Amended Statement of Ownership (sc 13g/a)
14 Februar 2022 - 4:26PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Advanced
Drainage Systems, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
00790R104
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 00790R104
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1.
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Names of reporting persons
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joseph A.
Chlapaty
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2.
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Check the appropriate box
if a member of a group (see instructions)
(a) ☐ (b) ☐
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3.
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SEC use only
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4.
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Citizenship or place of
organization
USA
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5.
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Sole voting power
3,127,581
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6.
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Shared voting power
500
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7.
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Sole dispositive power
3,127,581
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8.
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Shared dispositive power
500
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9.
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Aggregate amount beneficially owned by each reporting person
3,128,081
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10.
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Check if the aggregate
amount in Row (9) excludes certain shares (see instructions)
☐
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11.
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Percent of class
represented by amount in Row (9)
4.3%
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12.
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Type of reporting person
(see instructions)
IN
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CUSIP No. 00790R104
Item 1.
Advanced Drainage Systems, Inc.
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(b)
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Address of Issuers Principal Executive Offices
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4640 Trueman Boulevard, Hilliard, Ohio 43026
Item 2.
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(a)
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Name of Person Filing
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Joseph A. Chlapaty
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(b)
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Address of the Principal Office or, if none, residence
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5500 Frantz Road, Ste. 167-A, Dublin, OH 43017
USA
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(d)
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Title of Class of Securities
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Common Stock, $0.01 par value per share
00790R104
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. 00790R104
Item 4. Ownership.
The percentage of beneficial ownership is based on 72,238,962 shares of common stock (including 319,145 shares of unvested restricted common
stock) of the issuer outstanding as of January 27, 2022, as reflected in the issuers Quarterly Report on Form 10-Q, filed with the United States Securities and Exchange Commission on
February 3, 2022.
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(a)
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Amount beneficially owned: 3,128,081*, **
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(b)
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Percent of class: 4.3%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 3,127,581*
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(ii)
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Shared power to vote or to direct the vote: 500**
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(iii)
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Sole power to dispose or to direct the disposition of: 3,127,581*
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(iv)
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Shared power to dispose or to direct the disposition of: 500**
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*
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Includes, with respect to Joseph A. Chlapaty, 3,100,581 shares of common stock owned of record by the Joseph A.
Chlapaty Trust and 27,000 shares of common stock held in Mr. Chlapatys individual retirement account (over which shares of common stock Mr. Chlapaty has the sole voting and dispositive power).
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**
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Includes, with respect to Joseph A. Chlapaty, 500 shares of common stock owned of record by
Mr. Chlapatys spouse.
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Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following ☒
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A
Item 8. Identification and
Classification of Members of the Group.
N/A
Item 9. Notice of Dissolution of Group.
N/A
Item 10. Certification.
N/A
CUSIP No. 00790R104
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
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02/11/2022
Date
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/s/ Joseph A. Chlapaty
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Signature
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Joseph A. Chlapaty
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Name/Title
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