLER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR T. MICHAEL GOODRICH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR V. NATHANIEL HANSFORD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MASON H. LAMPTON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JERRY W. NIX ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOSEPH J. PROCHASKA, JR. ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR J. NEAL PURCELL ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR KESSEL D. STELLING ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR BARRY L. STOREY ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR PHILIP W. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1N: ELECT DIRECTOR JAMES D. YANCEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T. Rowe Price Group, Inc.
TICKER: TROW CUSIP: 74144T108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD C. BERNARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES T. BRADY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD B. HEBB, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREEMAN A. HRABOWSKI, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A.C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT F. MACLELLAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALFRED SOMMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DWIGHT S. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tanger Factory Outlet Centers, Inc.
TICKER: SKT CUSIP: 875465106
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK AFRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. BENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIDGET RYAN BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD G. DRAPKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SCHUMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. TANGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taubman Centers, Inc.
TICKER: TCO CUSIP: 876664103
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME A. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG M. HATKOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taylor Capital Group, Inc.
TICKER: TAYC CUSIP: 876851106
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. HOPPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. BLIWAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. BRYAN DANIELS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD EMANUEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. HILL HAMMOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELZIE L. HIGGINBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUISE O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHEPHERD G. PRYOR, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRISON I. STEANS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JENNIFER W. STEANS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JEFFREY W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RICHARD W. TINBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TCF Financial Corporation
TICKER: TCB CUSIP: 872275102
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND L. BARTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. BIEBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE J. BIGOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. CUSICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG R. DAHL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN L. GRANDSTRAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. JASPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VANCE K. OPPERMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES M. RAMSTAD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GERALD A. SCHWALBACH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BARRY N. WINSLOW ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR RICHARD A. ZONA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TCP Capital Corp.
TICKER: TCPC CUSIP: 87238Q103
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC J. DRAUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANKLIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD M. LEVKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJNEESH VIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC J. DRAUT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANKLIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HOWARD M. LEVKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RAJNEESH VIG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TD Ameritrade Holding Corporation
TICKER: AMTD CUSIP: 87236Y108
MEETING DATE: 2/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARSHALL A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KERRY A. PEACOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. PETER RICKETTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN R. TESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tejon Ranch Co.
TICKER: TRC CUSIP: 879080109
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. STINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. TISCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Territorial Bancorp Inc.
TICKER: TBNK CUSIP: 88145X108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK W. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS E. TANAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Capital Bancshares, Inc.
TICKER: TCBI CUSIP: 88224Q107
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. BARTHOLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK B. HEGI, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY L. HELM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES R. HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. W. MCALLISTER, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN P. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GRANT E. SIMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT W. STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR IAN J. TURPIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TFS Financial Corporation
TICKER: TFSL CUSIP: 87240R107
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN J. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. FIALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEN S. STEFANSKI, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC A. STEFANSKI ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BANCORP, INC.
TICKER: TBBK CUSIP: 05969A105
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW COHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. LAMB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK M. MASTRANGELO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. MCENTEE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN C. CHRYSTAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of New York Mellon Corporation
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUTH E. BRUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDMUND F. 'TED' KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. KOWALSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. NORDENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE A. REIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Charles Schwab Corporation
TICKER: SCHW CUSIP: 808513105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN A. ELLIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES R. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chubb Corporation
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECTION OF DIRECTOR ZOE BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECTION OF DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECTION OF DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECTION OF DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECTION OF DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECTION OF DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #1g: ELECTION OF DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECTION OF DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECTION OF DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECTION OF DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1k: ELECTION OF DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECTION OF DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Marblehead Corporation
TICKER: FMD CUSIP: 320771108
MEETING DATE: 11/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY Y. BEKAVAC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DORT A. CAMERON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G. DALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER S. DROTCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. EDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL MEYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36159R103
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE E. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DEBORA L. SPAR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MARK E. TUCKER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: ESTABLISH BOARD COMMITTEE ON HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #17: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: EMPLOY INVESTMENT BANK TO EXPLORE SHAREHOLDER YES AGAINST FOR
ALTERNATIVES TO MAXIMIZE SHAREHOLDER VALUE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hanover Insurance Group, Inc.
TICKER: THG CUSIP: 410867105
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. ANGELINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. KEVIN CONDRON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK H. EPPINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEAL F. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LIAM E. MCGEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Howard Hughes Corporation
TICKER: HHC CUSIP: 44267D107
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. ACKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM FLATTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY FURBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY KROW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN MODEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. SCOT SELLERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN SHEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BURTON M. TANSKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY ANN TIGHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID R. WEINREB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Macerich Company
TICKER: MAC CUSIP: 554382101
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS D. ABBEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANA K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR M. COPPOLA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD C. COPPOLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRED S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STANLEY A. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MASON G. ROSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM P. SEXTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREA M. STEPHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The NASDAQ OMX Group, Inc.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BORJE E. EKHOLM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT GREIFELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. MARKESE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLYN A. MCCOLGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LARS R. WEDENBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENT AND RESTATEMENT OF ISSUER YES FOR FOR
NASDAQ OMX'S RESTATED CERTIFICATE OF INCORPORATION TO
MAKE OTHER NON-SUBSTANTIVE CHANGES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Navigators Group, Inc.
TICKER: NAVG CUSIP: 638904102
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAUL L. BASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H.J. MERVYN BLAKENEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE N. DEEKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY A. GALANSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. PLATTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE C. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARC M. TRACT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The St. Joe Company
TICKER: JOE CUSIP: 790148100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PARK BRADY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HOWARD S. FRANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY C. KEIL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STANLEY MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Travelers Companies, Inc.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. KANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THL Credit, Inc.
TICKER: TCRD CUSIP: 872438106
MEETING DATE: 6/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID K. DOWNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH W. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES K. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. SOMMERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
PROPOSAL #3: AUTHORIZE THE COMPANY TO OFFER AND ISSUE ISSUER YES FOR FOR
DEBT WITH WARRANTS OR CONVERTIBLE INTO SHARES OF ITS
COMMON STOCK AT AN EXERCISE OR CONVERSION PRICE,
WILL NOT BE LESS THAN THE MARKET VALUE BUT MAY BE
BELOW THE COMPANY'S THEN CURRENT NAV
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TICC Capital Corp.
TICKER: TICC CUSIP: 87244T109
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR TONIA L. PANKOPF ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TICC Capital Corp.
TICKER: TICC CUSIP: 87244T109
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR TONIA L. PANKOPF ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 7/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JAMES J. BYRNES ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR REEDER D. GATES ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JAMES R. HARDIE ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CARL E. HAYNES ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SANDRA A. PARKER ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR WILLIAM D. SPAIN, JR. ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR REEDER D. GATES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES R. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL E. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK C. MILEWSKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SANDRA A. PARKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR WILLIAM D. SPAIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR ALFRED J. WEBER ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. MCANDREW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WESLEY D. PROTHEROE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PAUL J. ZUCCONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tower Group International Ltd.
TICKER: TWGP CUSIP: 891777104
MEETING DATE: 3/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tower Group International, Ltd.
TICKER: TWGP CUSIP: G8988C105
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. BRYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TowneBank
TICKER: TOWN CUSIP: 89214P109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. ROBERT ASTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. LEE BAYNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. BROYLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADFORD L. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MORGAN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL D. FRAIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR HARRY T. LESTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE K. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD B. THURMOND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR F. LEWIS WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE APPOINTMENT OF DIRECTORS OF ISSUER YES FOR FOR
THE TOWNEBANKING GROUPS AND TOWNE FINANCIAL SERVICES
INSURANCE/INVESTMENT AND TOWNE FINANCIAL SERVICES
REAL ESTATE
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triangle Capital Corporation
TICKER: TCAP CUSIP: 895848109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARLAND S. TUCKER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT P.W. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. LILLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. MCCOMB DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK M. GAMBILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BENJAMIN S. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SIMON B. RICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHERWOOD H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. AMARAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. GAGE CHRYSLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG S. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORY W. GIESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. A. HASBROOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL W. KOEHNEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD P. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. VIRGINIA WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrustCo Bank Corp NY
TICKER: TRST CUSIP: 898349105
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. DE GENNARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. LUCARELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trustmark Corporation
TICKER: TRMK CUSIP: 898402102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. GRAFTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD R. HOST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID H. HOSTER, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. MCCULLOUCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. MICHAEL SUMMERFORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEROY G. WALKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM G. YATES, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Two Harbors Investment Corp.
TICKER: TWO CUSIP: 90187B101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. EIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS SIERING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR Y. MARC BELTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTORIA BUYNISKI ISSUER YES FOR FOR
GLUCKMAN
PROPOSAL #1d: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UDR, Inc.
TICKER: UDR CUSIP: 902653104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE A. CATTANACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON A. GROVE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES D. KLINGBEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNNE B. SAGALYN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. SANDLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. TOOMEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMB Financial Corporation
TICKER: UMBF CUSIP: 902788108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY K. BUESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER J. DESILVA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MARINER KEMPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRIS A. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS D. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR L. JOSHUA SOSLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Umpqua Holdings Corporation
TICKER: UMPQ CUSIP: 904214103
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND P. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN M. GAMBEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. GREENE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. LANSING ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LUIS F. MACHUCA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAUREEN E. SEEGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUDLEY R. SLATER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN F. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HILLIARD C. TERRY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRYAN L. TIMM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRANK R. J. WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union First Market Bankshares Corporation
TICKER: UBSH CUSIP: 90662P104
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. BRADFORD ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL I. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. HICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. TAYLOE MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RAYMOND L. SLAUGHTER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LINDA V. SCHREINER ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED BANKSHARES, INC.
TICKER: UBSI CUSIP: 909907107
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ASTORG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. GASTON CAPERTON, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE K. DOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE J. GEORGELAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. T. GRAFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. LEECH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. PAUL MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK R. NESSELROAD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM C. PITT, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DONALD L. UNGER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARY K. WEDDLE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GARY G. WHITE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR P. CLINTON WINTER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.C. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIMMY C. TALLENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD V. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 91030T109
MEETING DATE: 11/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 91030T109
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL MOORE CUTTING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL A. LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Fire Group, Inc.
TICKER: UFCS CUSIP: 910340108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN-PAUL E. BESONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. QUASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. RIFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KYLE D. SKOGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Health Realty Income Trust
TICKER: UHT CUSIP: 91359E105
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILES L. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLIOT J. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Univest Corporation of Pennsylvania
TICKER: UVSP CUSIP: 915271100
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. MORRAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARGARET K. ZOOK ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR K. LEON MOYER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR THOMAS SCANNAPIECO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JEFFREY M. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. PASSARELLA ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urstadt Biddle Properties Inc.
TICKER: UBA CUSIP: 917286205
MEETING DATE: 3/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE U. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLING L. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. VIRGIL CONWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MUELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED PREFERRED AND COMMON ISSUER YES AGAINST AGAINST
STOCK
PROPOSAL #4: APPROVE INCREASE OR DECREASE AUTHORIZED ISSUER YES AGAINST AGAINST
COMMON STOCK
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Validus Holdings, Ltd.
TICKER: VR CUSIP: G9319H102
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAHMOUD ABDALLAH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS HAMILTON ISSUER YES FOR FOR
BERMUDA AS INDEPENDENT AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER J. BAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA R. BRONANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER CROCITTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC P. EDELSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN D. ESKOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRAHAM O. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WALTER H. JONES, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD KORDE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL L. LARUSSO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARC J. LENNER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GERALD H. LIPKIN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BARNETT RUKIN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR SURESH L. SANI ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ROBERT C. SOLDOVERI ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR JEFFREY S. WILKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ventas, Inc.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT ANTI GROSS-UP POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViewPoint Financial Group, Inc.
TICKER: VPFG CUSIP: 92672A101
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtus Investment Partners, Inc.
TICKER: VRTS CUSIP: 92828Q109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BAIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN S. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSEL C. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vornado Realty Trust
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CANDACE K. BEINECKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. KOGOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID MANDELBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. R. Berkley Corporation
TICKER: WRB CUSIP: 084423102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. ROBERT BERKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. BROCKBANK ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GEORGE G. DALY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY C. FARRELL ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waddell & Reed Financial, Inc.
TICKER: WDR CUSIP: 930059100
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY J. HERRMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. RAINES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 8/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW C. FLORANCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL M. GAYNOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA A. HALLENBECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDMUND F. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walter Investment Management Corp.
TICKER: WAC CUSIP: 93317W102
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BERRARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENMAR J. DIXON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER PROVISIONS RELATING TO ISSUER YES FOR FOR
FORMER REIT STATUS
PROPOSAL #5: AMEND CHARTER PROVISIONS THAT ARE ISSUER YES FOR FOR
IRRELEVANT
PROPOSAL #6: AMEND CHARTER TO ADOPT ARTICLES ISSUER YES FOR FOR
SUPPLEMENTARY
PROPOSAL #7: AMEND CHARTER TO REVISE INDEMNIFICATION ISSUER YES FOR FOR
PROVISIONS
PROPOSAL #8: AMEND CHARTER TO CHANGE ARTICLES SIX, ISSUER YES FOR FOR
SEVEN AND EIGHT
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Federal, Inc.
TICKER: WAFD CUSIP: 938824109
MEETING DATE: 1/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID K. GRANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL H. TALBOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Real Estate Investment Trust
TICKER: WRE CUSIP: 939653101
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE F. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASHINGTON TRUST BANCORP, INC.
TICKER: WASH CUSIP: 940610108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY G. HITTNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE W. HOXSIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN E. MCKEOUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Webster Financial Corporation
TICKER: WBS CUSIP: 947890109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. FINKENZELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURENCE C. MORSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK PETTIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weingarten Realty Investors
TICKER: WRI CUSIP: 948741103
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANFORD ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELAGHMICHAEL BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. CROWNOVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. CRUIKSHANK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MELVIN A. DOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. LASHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS W. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HOWARD V. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES ABSTAIN AGAINST
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesbanco, Inc.
TICKER: WSBC CUSIP: 950810101
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER V. CRISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VAUGHN L. KIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. SPENCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. GARDILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY L. SCHULHOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Coast Bancorp
TICKER: WCBO CUSIP: 952145209
MEETING DATE: 3/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westamerica Bancorporation
TICKER: WABC CUSIP: 957090103
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ETTA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS E. BARTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. JOSEPH BOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR C. LATNO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE COPE MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD B. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Alliance Bancorporation
TICKER: WAL CUSIP: 957638109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARY MACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. NAFEES NAGY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Asset Mortgage Capital Corporation
TICKER: WMC CUSIP: 95790D105
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. HIRSCHMANN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GAVIN L. JAMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD D. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. ROLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westfield Financial, Inc.
TICKER: WFD CUSIP: 96008P104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOS A. TAPASES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westwood Holdings Group, Inc.
TICKER: WHG CUSIP: 961765104
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN O. CASEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. FRANK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. MCTEER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY R. NORMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARTIN J. WEILAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND E. WOOLDRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. SINKFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: White Mountains Insurance Group, Ltd.
TICKER: WTM CUSIP: G9618E107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MORGAN W. DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT EDITH E. HOLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LOWNDES A. SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT JEFFREY DAVIS AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.2: ELECT LARS EK AS DIRECTOR FOR SIRIUS ISSUER YES FOR FOR
INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.3: ELECT BRIAN E. KENSIL AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.4: ELECT JAN ONSELIUS AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.5: ELECT GORAN A. THORSTENSSON AS ISSUER YES FOR FOR
DIRECTOR FOR SIRIUS INTERNATIONAL INSURANCE
PROPOSAL #2.6: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #3.1: ELECT SHEILA E. NICOLL AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #3.2: ELECT KEVIN PEARSON AS DIRECTOR FOR HG ISSUER YES FOR FOR
RE LTD.
PROPOSAL #3.3: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #3.4: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #4.1: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.2: ELECT CHRISTINE H. REPASY AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.3: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.4: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #5.1: ELECT CHRISTINE H. REPASY AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE SHOALS RE LTD.
PROPOSAL #5.2: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE SHOALS RE LTD.
PROPOSAL #5.3: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE SHOALS RE LTD.
PROPOSAL #6.1: ELECT CHRISTINE H. REPASY AS DIRECTOR ISSUER YES FOR FOR
FOR STAR RE LTD.
PROPOSAL #6.2: ELECT GORAN A. THORSTENSSON AS ISSUER YES FOR FOR
DIRECTOR FOR STAR RE LTD.
PROPOSAL #6.3: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
STAR RE LTD.
PROPOSAL #6.4: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
STAR RE LTD.
PROPOSAL #7.1: ELECT MICHAEL DASHFIELD AS DIRECTOR OF ISSUER YES FOR FOR
SIRIUS CAPITAL LTD.
PROPOSAL #7.2: ELECT LARS EK AS DIRECTOR OF SIRIUS ISSUER YES FOR FOR
CAPITAL LTD.
PROPOSAL #7.3: ELECT GORAN A. THORSTENSSON AS ISSUER YES FOR FOR
DIRECTOR OF SIRIUS CAPITAL LTD.
PROPOSAL #7.4: ELECT ALLAN L. WATERS AS DIRECTOR OF ISSUER YES FOR FOR
SIRIUS CAPITAL LTD.
PROPOSAL #8.1: ELECT PAUL J. BREHM AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #8.2: ELECT SARAH A. KOLAR AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #8.3: ELECT SHEILA E. NICOLL AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #8.4: ELECT JOHN C. TREACY AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #9.1: ELECT RAYMOND BARRETTE AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #9.2: ELECT DAVID T. FOY AS DIRECTOR FOR ANY ISSUER YES FOR FOR
NEW DESIGNATED SUBSIDIARY
PROPOSAL #9.3: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #9.4: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whitestone REIT
TICKER: WSR CUSIP: 966084204
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL T. LAMBERT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wilshire Bancorp, Inc.
TICKER: WIBC CUSIP: 97186T108
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KYU-HYUN KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOUNG HI PAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAE WHAN YOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winthrop Realty Trust
TICKER: FUR CUSIP: 976391300
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. ASHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR BLASBERG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEE SEIDLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROLYN TIFFANY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN ZALKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wintrust Financial Corporation
TICKER: WTFC CUSIP: 97650W108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. CRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. DAMICO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERT A. GETZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT K. HEITMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES H. JAMES, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALBIN F. MOSCHNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS J. NEIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTOPHER J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR INGRID S. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WisdomTree Investments, Inc.
TICKER: WETF CUSIP: 97717P104
MEETING DATE: 7/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL STEINHARDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY BOSSONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE LAVINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Acceptance Corporation
TICKER: WRLD CUSIP: 981419104
MEETING DATE: 8/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. ALEXANDER MCLEAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GILREATH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. HUMMERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES D. WAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEN R. BRAMLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DARRELL E. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WSFS Financial Corporation
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CALVERT A. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARVIN N. SCHOENHALS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL Group plc
TICKER: XL CUSIP: G98290102
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOSEPH MAURIELLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT EUGENE M. MCQUADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CLAYTON S. ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zillow, Inc.
TICKER: Z CUSIP: 98954A107
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. BARTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LLOYD D. FRINK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zions Bancorporation
TICKER: ZION CUSIP: 989701107
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R.D. CASH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA FROBES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. DAVID HEANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARRIS H. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR L.E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHELLEY THOMAS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN C. WHEELWRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WORLD FUND
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2013
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.