Statement of Changes in Beneficial Ownership (4)
28 Juni 2022 - 10:19PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Biddle Catherine
U |
2. Issuer Name and Ticker or Trading
Symbol URSTADT BIDDLE PROPERTIES INC [ UBP ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
321 RAILROAD AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/27/2022
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(Street)
GREENWICH, CT 06830
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
6/27/2022 |
|
J |
|
50282 (1) |
D |
$16.50 |
1369484 |
I |
See footnote (2) |
Common Stock |
6/27/2022 |
|
J |
|
28449 (1) |
A |
$16.50 |
1139254 |
I |
See footnote (3) |
Common Stock |
6/27/2022 |
|
J |
|
21833 (1) |
A |
$16.50 |
874085 |
I |
See footnote (4) |
Common Stock |
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|
|
|
|
|
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16344 |
D (5) |
|
Common Stock |
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|
|
|
|
|
|
5163 |
I |
See footnote (6) |
Common Stock |
|
|
|
|
|
|
|
1070 |
I |
See footnote (7) |
Common Stock |
|
|
|
|
|
|
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21000 |
I |
See footnote (8) |
Common Stock |
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|
|
|
|
|
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2314 |
I |
See footnote (9) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
On June 27, 2022, Willing L.
Biddle, the spouse of the reporting person, sold or transferred
28,449 shares of Common Stock to the Willing L. Biddle 2012 Dynasty
Trust and 21,833 shares of Common Stock to the Catherine U. Biddle
2012 Dynasty Trust at $16.50 per share. |
(2) |
Shares held by Willing L.
Biddle, the spouse of the reporting person, of which 900,000 are
restricted shares, subject to vesting, issued pursuant to the
Issuer's Restricted Stock Award Plan. |
(3) |
Shares held by Willing L.
Biddle 2012 Dynasty Trust. |
(4) |
Shares held by Catherine U.
Biddle 2012 Dynasty Trust. |
(5) |
Shares held by Catherine U.
Biddle (the "Reporting Person"), of which 7,400 are restricted
shares, subject to vesting, issued to the Reporting Person pursuant
to the Issuer's Restricted Stock Award Plan. The number of shares
reported does not include shares of Common Stock of the Issuer
owned by Urstadt Realty Associates Co LP ("URACO"), of which the
Catherine U. Biddle Irrevocable Trust (the "CUB Trust") is a
limited partner. The Reporting Person is the sole beneficiary of
the CUB Trust. The number of shares reported also does not include
shares of Common Stock of the Issuer owned by Urstadt Property
Company, Inc. ("UPCO"), of which the Reporting Person is an officer
and shareholder. Shares held by URACO and UPCO are separately
reported by Charles J. Urstadt, the controlling shareholder, and
UPCO, the general partner of URACO. |
(6) |
Shares held by Willing L.
Biddle Inherited IRA. |
(7) |
Shares held by Charles
Biddle Trust. |
(8) |
Shares held by Trust UW PTB
Art 4.1. |
(9) |
Shares held by Excess
Benefit and Deferred Compensation Plan of 2005, of which Willing L.
Biddle is a participant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Biddle Catherine U
321 RAILROAD AVENUE
GREENWICH, CT 06830 |
X |
X |
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Signatures
|
/s/ Catherine U. Biddle by Miyun Sung as Attorney
-in-fact |
|
6/28/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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