Statement of Changes in Beneficial Ownership (4)
20 April 2022 - 1:54AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Ross Ryan |
2. Issuer Name and Ticker or Trading Symbol
WILLIAMS SONOMA INC
[
WSM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT WS BRAND |
(Last)
(First)
(Middle)
3250 VAN NESS AVE. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/15/2022 |
(Street)
SAN FRANCISCO, CA 94109
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/15/2022 | | M | | 2389 | A | $0 | 16165 | D | |
Common Stock | 4/15/2022 | | F | | 1185 (1) | D | $148.98 | 14980 | D | |
Common Stock | 4/16/2022 | | M | | 8883 | A | $0 | 23863 | D | |
Common Stock | 4/16/2022 | | F | | 4405 (1) | D | $148.98 | 19458 | D | |
Common Stock | 4/18/2022 | | M | | 3077 | A | $0 | 22535 | D | |
Common Stock | 4/18/2022 | | F | | 1526 (1) | D | $148.98 | 21009 | D | |
Common Stock | 4/18/2022 | | M | | 13884 | A | $0 | 34893 | D | |
Common Stock | 4/18/2022 | | F | | 6884 (1) | D | $148.98 | 28009 | D | |
Common Stock | 4/18/2022 | | M | | 7260 | A | $0 | 35269 | D | |
Common Stock | 4/18/2022 | | F | | 3600 (1) | D | $148.98 | 31669 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 4/15/2022 | | M | | | 2389 | (3) | (4) | Common Stock | 2389 | $0 | 7169 | D | |
Restricted Stock Units | (2) | 4/16/2022 | | M | | | 8883 | (5) | (4) | Common Stock | 8883 | $0 | 17766 | D | |
Restricted Stock Units | (2) | 4/18/2022 | | M | | | 3077 | (6) | (4) | Common Stock | 3077 | $0 | 0 | D | |
Restricted Stock Units | (2) | 4/18/2022 | | M | | | 13884 | (7) | (4) | Common Stock | 13884 | $0 | 0 | D | |
Restricted Stock Units | (2) | 4/18/2022 | | M | | | 7260 | (8) | (4) | Common Stock | 7260 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
(2) | Each restricted stock unit represents a contingent right to receive one share of WSM common stock. |
(3) | The restricted stock units vest in four equal installments on each anniversary of the grant date in 2022, 2023, 2024 and 2025. |
(4) | The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
(5) | The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024. |
(6) | The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022. |
(7) | Represents restricted stock units granted on April 18, 2019, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on April 18, 2022. |
(8) | Represents restricted stock units granted on July 10, 2019, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on April 18, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ross Ryan 3250 VAN NESS AVE. SAN FRANCISCO, CA 94109 |
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| PRESIDENT WS BRAND |
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Signatures
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/s/ David R. King, Attorney-in-Fact for Ryan Ross | | 4/19/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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