- Amended Statement of Ownership (SC 13G/A)
14 Februar 2012 - 11:08PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A Amendment No. 6
(Rule 13d-101)
Under the Securities Exchange Act of 1934
FRMO CORP.
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
0001042017
(CUSIP Number)
February 14, 2012
(Date of Event that Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[ ] Rule 13d-1(b)
[ X ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LAWRENCE J. GOLDSTEIN
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK (USA)
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 2,769,554
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
2,769,554
--------------------------------------
8 SHARED DISPOSITIVE POWER
16,000
_____________________________________________________________
|
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,512,199
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [X]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
7.1%
12 TYPE OF REPORTING PERSON
IN
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barbara J. & Lawrence J. Goldstein Do Good Foundation Inc.
13-3915414
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
5 SOLE VOTING POWER
NUMBER OF 3,000
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
3,000
--------------------------------------
|
8 SHARED DISPOSITIVE POWER
0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
3,000
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
0.0%
12 TYPE OF REPORTING PERSON
CO
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
La'Dadande Limited Partnership
27-1810605
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
5 SOLE VOTING POWER
NUMBER OF 518,586
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
518,586
--------------------------------------
|
8 SHARED DISPOSITIVE POWER
0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
518,586
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.3%
12 TYPE OF REPORTING PERSON
PN
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
La'Dadande Corp.
27-1582109
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
5 SOLE VOTING POWER
NUMBER OF 518,586
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
518,586
--------------------------------------
|
8 SHARED DISPOSITIVE POWER
0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
518,586
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.3%
12 TYPE OF REPORTING PERSON
CO
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SANTA MONICA PARTNERS, L.P.
13-3100474
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
5 SOLE VOTING POWER
NUMBER OF 735,769
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
735,769
--------------------------------------
|
8 SHARED DISPOSITIVE POWER
0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
735,769
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.9%
12 TYPE OF REPORTING PERSON
PN
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SMP ASSET MANAGEMENT, LLC
42-1582561
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
FRMO CORP. SCHEDULE 13G #6
CUSIP No. 0001042017
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 735,769
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
735,769
--------------------------------------
8 SHARED DISPOSITIVE POWER
0
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
735,769
______________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
___________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.9%
___________________________________________________________
12 TYPE OF REPORTING PERSON
OO (LLC)
___________________________________________________________
Item 1.
(a) FRMO CORP.
(b) 320 Manville Road, Pleasantville, New York 10570
Item 2. Identity and Background.
(a) This Statement is being filed by Lawrence J. Goldstein, an
individual investor. Mr. Goldstein is also sole managing member
and sole owner of SMP Asset Management, LLC a Delaware limited
liability company ("SMP Asset Management"), which is the general
partner of Santa Monica Partners, L.P., a New York limited partnership
("Santa Monica Partners"). He is also the Chairman of the Barbara J.
and Lawrence J. Goldstein Do Good Foundation, Inc. ("Do Good Foundation"),
limited partner of La'Dadande Limited Partnership, a Delaware limited
partnership ("La'Dadande LP") and President of La'Dadande Corp., a New
York corporation ("La'Dadande Corp."), which is the general partner
of La'Dadande LP.
(b)(c) The principal business address of Mr. Goldstein, Santa Monica
Partners, SMP Asset Management, the Do Good Foundation, La'Dadande LP
and La'Dadande Corp. (collectively the "Reporting Persons") is 1865
Palmer Avenue, Larchmont, New York 10538. Mr. Goldstein is a citizen
of the United States.
(d) Title of Class of Securities: Common Stock
(e) CUSIP: 0001042017
Item 3.
N/A
Item 4. Ownership
Lawrence J. Goldstein
(a) Amount beneficially owned: 1,512,199
(b) Percent of class: 3.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 2,769,554
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 2,769,554
(iv) Shared power to dispose or to direct the
disposition of: 16,000
Barbara J. & Lawrence J. Goldstein Do Good
Foundation, Inc.
(a) Amount beneficially owned: 3,000
(b) Percent of class: 0.0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 3,000
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 3,000
(iv) Shared power to dispose or to direct the
disposition of: 0
La'Dadande Limited Partnership
(a) Amount beneficially owned:
518,586
(b) Percent of class: 1.3%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 518,586
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 518,586
(iv) Shared power to dispose or to direct the
disposition of: 0
La'Dadande Corp.
(a) Amount beneficially owned:
518,586
(b) Percent of class: 1.3%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 518,586
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 518,586
(iv) Shared power to dispose or to direct the
disposition of: 0
Santa Monica Partners, L.P.
(a) Amount beneficially owned: 735,769
(b) Percent of class: 1.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
735,769
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 739,769
(iv) Shared power to dispose or to direct the
disposition of: 0
SMP Asset Management, LLC
(a) Amount beneficially owned: 735,769
(b) Percent of class: 1.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
735,769
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 735,769
(iv) Shared power to dispose or to direct the
disposition of: 0
The filing of this statement made by each of the Reporting
Persons shall not be construed as an admission that any of
such persons is, for purposes of Section 13(d) of the
Securities Exchange Act of 1934, the beneficial owner of
any other securities covered by this statement. Lawrence J.
Goldstein expressly disclaims the beneficial ownership of
16,000 shares held by his children, for which he has
reported shared dispositive power herein and 1,500 shares
held by his wife, which are not reported herein.
All shares previously reported by Santa Monica Partners II,
L.P., Santa Monica Partners Asset Management, LLC and Humonica
Asset Management, LLC have been liquidated.
Item 5.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the
following |_|
Item 6.
Not applicable
Item 7.
Not applicable
Item 8.
Not applicable
Item 9.
Not applicable
Item 10.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
February 14, 2012
/s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein
February 14, 2012
BARBARA J. & LAWRENCE J. GOLDSTEIN
DO GOOD FOUNDATION, INC.
By: /s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein, Chairman
February 14, 2012
La'Dadande Limited Partnership
By: LA'DADANDE CORP., GENERAL PARTNER
By: /s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein, President
February 14, 2012
La'Dadande Corp.
By: /s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein, President
February 14, 2012
SANTA MONICA PARTNERS, L.P.
By: SMP ASSET MANAGEMENT, LLC, GENERAL PARTNER
By: /s/LAWRENCE J.GOLDSTEIN
----------------------------------------
Lawrence J. Goldstein, Sole Managing Member
February 14, 2012
SMP ASSET MANAGEMENT, LLC
By: /s/LAWRENCE J. GOLDSTEIN
----------------------------------------
Lawrence J. Goldstein, Sole Managing Member
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