Amended Securities Registration (section 12(b)) (8-a12b/a)
02 November 2022 - 12:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
Amendment No. 2
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Two Harbors Investment Corp.
(Exact name of registrant as specified in its charter)
Maryland |
001-34506 |
27-0312904 |
(State or other jurisdiction of
incorporation) |
(Commission File Number) |
(IRS Employer
Identification No.) |
1601 Utica Avenue South, Suite 900
St. Louis Park, MN 55416
(Address of principal executive offices)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which
each class is to be registered |
Common Stock, $0.01 per share |
New
York Stock Exchange |
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective
pursuant to General Instruction A.(c) or (e), please check the
following box. x
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d) or (e), please check the
following box. ¨
If this form relates to the registration of a class of securities
concurrently with a Regulation A offering, check the following box.
¨
Securities Act registration
statement or Regulation A offering statement file number to which
this form relates (if applicable):Not applicable
Securities registered pursuant to Section 12(g) of the Act:
None
Explanatory Note
This Amendment No. 2 (this “Amendment”) to Form 8-A amends the
information set forth in Item 1 of the Registration Statement on
Form 8-A, filed with the Securities and Exchange Commission (the
“Commission”) on February 10, 2011, as amended by Amendment No. 1
to the Registration Statement on Form 8-A, filed with the
Commission on November 2, 2017, by Two Harbors Investment Corp.
(the “Registrant”)
No new securities are being registered pursuant to this Amendment,
which is being filed solely to update the description of the
Registrant’s common stock to reflect a reverse stock split.
Item 1. Description of Registrant’s Securities to be
Registered.
A reverse stock split (the “Reverse Stock Split”) of the
Registrant’s Common Stock became effective on November 1, 2022 (the
“Effective Time”). Pursuant to the Reverse Stock Split, every four
(4) shares of common stock, par value $0.01 per share (the “Common
Stock”), which were issued and outstanding immediately prior to the
Effective Time were automatically converted into one (1) issued and
outstanding share of Common Stock and the number of authorized
shares of Common Stock that the Registrant is authorized to issue
was reduced from 700,000,000 to 175,000,000. No fractional shares
of Common Stock were issued in connection with the Reverse Stock
Split. Stockholders who otherwise would be entitled to receive
fractional shares of Common Stock received cash payment in lieu of
such fractional shares. After the Reverse Stock Split, the
Registrant’s Common Stock will have the same proportional voting
rights and will be identical in all other respects to the Common
Stock prior to the effectiveness of the Reverse Stock Split, except
for minor changes and adjustments resulting from the treatment of
fractional shares. The number of authorized shares of preferred
stock that the Registrant is authorized to issue remains unchanged
at 100,000,000 shares.
Item 2. Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the registrant has duly caused this
registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
|
TWO HARBORS INVESTMENT CORP. |
|
|
|
Date: November 2, 2022 |
By: |
/s/ Rebecca B.
Sandberg |
|
|
Name: Rebecca B. Sandberg |
|
|
Title: General Counsel and Secretary |
Two Harbors Investment (NYSE:TWO-B)
Historical Stock Chart
Von Jan 2023 bis Feb 2023
Two Harbors Investment (NYSE:TWO-B)
Historical Stock Chart
Von Feb 2022 bis Feb 2023