Statement of Changes in Beneficial Ownership (4)
28 Februar 2023 - 04:40PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * McConnell John H
II |
2. Issuer Name and Ticker or Trading
Symbol WORTHINGTON INDUSTRIES INC [ WOR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
200 OLD WILSON BRIDGE ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/24/2023
|
(Street)
COLUMBUS, OH 43085
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares |
|
|
|
|
|
|
|
30108 |
D |
|
Common Shares |
|
|
|
|
|
|
|
245 |
I |
By Spouse |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock Acquired Under Deferred
Compensation Plan |
(1) |
2/24/2023 |
|
A |
|
0.19 |
|
(2) |
(2) |
Common Shares |
0.19 |
$59.22 |
8.92 |
D |
|
Explanation of
Responses: |
(1) |
The account under the 2005
NQ Plan (as defined below) tracks Worthington Industries, Inc.
common shares on a one-for-one basis. |
(2) |
Prior to October 1, 2014,
the account balances related to the theoretical Worthington
Industries, Inc. common share deemed investment option could be
immediately transferred to other deemed investment options under
the terms of the Worthington Industries, Inc. Amended and Restated
2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").
The 2005 NQ Plan provides that effective October 1, 2014 and
thereafter, any amount credited in a participant's account to the
phantom stock fund (i.e. the theoretical Worthington Industries,
Inc. common share deemed investment option) may not be transferred
to an alternative deemed investment option under the 2005 NQ Plan
until distribution from the 2005 NQ Plan. Distributions are made
only in common shares of Worthington Industries, Inc. and generally
commence upon leaving Worthington Industries, Inc. and its
subsidiaries. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
McConnell John H II
200 OLD WILSON BRIDGE ROAD
COLUMBUS, OH 43085 |
X |
|
|
|
Signatures
|
/s/Patrick J. Kennedy, as attorney-in-fact for
John H. McConnell II |
|
2/28/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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