Initial Statement of Beneficial Ownership (3)
07 Oktober 2022 - 11:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Golodryga Zhanna |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2022
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3. Issuer Name and Ticker or Trading Symbol
Phillips 66 [PSX]
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(Last)
(First)
(Middle)
2331 CITYWEST BLVD. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Executive Vice President / |
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 21376 (1) | D | |
| Common Stock | 592 (2) | I | Phillips 66 401K Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (Right to Buy) | (3) | 4/3/2027 | Common Stock | 16500.0 | $78.61 | D | |
| Employee Stock Option (Right to Buy) | (4) | 2/6/2028 | Common Stock | 13300.0 | $94.85 | D | |
| Employee Stock Option (Right to Buy) | (5) | 2/5/2029 | Common Stock | 16200.0 | $94.9675 | D | |
| Employee Stock Option (Right to Buy) | (6) | 2/4/2030 | Common Stock | 23600.0 | $89.57 | D | |
| Employee Stock Option (Right to Buy) | (7) | 2/9/2031 | Common Stock | 31300.0 | $74.7 | D | |
| Employee Stock Option (Right to Buy) | (8) | 2/8/2032 | Common Stock | 21900.0 | $89.05 | D | |
| Explanation of Responses: |
| (1) | Includes 14,977 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| (2) | Based on a Plan statement dated September 28, 2022. |
| (3) | The stock options became exercisable in three equal annual installments beginning on April 3, 2018. |
| (4) | The stock options became exercisable in three equal annual installments beginning on February 6, 2019. |
| (5) | The stock options became exercisable in three equal annual installments beginning on February 5, 2020. |
| (6) | The stock options become exercisable in three equal annual installments beginning on February 4, 2021. |
| (7) | The stock options become exercisable in three equal annual installments beginning on February 9, 2022. |
| (8) | The stock options become exercisable in three equal annual installments beginning on February 8, 2023. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Golodryga Zhanna
2331 CITYWEST BLVD.
HOUSTON, TX 77042 |
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| Executive Vice President |
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Signatures
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| /s/ Jenarae N. Garland, Attorney-in-Fact | | 10/7/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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