The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM NPORT-P
Monthly Portfolio Investments Report

NPORT-P: Filer Information

Confidential
Filer CIK
0000810943
Filer CCC
********
Filer Investment Company Type
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?

Submission Contact Information

Name
Phone
E-Mail Address

Notification Information

Notify via Filing Website only?
Notification E-mail Address
Series ID
Class (Contract) ID

NPORT-P: Part A: General Information

Item A.1. Information about the Registrant.

a. Name of Registrant
High Income Securities Fund
b. Investment Company Act file number for Registrant: (e.g., 811-______)
811-05133
c. CIK number of Registrant
0000810943
d. LEI of Registrant
25RM533JWPQG19PQ1G87
e. Address and telephone number of Registrant:
i. Street Address 1
615 East Michigan Street
ii. Street Address 2
iii. City
Milwaukee
iv. State, if applicable
v. Foreign country, if applicable
vi. Zip / Postal Code
53202
vii. Telephone number
4147654255

Item A.2. Information about the Series.

a. Name of Series.
High Income Securities Fund
b. EDGAR series identifier (if any).
c. LEI of Series.
25RM533JWPQG19PQ1G87

Item A.3. Reporting period.

a. Date of fiscal year-end.
2022-08-31
b. Date as of which information is reported.
2022-05-31

Item A.4. Final filing

a. Does the Fund anticipate that this will be its final filing on Form N PORT? Yes No

NPORT-P: Part B: Information About the Fund

Report the following information for the Fund and its consolidated subsidiaries.

Item B.1. Assets and liabilities. Report amounts in U.S. dollars.

a. Total assets, including assets attributable to miscellaneous securities reported in Part D.
143544716.580000000000
b. Total liabilities.
153949.320000000000
c. Net assets.
143390767.260000000000

Item B.2. Certain assets and liabilities. Report amounts in U.S. dollars.

a. Assets attributable to miscellaneous securities reported in Part D.
0.000000000000
b. Assets invested in a Controlled Foreign Corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities.
0.000000000000
c. Borrowings attributable to amounts payable for notes payable, bonds, and similar debt, as reported pursuant to rule 6-04(13)(a) of Regulation S-X [17 CFR 210.6-04(13)(a)].
Amounts payable within one year.
Banks or other financial institutions for borrowings.
0.000000000000
Controlled companies.
0.000000000000
Other affiliates.
0.000000000000
Others.
0.000000000000
Amounts payable after one year.
Banks or other financial institutions for borrowings.
0.000000000000
Controlled companies.
0.000000000000
Other affiliates.
0.000000000000
Others.
0.000000000000
d. Payables for investments purchased either (i) on a delayed delivery, when-issued, or other firm commitment basis, or (ii) on a standby commitment basis.
(i) On a delayed delivery, when-issued, or other firm commitment basis:
0.000000000000
(ii) On a standby commitment basis:
0.000000000000
e. Liquidation preference of outstanding preferred stock issued by the Fund.
0.000000000000
f. Cash and cash equivalents not reported in Parts C and D.
25899.250000000000

Item B.3. Portfolio level risk metrics.

If the average value of the Fund's debt securities positions for the previous three months, in the aggregate, exceeds 25% or more of the Fund's net asset value, provide:
a. Interest Rate Risk (DV01). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 1 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.
b. Interest Rate Risk (DV100). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 100 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

Currency Metric Record ISO Currency code 3 month 1 year 5 years 10 years 30 years

c. Credit Spread Risk (SDV01, CR01 or CS01). Provide the change in value of the portfolio resulting from a 1 basis point change in credit spreads where the shift is applied to the option adjusted spread, aggregated by investment grade and non-investment grade exposures, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

Credit Spread Risk 3 month 1 year 5 years 10 years 30 years

For purposes of Item B.3., calculate value as the sum of the absolute values of:
(i) the value of each debt security,
(ii) the notional value of each swap, including, but not limited to, total return swaps, interest rate swaps, and credit default swaps, for which the underlying reference asset or assets are debt securities or an interest rate;
(iii) the notional value of each futures contract for which the underlying reference asset or assets are debt securities or an interest rate; and
(iv) the delta-adjusted notional value of any option for which the underlying reference asset is an asset described in clause (i),(ii), or (iii).

Report zero for maturities to which the Fund has no exposure. For exposures that fall between any of the listed maturities in (a) and (b), use linear interpolation to approximate exposure to each maturity listed above. For exposures outside of the range of maturities listed above, include those exposures in the nearest maturity.

Item B.4. Securities lending.

a. For each borrower in any securities lending transaction, provide the following information:

Borrower Information Record Name of borrower LEI (if any) of borrower Aggregate value of all securities on loan to the borrower

b. Did any securities lending counterparty provide any non-cash collateral? Yes No

Item B.5. Return information.

a. Monthly total returns of the Fund for each of the preceding three months. If the Fund is a Multiple Class Fund, report returns for each class. Such returns shall be calculated in accordance with the methodologies outlined in Item 26(b) (1) of Form N-1A, Instruction 13 to sub-Item 1 of Item 4 of Form N-2, or Item 26(b) (i) of Form N-3, as applicable.

Monthly Total Return Record Monthly total returns of the Fund for each of the preceding three months Class identification number(s) (if any) of the Class(es) for which returns are reported
Month 1 Month 2 Month 3
#1 -1.68 -2.51 1.58

b. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to derivatives for each of the following categories: commodity contracts, credit contracts, equity contracts, foreign exchange contracts, interest rate contracts, and other contracts. Within each such asset category, further report the same information for each of the following types of derivatives instrument: forward, future, option, swaption, swap, warrant, and other. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers.

Asset category Instrument type Month 1 Month 2 Month 3
Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation) Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation) Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation)
Commodity Contracts
Credit Contracts
Equity Contracts 4743.250000000000 -19398.830000000000 N/A -14230.630000000000 N/A -69458.040000000000
Forward
Future
Option
Swaption
Swap
Warrant 4743.250000000000 -19398.830000000000 N/A -14230.630000000000 N/A -69458.040000000000
Other
Foreign Exchange Contracts
Interest Rate Contracts
Other Contracts

c. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to investment other than derivatives. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers.

Month Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation)
Month 1 935021.270000000000 -35199.420000000000
Month 2 337419.530000000000 -5153299.710000000000
Month 3 135060.110000000000 -1743268.190000000000

Item B.6. Flow information.

a. Provide the aggregate dollar amounts for sales and redemptions/repurchases of Fund shares during each of the preceding three months. If shares of the Fund are held in omnibus accounts, for purposes of calculating the Fund's sales, redemptions, and repurchases, use net sales or redemptions/repurchases from such omnibus accounts. The amounts to be reported under this Item should be after any front-end sales load has been deducted and before any deferred or contingent deferred sales load or charge has been deducted. Shares sold shall include shares sold by the Fund to a registered unit investment trust. For mergers and other acquisitions, include in the value of shares sold any transaction in which the Fund acquired the assets of another investment company or of a personal holding company in exchange for its own shares. For liquidations, include in the value of shares redeemed any transaction in which the Fund liquidated all or part of its assets. Exchanges are defined as the redemption or repurchase of shares of one Fund or series and the investment of all or part of the proceeds in shares of another Fund or series in the same family of investment companies.

Month Total net asset value of shares sold (including exchanges but excluding reinvestment of dividends and distributions) Total net asset value of shares sold in connection with reinvestments of dividends and distributions Total net asset value of shares redeemed or repurchased, including exchanges
Month 1 .000000000000 .000000000000 .000000000000
Month 2 .000000000000 .000000000000 -31.650000000000
Month 3 .000000000000 .000000000000 31.650000000000

Item B.7. Highly Liquid Investment Minimum information.

a. If applicable, provide the Fund's current Highly Liquid Investment Minimum.
b. If applicable, provide the number of days that the Fund's holdings in Highly Liquid Investments fell below the Fund's Highly Liquid Investment Minimum during the reporting period.
c. Did the Fund's Highly Liquid Investment Minimum change during the reporting period? Yes No N/A

Item B.8. Derivatives Transactions.

For portfolio investments of open-end management investment companies, provide the percentage of the Fund's Highly Liquid Investments that it has pledged as margin or collateral in connection with derivatives transactions that are classified among the following categories as specified in rule 22e-4 [17 CFR 270.22e-4]:
(1) Moderately Liquid Investments
(2) Less Liquid Investments
(3) Illiquid Investments
For purposes of Item B.8, when computing the required percentage, the denominator should only include assets (and exclude liabilities) that are categorized by the Fund as Highly Liquid Investments.
Classification

Item B.9. Derivatives Exposure for limited derivatives users.

If the Fund is excepted from the rule 18f-4 [17 CFR 270.18f-4] program requirement and limit on fund leverage risk under rule 18f-4(c)(4) [17 CFR 270.18f-4(c)(4)], provide the following information:
a. Derivatives exposure (as defined in rule 18f-4(a) [17 CFR 270.18f-4(a)]), reported as a percentage of the Fund’s net asset value.
b. Exposure from currency derivatives that hedge currency risks, as provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as a percentage of the Fund's net asset value.
c. Exposure from interest rate derivatives that hedge interest rate risks, as provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as a percentage of the Fund's net asset value.
d. The number of business days, if any, in excess of the five-business-day period described in rule 18f-4(c)(4)(ii) [17 CFR 270.18f-4(c)(4)(ii)], that the Fund’s derivatives exposure exceeded 10 percent of its net assets during the reporting period.

Item B.10. VaR information.

For Funds subject to the limit on fund leverage risk described in rule 18f-4(c)(2) [17 CFR 270.18f-4(c)(2)], provide the following information, as determined in accordance with the requirement under rule 18f-4(c)(2)(ii) to determine the fund’s compliance with the applicable VaR test at least once each business day:
a. Median daily VaR during the reporting period, reported as a percentage of the Fund's net asset value.
b. For Funds that were subject to the Relative VaR Test during the reporting period, provide:
i. As applicable, the name of the Fund’s Designated Index, or a statement that the Fund's Designated Reference Portfolio is the Fund’s Securities Portfolio.
ii. As applicable, the index identifier for the Fund’s Designated Index.
iii. Median VaR Ratio during the reporting period, reported as a percentage of the VaRof the Fund's Designated Reference Portfolio.
c. Backtesting Results. Number of exceptions that the Fund identified as a result of its backtesting of its VaR calculation model (as described in rule 18f-4(c)(1)(iv) [17 CFR 270.18f-4(c)(1)(iv)] during the reporting period.

NPORT-P: Part C: Schedule of Portfolio Investments

For each investment held by the Fund and its consolidated subsidiaries, disclose the information requested in Part C. A Fund may report information for securities in an aggregate amount not exceeding five percent of its total assets as miscellaneous securities in Part D in lieu of reporting those securities in Part C, provided that the securities so listed are not restricted, have been held for not more than one year prior to the end of the reporting period covered by this report, and have not been previously reported by name to the shareholders of the Fund or to any exchange, or set forth in any registration statement, application, or report to shareholders or otherwise made available to the public.
Schedule of Portfolio Investments Record: 1

Item C.1. Identification of investment.

a. Name of issuer (if any).
PWP Forward Acquisition Corp I
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
PWP Forward Acquisition Corp I
d. CUSIP (if any).
74709Q101
At least one of the following other identifiers:
- ISIN
US74709Q1013
- Ticker (if ISIN is not available).
FRW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
105000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1025850.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.7154226312

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 2

Item C.1. Identification of investment.

a. Name of issuer (if any).
PWP FORWARD ACQUISITION CO-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
PWP Forward Acquisition Corp I
d. CUSIP (if any).
74709Q119
At least one of the following other identifiers:
- ISIN
US74709Q1195
- Ticker (if ISIN is not available).
FRWAW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
21000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3990.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0027826059

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
PWP Forward Acquisition Corp I
Title of issue.
PWP Forward Acquisition Corp I
At least one of the following other identifiers:
- CUSIP.
74709Q101
- ISIN (if CUSIP is not available).
US74709Q1013
- Ticker (if CUSIP and ISIN are not available).
FRW
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-03-09
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-17668.520000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 3

Item C.1. Identification of investment.

a. Name of issuer (if any).
QUANTUM FINTECH ACQUISITION
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Quantum FinTech Acquisition Corp
d. CUSIP (if any).
74767A113
At least one of the following other identifiers:
- ISIN
US74767A1135
- Ticker (if ISIN is not available).
QFTA/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
33000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
5280.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0036822454

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Quantum FinTech Acquisition Co
Title of issue.
Quantum FinTech Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
74767A105
- ISIN (if CUSIP is not available).
US74767A1051
- Ticker (if CUSIP and ISIN are not available).
QFTA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-4772.260000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 4

Item C.1. Identification of investment.

a. Name of issuer (if any).
RAMACO RESOURCES INC
b. LEI (if any) of issuer. (1)
5493001BYUI4TCQOPF70
c. Title of the issue or description of the investment.
Ramaco Resources Inc
d. CUSIP (if any).
75134P402
At least one of the following other identifiers:
- ISIN
US75134P4028
- Ticker (if ISIN is not available).
METC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
60000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1602000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.1172267438

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 5

Item C.1. Identification of investment.

a. Name of issuer (if any).
Relativity Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Relativity Acquisition Corp
d. CUSIP (if any).
75944B205
At least one of the following other identifiers:
- ISIN
US75944B2051
- Ticker (if ISIN is not available).
RACYU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
21700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
218736.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1525453864

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 6

Item C.1. Identification of investment.

a. Name of issuer (if any).
ROC Energy Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
ROC Energy Acquisition Corp
d. CUSIP (if any).
77118V108
At least one of the following other identifiers:
- ISIN
US77118V1089
- Ticker (if ISIN is not available).
ROC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
18000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
179100.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1249034393

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 7

Item C.1. Identification of investment.

a. Name of issuer (if any).
ROC Energy Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
ROC Energy Acquisition Corp
d. CUSIP (if any).
77118V116
At least one of the following other identifiers:
- ISIN
US77118V1162
- Ticker (if ISIN is not available).
ROCAR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
18000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2700.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0018829664

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 8

Item C.1. Identification of investment.

a. Name of issuer (if any).
Runway Growth Finance Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Runway Growth Finance Corp
d. CUSIP (if any).
78163D100
At least one of the following other identifiers:
- ISIN
US78163D1000
- Ticker (if ISIN is not available).
RWAY

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
113790.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1533889.200000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.0697266144

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 9

Item C.1. Identification of investment.

a. Name of issuer (if any).
Saba Capital Income & Opportun
b. LEI (if any) of issuer. (1)
549300MGSUUJ7E55N746
c. Title of the issue or description of the investment.
Saba Capital Income & Opportunities Fund
d. CUSIP (if any).
78518H202
At least one of the following other identifiers:
- ISIN
US78518H2022
- Ticker (if ISIN is not available).
BRW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
514326.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4238046.240000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.9555921354

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 10

Item C.1. Identification of investment.

a. Name of issuer (if any).
Seaport Global Acquisition II
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Seaport Global Acquisition II Corp
d. CUSIP (if any).
81221H105
At least one of the following other identifiers:
- ISIN
US81221H1059
- Ticker (if ISIN is not available).
SGII

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
100000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
992000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6918158114

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 11

Item C.1. Identification of investment.

a. Name of issuer (if any).
SEAPORT GLOBAL ACQUISITION-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Seaport Global Acquisition II Corp
d. CUSIP (if any).
81221H113
At least one of the following other identifiers:
- ISIN
US81221H1133
- Ticker (if ISIN is not available).
SGIIW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
14495.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0101087401

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ GM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Seaport Global Acquisition II
Title of issue.
Seaport Global Acquisition II Corp
At least one of the following other identifiers:
- CUSIP.
81221H105
- ISIN (if CUSIP is not available).
US81221H1059
- Ticker (if CUSIP and ISIN are not available).
SGII
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2023-11-01
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-3451.160000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 12

Item C.1. Identification of investment.

a. Name of issuer (if any).
Invesco Treasury Portfolio
b. LEI (if any) of issuer. (1)
5493004B3TM8ZIDDDC39
c. Title of the issue or description of the investment.
Invesco Treasury Portfolio
d. CUSIP (if any).
825252406
At least one of the following other identifiers:
- ISIN
US8252524066
- Ticker (if ISIN is not available).
TRPXX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1936559.940000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1936559.940000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3505471635

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle)
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 13

Item C.1. Identification of investment.

a. Name of issuer (if any).
Aberdeen Asia-Pacific Income F
b. LEI (if any) of issuer. (1)
549300J666ZH67203572
c. Title of the issue or description of the investment.
Aberdeen Asia-Pacific Income Fund Inc
d. CUSIP (if any).
003009107
At least one of the following other identifiers:
- ISIN
US0030091070
- Ticker (if ISIN is not available).
FAX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
352887.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1076305.350000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.7506099385

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 14

Item C.1. Identification of investment.

a. Name of issuer (if any).
AltC Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
AltC Acquisition Corp
d. CUSIP (if any).
02156V109
At least one of the following other identifiers:
- ISIN
US02156V1098
- Ticker (if ISIN is not available).
ALCC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
483000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3368417711

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 15

Item C.1. Identification of investment.

a. Name of issuer (if any).
Apollo Tactical Income Fund In
b. LEI (if any) of issuer. (1)
549300JOTMM1DVBHF402
c. Title of the issue or description of the investment.
Apollo Tactical Income Fund Inc
d. CUSIP (if any).
037638103
At least one of the following other identifiers:
- ISIN
US0376381036
- Ticker (if ISIN is not available).
AIF

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
138231.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1787326.830000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.2464727431

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 16

Item C.1. Identification of investment.

a. Name of issuer (if any).
ARBOR RAPHA CAPITAL BIOHOLDI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Arbor Rapha Capital Bioholdings Corp I
d. CUSIP (if any).
03881F112
At least one of the following other identifiers:
- ISIN
US03881F1122
- Ticker (if ISIN is not available).
ARCKW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
22400.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2264.640000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0015793485

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ GM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Arbor Rapha Capital Bioholding
Title of issue.
Arbor Rapha Capital Bioholdings Corp I
At least one of the following other identifiers:
- CUSIP.
03881F104
- ISIN (if CUSIP is not available).
US03881F1049
- Ticker (if CUSIP and ISIN are not available).
ARCK
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2023-03-14
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1757.520000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 17

Item C.1. Identification of investment.

a. Name of issuer (if any).
Ault Disruptive Technologies C
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Ault Disruptive Technologies Corp
d. CUSIP (if any).
05150A104
At least one of the following other identifiers:
- ISIN
US05150A1043
- Ticker (if ISIN is not available).
ADRT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
64000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
640000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4463327816

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 18

Item C.1. Identification of investment.

a. Name of issuer (if any).
AULT DISRUPTIVE TECHNOLOGIES
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Ault Disruptive Technologies Corp
d. CUSIP (if any).
05150A112
At least one of the following other identifiers:
- ISIN
US05150A1126
- Ticker (if ISIN is not available).
ADRT/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
48000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3840.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0026779967

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NYSEAmerican N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Ault Disruptive Technologies C
Title of issue.
Ault Disruptive Technologies Corp
At least one of the following other identifiers:
- CUSIP.
05150A104
- ISIN (if CUSIP is not available).
US05150A1043
- Ticker (if CUSIP and ISIN are not available).
ADRT
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-06-20
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-5250.460000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 19

Item C.1. Identification of investment.

a. Name of issuer (if any).
B Riley Principal 150 Merger C
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 150 Merger Corp
d. CUSIP (if any).
05601V103
At least one of the following other identifiers:
- ISIN
US05601V1035
- Ticker (if ISIN is not available).
BRPM

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
26245.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
258250.800000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1801028092

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 20

Item C.1. Identification of investment.

a. Name of issuer (if any).
B RILEY PRINCIPAL 150 MERG-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 150 Merger Corp
d. CUSIP (if any).
05601V111
At least one of the following other identifiers:
- ISIN
US05601V1118
- Ticker (if ISIN is not available).
BRPMW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
9000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4185.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0029185980

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
B Riley Principal 150 Merger C
Title of issue.
B Riley Principal 150 Merger Corp
At least one of the following other identifiers:
- CUSIP.
05601V103
- ISIN (if CUSIP is not available).
US05601V1035
- Ticker (if CUSIP and ISIN are not available).
BRPM
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-03-01
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-4622.140000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 21

Item C.1. Identification of investment.

a. Name of issuer (if any).
B Riley Principal 250 Merger C
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 250 Merger Corp
d. CUSIP (if any).
05602L104
At least one of the following other identifiers:
- ISIN
US05602L1044
- Ticker (if ISIN is not available).
BRIV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
49998.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
484980.600000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3382230316

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 22

Item C.1. Identification of investment.

a. Name of issuer (if any).
B RILEY PRINCIPAL 250 MERG-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 250 Merger Corp
d. CUSIP (if any).
05602L112
At least one of the following other identifiers:
- ISIN
US05602L1127
- Ticker (if ISIN is not available).
BRIVW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
16666.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4178.170000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0029138347

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
B Riley Principal 250 Merger C
Title of issue.
B Riley Principal 250 Merger Corp
At least one of the following other identifiers:
- CUSIP.
05602L104
- ISIN (if CUSIP is not available).
US05602L1044
- Ticker (if CUSIP and ISIN are not available).
BRIV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-12549.160000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 23

Item C.1. Identification of investment.

a. Name of issuer (if any).
Bancroft Fund Ltd
b. LEI (if any) of issuer. (1)
5493000X4Y1FB4G26P45
c. Title of the issue or description of the investment.
Bancroft Fund Ltd
d. CUSIP (if any).
059695106
At least one of the following other identifiers:
- ISIN
US0596951063
- Ticker (if ISIN is not available).
BCV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
21267.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
415769.850000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2899558026

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 24

Item C.1. Identification of investment.

a. Name of issuer (if any).
Barings BDC Inc
b. LEI (if any) of issuer. (1)
549300GSF4KFZP6ONG49
c. Title of the issue or description of the investment.
Barings BDC Inc
d. CUSIP (if any).
06759L103
At least one of the following other identifiers:
- ISIN
US06759L1035
- Ticker (if ISIN is not available).
BBDC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
55000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
569800.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3973756546

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 25

Item C.1. Identification of investment.

a. Name of issuer (if any).
BIOTE CORP
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Biote Corp
d. CUSIP (if any).
090683111
At least one of the following other identifiers:
- ISIN
US0906831112
- Ticker (if ISIN is not available).
BTMDW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
11366.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
6819.600000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0047559547

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ GM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Biote Corp
Title of issue.
Biote Corp
At least one of the following other identifiers:
- CUSIP.
090683103
- ISIN (if CUSIP is not available).
US0906831039
- Ticker (if CUSIP and ISIN are not available).
BTMD
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-02-12
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-2849.830000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 26

Item C.1. Identification of investment.

a. Name of issuer (if any).
BlackRock California Municipal
b. LEI (if any) of issuer. (1)
LE6236HQD6DXEGUHE217
c. Title of the issue or description of the investment.
BlackRock California Municipal Income Trust
d. CUSIP (if any).
09248E102
At least one of the following other identifiers:
- ISIN
US09248E1029
- Ticker (if ISIN is not available).
BFZ

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
175635.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2056685.850000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.4343223691

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 27

Item C.1. Identification of investment.

a. Name of issuer (if any).
Blackstone Strategic Credit Fu
b. LEI (if any) of issuer. (1)
549300YESIF051NRED20
c. Title of the issue or description of the investment.
Blackstone Strategic Credit Fund
d. CUSIP (if any).
09257R101
At least one of the following other identifiers:
- ISIN
US09257R1014
- Ticker (if ISIN is not available).
BGB

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
28361.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
335794.240000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2341812143

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 28

Item C.1. Identification of investment.

a. Name of issuer (if any).
Blackrock ESG Capital Allocati
b. LEI (if any) of issuer. (1)
549300EWOI5G0PSVIX17
c. Title of the issue or description of the investment.
Blackrock ESG Capital Allocation Trust
d. CUSIP (if any).
09262F100
At least one of the following other identifiers:
- ISIN
US09262F1003
- Ticker (if ISIN is not available).
ECAT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
197615.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2982010.350000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.0796390221

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 29

Item C.1. Identification of investment.

a. Name of issuer (if any).
BNY Mellon High Yield Strategi
b. LEI (if any) of issuer. (1)
RH2DL1HWBBECVFYQNK56
c. Title of the issue or description of the investment.
BNY Mellon High Yield Strategies Fund
d. CUSIP (if any).
09660L105
At least one of the following other identifiers:
- ISIN
US09660L1052
- Ticker (if ISIN is not available).
DHF

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
47986.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
121884.440000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0850015955

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 30

Item C.1. Identification of investment.

a. Name of issuer (if any).
BROOKFIELD DTLA FUND OFF
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Brookfield DTLA Fund Office Trust Investor Inc
d. CUSIP (if any).
112714209
At least one of the following other identifiers:
- ISIN
US1127142099
- Ticker (if ISIN is not available).
BRDTLA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1615.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
19864.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0138534024

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 31

Item C.1. Identification of investment.

a. Name of issuer (if any).
CEDAR REALTY TRUST INC
b. LEI (if any) of issuer. (1)
54930056URX93R2RSN82
c. Title of the issue or description of the investment.
Cedar Realty Trust Inc
d. CUSIP (if any).
150602407
At least one of the following other identifiers:
- ISIN
US1506024074
- Ticker (if ISIN is not available).
CDR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
80.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1136.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0007922407

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 32

Item C.1. Identification of investment.

a. Name of issuer (if any).
CEDAR REALTY TRUST INC
b. LEI (if any) of issuer. (1)
54930056URX93R2RSN82
c. Title of the issue or description of the investment.
Cedar Realty Trust Inc
d. CUSIP (if any).
150602506
At least one of the following other identifiers:
- ISIN
US1506025063
- Ticker (if ISIN is not available).
CDR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
106456.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1397767.280000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.9747958719

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 33

Item C.1. Identification of investment.

a. Name of issuer (if any).
Cedar Realty Trust Inc
b. LEI (if any) of issuer. (1)
54930056URX93R2RSN82
c. Title of the issue or description of the investment.
Cedar Realty Trust Inc
d. CUSIP (if any).
150602605
At least one of the following other identifiers:
- ISIN
US1506026053
- Ticker (if ISIN is not available).
CDR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
91.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2408.770000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0016798641

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 34

Item C.1. Identification of investment.

a. Name of issuer (if any).
Center Coast Brookfield MLP &
b. LEI (if any) of issuer. (1)
549300M8EZMVV1SP6N14
c. Title of the issue or description of the investment.
Center Coast Brookfield MLP & Energy Infrastructure Fund
d. CUSIP (if any).
151461209
At least one of the following other identifiers:
- ISIN
US1514612092
- Ticker (if ISIN is not available).
CEN

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
34075.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
601764.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4196675361

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 35

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHARAH SOLUTIONS INC
b. LEI (if any) of issuer. (1)
549300I6O29493834F54
c. Title of the issue or description of the investment.
Charah Solutions Inc
d. CUSIP (if any).
15957P204
At least one of the following other identifiers:
- ISIN
US15957P2048
- Ticker (if ISIN is not available).
CHRA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
44603.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
936216.970000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6529130068

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 36

Item C.1. Identification of investment.

a. Name of issuer (if any).
Churchill Capital Corp VI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VI
d. CUSIP (if any).
17143W101
At least one of the following other identifiers:
- ISIN
US17143W1018
- Ticker (if ISIN is not available).
CCVI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
34700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
338672.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2361881497

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 37

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHURCHILL CAPITAL CORP VI-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VI
d. CUSIP (if any).
17143W119
At least one of the following other identifiers:
- ISIN
US17143W1190
- Ticker (if ISIN is not available).
CCVI/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
6940.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2984.200000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0020811661

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Churchill Capital Corp VI
Title of issue.
Churchill Capital Corp VI
At least one of the following other identifiers:
- CUSIP.
17143W101
- ISIN (if CUSIP is not available).
US17143W1018
- Ticker (if CUSIP and ISIN are not available).
CCVI
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-6439.660000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 38

Item C.1. Identification of investment.

a. Name of issuer (if any).
Churchill Capital Corp VII
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VII
d. CUSIP (if any).
17144M102
At least one of the following other identifiers:
- ISIN
US17144M1027
- Ticker (if ISIN is not available).
CVII

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
58805.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
575112.900000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4010808443

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 39

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHURCHILL CAPITAL CORP VII-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VII
d. CUSIP (if any).
17144M110
At least one of the following other identifiers:
- ISIN
US17144M1100
- Ticker (if ISIN is not available).
CVII/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
11761.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4259.830000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0029707840

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Churchill Capital Corp VII
Title of issue.
Churchill Capital Corp VII
At least one of the following other identifiers:
- CUSIP.
17144M102
- ISIN (if CUSIP is not available).
US17144M1027
- Ticker (if CUSIP and ISIN are not available).
CVII
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-02-29
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-10182.280000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 40

Item C.1. Identification of investment.

a. Name of issuer (if any).
CION Investment Corp
b. LEI (if any) of issuer. (1)
549300XN70JLF94XKX80
c. Title of the issue or description of the investment.
CION Investment Corp
d. CUSIP (if any).
17259U204
At least one of the following other identifiers:
- ISIN
US17259U2042
- Ticker (if ISIN is not available).
CION

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
428217.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4706104.830000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
3.2820138423

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 41

Item C.1. Identification of investment.

a. Name of issuer (if any).
CLARIM ACQUISITION CORP-CL A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Clarim Acquisition Corp
d. CUSIP (if any).
18049C116
At least one of the following other identifiers:
- ISIN
US18049C1163
- Ticker (if ISIN is not available).
CLRMW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
3333.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
466.620000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0003254184

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Clarim Acquisition Corp
Title of issue.
Clarim Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
18049C108
- ISIN (if CUSIP is not available).
US18049C1080
- Ticker (if CUSIP and ISIN are not available).
CLRM
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-2379.710000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 42

Item C.1. Identification of investment.

a. Name of issuer (if any).
Colombier Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Colombier Acquisition Corp
d. CUSIP (if any).
19533H207
At least one of the following other identifiers:
- ISIN
US19533H2076
- Ticker (if ISIN is not available).
CLBR/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
40500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
392040.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2734067245

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 43

Item C.1. Identification of investment.

a. Name of issuer (if any).
Crescent Capital BDC Inc
b. LEI (if any) of issuer. (1)
549300VPIZMU6OEE0V68
c. Title of the issue or description of the investment.
Crescent Capital BDC Inc
d. CUSIP (if any).
225655109
At least one of the following other identifiers:
- ISIN
US2256551092
- Ticker (if ISIN is not available).
CCAP

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
229885.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4002297.850000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.7911823937

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 44

Item C.1. Identification of investment.

a. Name of issuer (if any).
Cushing MLP & Infrastructure T
b. LEI (if any) of issuer. (1)
5493006NXITDSHOHUT03
c. Title of the issue or description of the investment.
Cushing MLP & Infrastructure Total Return Fund/The
d. CUSIP (if any).
231631300
At least one of the following other identifiers:
- ISIN
US2316313004
- Ticker (if ISIN is not available).
SRV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
65131.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2209894.830000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.5411695413

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 45

Item C.1. Identification of investment.

a. Name of issuer (if any).
DWS Municipal Income Trust
b. LEI (if any) of issuer. (1)
TEL2CK71Z3LE1OCHIB43
c. Title of the issue or description of the investment.
DWS Municipal Income Trust
d. CUSIP (if any).
233368109
At least one of the following other identifiers:
- ISIN
US2333681094
- Ticker (if ISIN is not available).
KTF

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
78210.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
760983.300000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5307059266

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 46

Item C.1. Identification of investment.

a. Name of issuer (if any).
DWS Strategic Municipal Income
b. LEI (if any) of issuer. (1)
HW9ZECORLBPA6LHYL567
c. Title of the issue or description of the investment.
DWS Strategic Municipal Income Trust
d. CUSIP (if any).
23342Q101
At least one of the following other identifiers:
- ISIN
US23342Q1013
- Ticker (if ISIN is not available).
KSM

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
100.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
982.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0006848419

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 47

Item C.1. Identification of investment.

a. Name of issuer (if any).
Delaware Enhanced Global Divid
b. LEI (if any) of issuer. (1)
A2NJVV301U26XNED1002
c. Title of the issue or description of the investment.
Delaware Enhanced Global Dividend & Income Fund
d. CUSIP (if any).
246060107
At least one of the following other identifiers:
- ISIN
US2460601071
- Ticker (if ISIN is not available).
DEX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
337792.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2786784.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.9434891474

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 48

Item C.1. Identification of investment.

a. Name of issuer (if any).
Delaware Ivy High Income Oppor
b. LEI (if any) of issuer. (1)
549300C130E3EJZ8ZQ39
c. Title of the issue or description of the investment.
Delaware Ivy High Income Opportunities Fund
d. CUSIP (if any).
246107106
At least one of the following other identifiers:
- ISIN
US2461071068
- Ticker (if ISIN is not available).
IVH

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
30180.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
340732.200000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2376249228

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 49

Item C.1. Identification of investment.

a. Name of issuer (if any).
Delaware Investments National
b. LEI (if any) of issuer. (1)
NIC7ULNUGCUI836YP119
c. Title of the issue or description of the investment.
Delaware Investments National Municipal Income Fund
d. CUSIP (if any).
24610T108
At least one of the following other identifiers:
- ISIN
US24610T1088
- Ticker (if ISIN is not available).
VFL

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
63238.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
758856.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5292223582

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 50

Item C.1. Identification of investment.

a. Name of issuer (if any).
Destra Multi-Alternative Fund
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Destra Multi-Alternative Fund
d. CUSIP (if any).
25065A502
At least one of the following other identifiers:
- ISIN
US25065A5020
- Ticker (if ISIN is not available).
DMA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
41597.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
336103.760000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2343970720

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 51

Item C.1. Identification of investment.

a. Name of issuer (if any).
Digital Health Acquisition Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Digital Health Acquisition Corp
d. CUSIP (if any).
253893101
At least one of the following other identifiers:
- ISIN
US2538931013
- Ticker (if ISIN is not available).
DHAC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
84000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
841680.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5869833993

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 52

Item C.1. Identification of investment.

a. Name of issuer (if any).
DIGITAL HEALTH ACQUISTION CO
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Digital Health Acquisition Corp
d. CUSIP (if any).
253893119
At least one of the following other identifiers:
- ISIN
US2538931195
- Ticker (if ISIN is not available).
DHACW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
84000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
12171.600000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0084884126

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ GM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Digital Health Acquisition Cor
Title of issue.
Digital Health Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
253893101
- ISIN (if CUSIP is not available).
US2538931013
- Ticker (if CUSIP and ISIN are not available).
DHAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2023-10-14
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-18888.120000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 53

Item C.1. Identification of investment.

a. Name of issuer (if any).
DoubleLine Yield Opportunities
b. LEI (if any) of issuer. (1)
5493006BIH94Q4VHHG23
c. Title of the issue or description of the investment.
DoubleLine Yield Opportunities Fund
d. CUSIP (if any).
25862D105
At least one of the following other identifiers:
- ISIN
US25862D1054
- Ticker (if ISIN is not available).
DLY

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
22948.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
348121.160000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2427779463

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 54

Item C.1. Identification of investment.

a. Name of issuer (if any).
First Eagle Alternative Capita
b. LEI (if any) of issuer. (1)
ZPFGW6VV73M9CW4FN909
c. Title of the issue or description of the investment.
First Eagle Alternative Capital BDC Inc
d. CUSIP (if any).
26943B100
At least one of the following other identifiers:
- ISIN
US26943B1008
- Ticker (if ISIN is not available).
FCRD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
19841.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
76387.850000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0532725024

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 55

Item C.1. Identification of investment.

a. Name of issuer (if any).
Eaton Vance New York Municipal
b. LEI (if any) of issuer. (1)
5493003LD9U89XVQ7W91
c. Title of the issue or description of the investment.
Eaton Vance New York Municipal Bond Fund
d. CUSIP (if any).
27827Y109
At least one of the following other identifiers:
- ISIN
US27827Y1091
- Ticker (if ISIN is not available).
ENX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
131594.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1310676.240000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.9140590186

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 56

Item C.1. Identification of investment.

a. Name of issuer (if any).
Ellsworth Growth and Income Fu
b. LEI (if any) of issuer. (1)
549300GYFOXHCDQTI772
c. Title of the issue or description of the investment.
Ellsworth Growth and Income Fund Ltd
d. CUSIP (if any).
289074106
At least one of the following other identifiers:
- ISIN
US2890741067
- Ticker (if ISIN is not available).
ECF

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
73378.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
675811.380000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4713074579

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 57

Item C.1. Identification of investment.

a. Name of issuer (if any).
ExcelFin Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
ExcelFin Acquisition Corp
d. CUSIP (if any).
30069X201
At least one of the following other identifiers:
- ISIN
US30069X2018
- Ticker (if ISIN is not available).
XFINU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
500000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3486974856

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 58

Item C.1. Identification of investment.

a. Name of issuer (if any).
Figure Acquisition Corp I
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Figure Acquisition Corp I
d. CUSIP (if any).
302438106
At least one of the following other identifiers:
- ISIN
US3024381069
- Ticker (if ISIN is not available).
FACA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
73275.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0511016165

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 59

Item C.1. Identification of investment.

a. Name of issuer (if any).
FIGURE ACQUISITION CORP I -A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Figure Acquisition Corp I
d. CUSIP (if any).
302438114
At least one of the following other identifiers:
- ISIN
US3024381143
- Ticker (if ISIN is not available).
FACA/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1875.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
534.190000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0003725414

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Figure Acquisition Corp I
Title of issue.
Figure Acquisition Corp I
At least one of the following other identifiers:
- CUSIP.
302438106
- ISIN (if CUSIP is not available).
US3024381069
- Ticker (if CUSIP and ISIN are not available).
FACA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1648.870000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 60

Item C.1. Identification of investment.

a. Name of issuer (if any).
FS KKR Capital Corp
b. LEI (if any) of issuer. (1)
549300TYRSI1T21B1360
c. Title of the issue or description of the investment.
FS KKR Capital Corp
d. CUSIP (if any).
302635206
At least one of the following other identifiers:
- ISIN
US3026352068
- Ticker (if ISIN is not available).
FSK

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
374220.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
8090636.400000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
5.6423691390

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 61

Item C.1. Identification of investment.

a. Name of issuer (if any).
FAST ACQUISITION CORP II-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FAST Acquisition Corp II
d. CUSIP (if any).
311874119
At least one of the following other identifiers:
- ISIN
US3118741194
- Ticker (if ISIN is not available).
FZT/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1047.140000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0007302702

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
FAST Acquisition Corp II
Title of issue.
FAST Acquisition Corp II
At least one of the following other identifiers:
- CUSIP.
311874101
- ISIN (if CUSIP is not available).
US3118741012
- Ticker (if CUSIP and ISIN are not available).
FZT
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-03-16
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-6104.690000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 62

Item C.1. Identification of investment.

a. Name of issuer (if any).
Fidelity Government Portfolio
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fidelity Government Portfolio
d. CUSIP (if any).
316175108
At least one of the following other identifiers:
- ISIN
US3161751082
- Ticker (if ISIN is not available).
FIGXX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1936559.940000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1936559.940000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3505471635

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle)
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 63

Item C.1. Identification of investment.

a. Name of issuer (if any).
FinTech Acquisition Corp VI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FinTech Acquisition Corp VI
d. CUSIP (if any).
31811H106
At least one of the following other identifiers:
- ISIN
US31811H1068
- Ticker (if ISIN is not available).
FTVI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
245250.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1710361167

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 64

Item C.1. Identification of investment.

a. Name of issuer (if any).
FINTECH ACQUISITION CORP -A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FinTech Acquisition Corp VI
d. CUSIP (if any).
31811H114
At least one of the following other identifiers:
- ISIN
US31811H1142
- Ticker (if ISIN is not available).
FTVIW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
6250.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
957.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0006677557

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
FinTech Acquisition Corp VI
Title of issue.
FinTech Acquisition Corp VI
At least one of the following other identifiers:
- CUSIP.
31811H106
- ISIN (if CUSIP is not available).
US31811H1068
- Ticker (if CUSIP and ISIN are not available).
FTVI
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-4754.230000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 65

Item C.1. Identification of investment.

a. Name of issuer (if any).
First Trust High Income Long/S
b. LEI (if any) of issuer. (1)
JUEVI6DHENZLPUBV7E49
c. Title of the issue or description of the investment.
First Trust High Income Long/Short Fund
d. CUSIP (if any).
33738E109
At least one of the following other identifiers:
- ISIN
US33738E1091
- Ticker (if ISIN is not available).
FSD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7124.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
91044.720000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0634941299

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 66

Item C.1. Identification of investment.

a. Name of issuer (if any).
Fortress Value Acquisition Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fortress Value Acquisition Corp III
d. CUSIP (if any).
34964G206
At least one of the following other identifiers:
- ISIN
US34964G2066
- Ticker (if ISIN is not available).
FVT/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
11000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
108350.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0755627451

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 67

Item C.1. Identification of investment.

a. Name of issuer (if any).
Fortress Value Acquisition Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fortress Value Acquisition Corp IV
d. CUSIP (if any).
34964K108
At least one of the following other identifiers:
- ISIN
US34964K1088
- Ticker (if ISIN is not available).
FVIV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
244750.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1706874192

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 68

Item C.1. Identification of investment.

a. Name of issuer (if any).
FORTRESS VALUE ACQUIS IV-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fortress Value Acquisition Corp IV
d. CUSIP (if any).
34964K116
At least one of the following other identifiers:
- ISIN
US34964K1161
- Ticker (if ISIN is not available).
FVIV/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
3125.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
920.780000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0006421473

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Fortress Value Acquisition Cor
Title of issue.
Fortress Value Acquisition Corp IV
At least one of the following other identifiers:
- CUSIP.
34964K108
- ISIN (if CUSIP is not available).
US34964K1088
- Ticker (if CUSIP and ISIN are not available).
FVIV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-03-18
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-2306.250000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 69

Item C.1. Identification of investment.

a. Name of issuer (if any).
FOSSIL GROUP INC
b. LEI (if any) of issuer. (1)
DDMY8YZ6L8UEMS1FDM73
c. Title of the issue or description of the investment.
Fossil Group Inc
d. CUSIP (if any).
34988V304
At least one of the following other identifiers:
- ISIN
US34988V3042
- Ticker (if ISIN is not available).
FOSL

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
85000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1930350.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3462163826

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 70

Item C.1. Identification of investment.

a. Name of issuer (if any).
GO ACQUISITION CORP-CLASS A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GO Acquisition Corp
d. CUSIP (if any).
362019119
At least one of the following other identifiers:
- ISIN
US3620191193
- Ticker (if ISIN is not available).
GOAC/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
16665.999983000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1833.260000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0012785063

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
GO Acquisition Corp
Title of issue.
GO Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
362019101
- ISIN (if CUSIP is not available).
US3620191011
- Ticker (if CUSIP and ISIN are not available).
GOAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-08-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-20771.930000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 71

Item C.1. Identification of investment.

a. Name of issuer (if any).
Gabelli Utility Trust/The
b. LEI (if any) of issuer. (1)
549300TMXE7MFFNTOM48
c. Title of the issue or description of the investment.
Gabelli Utility Trust/The
d. CUSIP (if any).
36240A101
At least one of the following other identifiers:
- ISIN
US36240A1016
- Ticker (if ISIN is not available).
GUT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
134.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
956.760000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0006672396

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 72

Item C.1. Identification of investment.

a. Name of issuer (if any).
Gabelli Dividend & Income Trus
b. LEI (if any) of issuer. (1)
549300082N1MHBT8NI60
c. Title of the issue or description of the investment.
Gabelli Dividend & Income Trust/The
d. CUSIP (if any).
36242H104
At least one of the following other identifiers:
- ISIN
US36242H1041
- Ticker (if ISIN is not available).
GDV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
591.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
13285.680000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0092653664

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 73

Item C.1. Identification of investment.

a. Name of issuer (if any).
GX Acquisition Corp II
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GX Acquisition Corp II
d. CUSIP (if any).
36260F105
At least one of the following other identifiers:
- ISIN
US36260F1057
- Ticker (if ISIN is not available).
GXII

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
60000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
585000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4079760581

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 74

Item C.1. Identification of investment.

a. Name of issuer (if any).
GX ACQUISITION CORP II-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GX Acquisition Corp II
d. CUSIP (if any).
36260F113
At least one of the following other identifiers:
- ISIN
US36260F1131
- Ticker (if ISIN is not available).
GXIIW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
20000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0020921849

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
GX Acquisition Corp II
Title of issue.
GX Acquisition Corp II
At least one of the following other identifiers:
- CUSIP.
36260F105
- ISIN (if CUSIP is not available).
US36260F1057
- Ticker (if CUSIP and ISIN are not available).
GXII
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-12746.610000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 75

Item C.1. Identification of investment.

a. Name of issuer (if any).
GLADSTONE ACQUISITION CORP-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gladstone Acquisition Corp
d. CUSIP (if any).
37653T116
At least one of the following other identifiers:
- ISIN
US37653T1161
- Ticker (if ISIN is not available).
GLEEW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25200.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
6804.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0047450754

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Gladstone Acquisition Corp
Title of issue.
Gladstone Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
37653T108
- ISIN (if CUSIP is not available).
US37653T1088
- Ticker (if CUSIP and ISIN are not available).
GLEE
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-5802.180000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 76

Item C.1. Identification of investment.

a. Name of issuer (if any).
Gores Holdings VII Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gores Holdings VII Inc
d. CUSIP (if any).
38286T101
At least one of the following other identifiers:
- ISIN
US38286T1016
- Ticker (if ISIN is not available).
GSEV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
15000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
146550.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1022032330

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 77

Item C.1. Identification of investment.

a. Name of issuer (if any).
GORES HOLDINGS VII INC-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gores Holdings VII Inc
d. CUSIP (if any).
38286T119
At least one of the following other identifiers:
- ISIN
US38286T1198
- Ticker (if ISIN is not available).
GSEVW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1875.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
975.940000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0006806156

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Gores Holdings VII Inc
Title of issue.
Gores Holdings VII Inc
At least one of the following other identifiers:
- CUSIP.
38286T101
- ISIN (if CUSIP is not available).
US38286T1016
- Ticker (if CUSIP and ISIN are not available).
GSEV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1352.390000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 78

Item C.1. Identification of investment.

a. Name of issuer (if any).
HNR Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
HNR Acquisition Corp
d. CUSIP (if any).
40472A102
At least one of the following other identifiers:
- ISIN
US40472A1025
- Ticker (if ISIN is not available).
HNRA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
37000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
368890.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2572620309

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 79

Item C.1. Identification of investment.

a. Name of issuer (if any).
HNR ACQUISITION CORP
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
HNR Acquisition Corp
d. CUSIP (if any).
40472A128
At least one of the following other identifiers:
- ISIN
US40472A1280
- Ticker (if ISIN is not available).
HNRA/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
37000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3703.700000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0025829418

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NYSEAmerican N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
HNR Acquisition Corp
Title of issue.
HNR Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
40472A102
- ISIN (if CUSIP is not available).
US40472A1025
- Ticker (if CUSIP and ISIN are not available).
HNRA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-07-29
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1026.920000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 80

Item C.1. Identification of investment.

a. Name of issuer (if any).
HARBOR CUSTOM DEV INC
b. LEI (if any) of issuer. (1)
549300X40TN4PVCY6F45
c. Title of the issue or description of the investment.
Harbor Custom Development Inc
d. CUSIP (if any).
41150T207
At least one of the following other identifiers:
- ISIN
US41150T2078
- Ticker (if ISIN is not available).
HCDI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
135000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2116800.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.4762456750

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 81

Item C.1. Identification of investment.

a. Name of issuer (if any).
HARROW HEALTH INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Harrow Health Inc
d. CUSIP (if any).
415858208
At least one of the following other identifiers:
- ISIN
US4158582084
- Ticker (if ISIN is not available).
HROW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
32000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
806684.800000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5625779228

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 82

Item C.1. Identification of investment.

a. Name of issuer (if any).
Highland Income Fund
b. LEI (if any) of issuer. (1)
254900CMUE9FRYL2UR80
c. Title of the issue or description of the investment.
Highland Income Fund
d. CUSIP (if any).
43010E404
At least one of the following other identifiers:
- ISIN
US43010E4044
- Ticker (if ISIN is not available).
HFRO

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
450286.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
5295363.360000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
3.6929597778

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 83

Item C.1. Identification of investment.

a. Name of issuer (if any).
IG ACQUISITION CORP-CLASS A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
IG Acquisition Corp
d. CUSIP (if any).
449534114
At least one of the following other identifiers:
- ISIN
US4495341145
- Ticker (if ISIN is not available).
IGACW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3920.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0027337883

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
IG Acquisition Corp
Title of issue.
IG Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
449534106
- ISIN (if CUSIP is not available).
US4495341061
- Ticker (if CUSIP and ISIN are not available).
IGAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-10-05
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-36702.300000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 84

Item C.1. Identification of investment.

a. Name of issuer (if any).
IMEDIA BRANDS INC
b. LEI (if any) of issuer. (1)
5299009C9SZXPB0EEN07
c. Title of the issue or description of the investment.
iMedia Brands Inc
d. CUSIP (if any).
452465305
At least one of the following other identifiers:
- ISIN
US4524653056
- Ticker (if ISIN is not available).
IMBI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
60000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1109802.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.7739703338

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 85

Item C.1. Identification of investment.

a. Name of issuer (if any).
Industrial Human Capital Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Industrial Human Capital Inc
d. CUSIP (if any).
45617P104
At least one of the following other identifiers:
- ISIN
US45617P1049
- Ticker (if ISIN is not available).
AXH

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
47700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
478192.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3334890448

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 86

Item C.1. Identification of investment.

a. Name of issuer (if any).
INDUSTRIAL HUMAN CAPITAL INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Industrial Human Capital Inc
d. CUSIP (if any).
45617P112
At least one of the following other identifiers:
- ISIN
US45617P1122
- Ticker (if ISIN is not available).
AXH/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
47700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
5247.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0036592314

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Industrial Human Capital Inc
Title of issue.
Industrial Human Capital Inc
At least one of the following other identifiers:
- CUSIP.
45617P104
- ISIN (if CUSIP is not available).
US45617P1049
- Ticker (if CUSIP and ISIN are not available).
AXH
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-12831.720000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 87

Item C.1. Identification of investment.

a. Name of issuer (if any).
ISLEWORTH HEALTHCARE ACQUISI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Isleworth Healthcare Acquisition Corp
d. CUSIP (if any).
46468P110
At least one of the following other identifiers:
- ISIN
US46468P1104
- Ticker (if ISIN is not available).
ISLEW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7350.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1102.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0007688780

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Isleworth Healthcare Acquisiti
Title of issue.
Isleworth Healthcare Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
46468P102
- ISIN (if CUSIP is not available).
US46468P1021
- Ticker (if CUSIP and ISIN are not available).
ISLE
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-08-02
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1653.750000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 88

Item C.1. Identification of investment.

a. Name of issuer (if any).
Juniper II Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Juniper II Corp
d. CUSIP (if any).
48203N103
At least one of the following other identifiers:
- ISIN
US48203N1037
- Ticker (if ISIN is not available).
JUN

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
142689.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1414047.990000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.9861499572

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 89

Item C.1. Identification of investment.

a. Name of issuer (if any).
Landcadia Holdings IV Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Landcadia Holdings IV Inc
d. CUSIP (if any).
51477A104
At least one of the following other identifiers:
- ISIN
US51477A1043
- Ticker (if ISIN is not available).
LCA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
150000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1461000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.0188940529

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 90

Item C.1. Identification of investment.

a. Name of issuer (if any).
LANDCADIA HOLDINGS IV INC-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Landcadia Holdings IV Inc
d. CUSIP (if any).
51477A112
At least one of the following other identifiers:
- ISIN
US51477A1126
- Ticker (if ISIN is not available).
LCAHW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
12500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0031382774

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Landcadia Holdings IV Inc
Title of issue.
Landcadia Holdings IV Inc
At least one of the following other identifiers:
- CUSIP.
51477A104
- ISIN (if CUSIP is not available).
US51477A1043
- Ticker (if CUSIP and ISIN are not available).
LCA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-5352.220000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 91

Item C.1. Identification of investment.

a. Name of issuer (if any).
LIFEMD INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
LifeMD Inc
d. CUSIP (if any).
53216B203
At least one of the following other identifiers:
- ISIN
US53216B2034
- Ticker (if ISIN is not available).
LFMD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
15000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
243450.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1697808057

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 92

Item C.1. Identification of investment.

a. Name of issuer (if any).
Logan Ridge Finance Corp
b. LEI (if any) of issuer. (1)
5493007DZ22O2I4VJ124
c. Title of the issue or description of the investment.
Logan Ridge Finance Corp
d. CUSIP (if any).
541098109
At least one of the following other identifiers:
- ISIN
US5410981097
- Ticker (if ISIN is not available).
LRFC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
81300.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1486977.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.0370102821

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 93

Item C.1. Identification of investment.

a. Name of issuer (if any).
Longview Acquisition Corp II
b. LEI (if any) of issuer. (1)
549300KFRIOC6K28E041
c. Title of the issue or description of the investment.
Longview Acquisition Corp II
d. CUSIP (if any).
54319Q105
At least one of the following other identifiers:
- ISIN
US54319Q1058
- Ticker (if ISIN is not available).
LGV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
39584.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
386339.840000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2694314616

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 94

Item C.1. Identification of investment.

a. Name of issuer (if any).
LONGVIEW ACQUISITION CORP -A
b. LEI (if any) of issuer. (1)
549300KFRIOC6K28E041
c. Title of the issue or description of the investment.
Longview Acquisition Corp II
d. CUSIP (if any).
54319Q113
At least one of the following other identifiers:
- ISIN
US54319Q1132
- Ticker (if ISIN is not available).
LGV/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
10000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1790.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0012483370

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Longview Acquisition Corp II
Title of issue.
Longview Acquisition Corp II
At least one of the following other identifiers:
- CUSIP.
54319Q105
- ISIN (if CUSIP is not available).
US54319Q1058
- Ticker (if CUSIP and ISIN are not available).
LGV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-05-10
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-10102.960000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 95

Item C.1. Identification of investment.

a. Name of issuer (if any).
Lument Finance Trust Inc
b. LEI (if any) of issuer. (1)
5493002OB7SJ4MVQY666
c. Title of the issue or description of the investment.
Lument Finance Trust Inc
d. CUSIP (if any).
55025L108
At least one of the following other identifiers:
- ISIN
US55025L1089
- Ticker (if ISIN is not available).
LFT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
311488.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
800524.160000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5582815235

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 96

Item C.1. Identification of investment.

a. Name of issuer (if any).
MFS Municipal Income Trust
b. LEI (if any) of issuer. (1)
GV4WN51HRTKYT6CV5890
c. Title of the issue or description of the investment.
MFS Municipal Income Trust
d. CUSIP (if any).
552738106
At least one of the following other identifiers:
- ISIN
US5527381066
- Ticker (if ISIN is not available).
MFM

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
22230.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
129823.200000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0905380468

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 97

Item C.1. Identification of investment.

a. Name of issuer (if any).
M3-Brigade Acquisition III Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
M3-Brigade Acquisition III Corp
d. CUSIP (if any).
55407R202
At least one of the following other identifiers:
- ISIN
US55407R2022
- Ticker (if ISIN is not available).
MBSC/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
100333.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1001323.340000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6983178618

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 98

Item C.1. Identification of investment.

a. Name of issuer (if any).
Macquarie Global Infrastructur
b. LEI (if any) of issuer. (1)
NUJZT0OFFYGJKMCIDQ69
c. Title of the issue or description of the investment.
Macquarie Global Infrastructure Total Return Fund Inc
d. CUSIP (if any).
55608D101
At least one of the following other identifiers:
- ISIN
US55608D1019
- Ticker (if ISIN is not available).
MGU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
22648.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
577524.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4027623333

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 99

Item C.1. Identification of investment.

a. Name of issuer (if any).
MFS Investment Grade Municipal
b. LEI (if any) of issuer. (1)
TQV30XJRB3S7V50XRW52
c. Title of the issue or description of the investment.
MFS Investment Grade Municipal Trust
d. CUSIP (if any).
59318B108
At least one of the following other identifiers:
- ISIN
US59318B1089
- Ticker (if ISIN is not available).
CXH

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
67097.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
537446.970000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3748128142

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 100

Item C.1. Identification of investment.

a. Name of issuer (if any).
MFS High Income Municipal Trus
b. LEI (if any) of issuer. (1)
0G9TCUWY2FBUXSJY2691
c. Title of the issue or description of the investment.
MFS High Income Municipal Trust
d. CUSIP (if any).
59318D104
At least one of the following other identifiers:
- ISIN
US59318D1046
- Ticker (if ISIN is not available).
CXE

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
48599.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
206059.760000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1437050404

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 101

Item C.1. Identification of investment.

a. Name of issuer (if any).
MFS High Yield Municipal Trust
b. LEI (if any) of issuer. (1)
A8WLLLHJKX1MW5QPZU93
c. Title of the issue or description of the investment.
MFS High Yield Municipal Trust
d. CUSIP (if any).
59318E102
At least one of the following other identifiers:
- ISIN
US59318E1029
- Ticker (if ISIN is not available).
CMU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
219442.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
807546.560000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5631789099

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 102

Item C.1. Identification of investment.

a. Name of issuer (if any).
MODIV INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Modiv Inc
d. CUSIP (if any).
60784B200
At least one of the following other identifiers:
- ISIN
US60784B2007
- Ticker (if ISIN is not available).
MODINC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
617250.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4304670460

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 103

Item C.1. Identification of investment.

a. Name of issuer (if any).
Morgan Stanley Emerging Market
b. LEI (if any) of issuer. (1)
879N34XPZOOCKFD26737
c. Title of the issue or description of the investment.
Morgan Stanley Emerging Markets Debt Fund Inc
d. CUSIP (if any).
61744H105
At least one of the following other identifiers:
- ISIN
US61744H1059
- Ticker (if ISIN is not available).
MSD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
200315.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1442268.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.0058304503

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 104

Item C.1. Identification of investment.

a. Name of issuer (if any).
Murphy Canyon Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Murphy Canyon Acquisition Corp
d. CUSIP (if any).
626642201
At least one of the following other identifiers:
- ISIN
US6266422012
- Ticker (if ISIN is not available).
MURFU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
55500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
558885.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3897635885

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 105

Item C.1. Identification of investment.

a. Name of issuer (if any).
Neuberger Berman California Mu
b. LEI (if any) of issuer. (1)
5493003VDAWQHC3PB533
c. Title of the issue or description of the investment.
Neuberger Berman California Municipal Fund Inc
d. CUSIP (if any).
64123C101
At least one of the following other identifiers:
- ISIN
US64123C1018
- Ticker (if ISIN is not available).
NBW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
70433.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
824770.430000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5751907503

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 106

Item C.1. Identification of investment.

a. Name of issuer (if any).
Neuberger Berman New York Muni
b. LEI (if any) of issuer. (1)
549300QBK683OL6H5P21
c. Title of the issue or description of the investment.
Neuberger Berman New York Municipal Fund Inc
d. CUSIP (if any).
64124K102
At least one of the following other identifiers:
- ISIN
US64124K1025
- Ticker (if ISIN is not available).
NBO

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
54467.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
567001.470000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3954239738

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 107

Item C.1. Identification of investment.

a. Name of issuer (if any).
Neuberger Berman Next Generati
b. LEI (if any) of issuer. (1)
549300GRTFKXVB9LQE61
c. Title of the issue or description of the investment.
Neuberger Berman Next Generation Connectivity Fund Inc
d. CUSIP (if any).
64133Q108
At least one of the following other identifiers:
- ISIN
US64133Q1085
- Ticker (if ISIN is not available).
NBXG

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
240926.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2667050.820000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.8599878297

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.