Termination of Registration of a Class of Security Under Section 12(g) (15-12g)
30 Dezember 2016 - 11:09PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
———————————
FORM
15
CERTIFICATION
AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO
FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT
Commission
File Number 000-54905
CAPSTONE
FINANCIAL GROUP, INC.
(Exact
name of registrant as specified in its charter)
8600
Transit Road
East
Amherst, New York 14051
(866)
798-4478
(Address,
including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common
Stock, $.001 par value
(Title
of each class of securities covered by this Form)
None
(Title
of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please
place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file
reports:
|
Rule 12g-4(a)(1)
|
☒
|
|
Rule 12g-4(a)(2)
|
☐
|
|
Rule 12h-3(b)(1)(i)
|
☒
|
|
Rule 12h-3(b)(1)(ii)
|
☐
|
|
Rule 15d-6
|
☐
|
Approximate
number of holders of record as of the certification or notice date:
115
Pursuant
to the requirements of the Securities Exchange Act of 1934, Capstone Financial Group, Inc. has caused this certification/notice
to be signed on its behalf by the undersigned duly authorized person.
Date: December 30, 2016
|
|
By:
|
/s/ Darin Pastor
|
|
|
|
Darin Pastor
|
|
|
|
Chief Executive Officer
|
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