Initial Statement of Beneficial Ownership (3)
05 August 2021 - 10:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * dobrowolski
Reginaldo |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
8/1/2021
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3. Issuer Name and Ticker or Trading
Symbol Philip Morris International Inc. [PM] |
(Last)
(First)
(Middle)
120 PARK AVENUE |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Vice President and Controller / |
(Street)
NEW
YORK, NY 10017
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
12434 (1) |
D |
|
Common Stock |
7625 |
I |
Spouse (2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Includes 7,210 Restricted
Share Units, 2,760 of which were granted on February 7, 2019, 2,020
of which were granted on February 6, 2020, and 2,430 which were
granted on February 4, 2021, and all of which vest on the third
anniversary of the grant date. |
(2) |
Spouse is an employee of
Philip Morris International Inc. She holds 4,775 shares in street
name in bank or broker and currently holds 2,850 Restricted Share
Units, 870 of which were granted on February 7, 2019, 920 of which
were granted on February 6, 2020, and 1,060 which were granted on
February 4, 2021, and all of which vest on the third anniversary of
the grant date. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
dobrowolski Reginaldo
120 PARK AVENUE
NEW YORK, NY 10017 |
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|
Vice President and Controller |
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Signatures
|
Darlene Quashie Henry for Reginaldo
Dobrowolski |
|
8/5/2021 |
**Signature of Reporting
Person |
Date |
Philip Morris (NYSE:PM)
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