Initial Statement of Beneficial Ownership (3)
04 November 2022 - 06:35PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * van Kessel Bregje |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
11/1/2022
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3. Issuer Name and Ticker or Trading
Symbol Trinseo PLC [TSE] |
(Last)
(First)
(Middle)
C/O TRINSEO PLC, 440 EAST SWEDESFORD ROAD, SUITE
301 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
SVP, Base Plastics / |
(Street)
WAYNE, PA 19087
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Ordinary Shares |
5959 (1) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options to Purchase Ordinary Shares |
(2) |
2/26/2027 |
Ordinary Shares |
1553 |
$51.02 |
D |
|
Options to Purchase Ordinary Shares |
(3) |
2/25/2028 |
Ordinary Shares |
4616 |
$24.30 |
D |
|
Options to Purchase Ordinary Shares |
(4) |
2/17/2029 |
Ordinary Shares |
1473 |
$61.06 |
D |
|
Options to Purchase Ordinary Shares |
(5) |
2/16/2030 |
Ordinary Shares |
1457 |
$58.64 |
D |
|
Explanation of
Responses: |
(1) |
Includes (i) 2,908 ordinary
shares issuable pursuant to RSU awards that will vest in full on
February 25, 2023, (ii) 1,295 ordinary shares issuable pursuant to
RSU awards that will vest in full on February 17, 2024, and (iii)
1,316 ordinary shares issuable pursuant to RSU awards that will
vest in full on February 16, 2025. |
(2) |
The options vest in three
equal annual installments beginning on February 26,
2020. |
(3) |
The options vest in three
equal annual installments beginning on February 25,
2021. |
(4) |
The options vest in three
equal annual installments beginning on February 17,
2022. |
(5) |
The options vest in three
equal annual installments beginning on February 16,
2023. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
van Kessel Bregje
C/O TRINSEO PLC
440 EAST SWEDESFORD ROAD, SUITE 301
WAYNE, PA 19087 |
|
|
SVP, Base Plastics |
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Signatures
|
/s/ Erik Johnson,
attorney-in-fact |
|
11/4/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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