The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM NPORT-P/A
Monthly Portfolio Investments Report

NPORT-P/A: Filer Information

Confidential
Filer CIK
0000810943
Filer CCC
********
Filer Investment Company Type
Accession Number
0001145549-21-076193
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?

Submission Contact Information

Name
Phone
E-Mail Address

Notification Information

Notify via Filing Website only?
Notification E-mail Address
Series ID
Class (Contract) ID

NPORT-P/A: Part A: General Information

Item A.1. Information about the Registrant.

a. Name of Registrant
High Income Securities Fund
b. Investment Company Act file number for Registrant: (e.g., 811-______)
811-05133
c. CIK number of Registrant
0000810943
d. LEI of Registrant
25RM533JWPQG19PQ1G87
e. Address and telephone number of Registrant:
i. Street Address 1
615 East Michigan Street
ii. Street Address 2
iii. City
Milwaukee
iv. State, if applicable
v. Foreign country, if applicable
vi. Zip / Postal Code
53202
vii. Telephone number
4147654255

Item A.2. Information about the Series.

a. Name of Series.
High Income Securities Fund
b. EDGAR series identifier (if any).
c. LEI of Series.
25RM533JWPQG19PQ1G87

Item A.3. Reporting period.

a. Date of fiscal year-end.
2022-08-31
b. Date as of which information is reported.
2021-11-30

Item A.4. Final filing

a. Does the Fund anticipate that this will be its final filing on Form N PORT? Yes No

NPORT-P/A: Part B: Information About the Fund

Report the following information for the Fund and its consolidated subsidiaries.

Item B.1. Assets and liabilities. Report amounts in U.S. dollars.

a. Total assets, including assets attributable to miscellaneous securities reported in Part D.
155091078.740000000000
b. Total liabilities.
1125310.750000000000
c. Net assets.
153965767.990000000000

Item B.2. Certain assets and liabilities. Report amounts in U.S. dollars.

a. Assets attributable to miscellaneous securities reported in Part D.
0.000000000000
b. Assets invested in a Controlled Foreign Corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities.
0.000000000000
c. Borrowings attributable to amounts payable for notes payable, bonds, and similar debt, as reported pursuant to rule 6-04(13)(a) of Regulation S-X [17 CFR 210.6-04(13)(a)].
Amounts payable within one year.
Banks or other financial institutions for borrowings.
0.000000000000
Controlled companies.
0.000000000000
Other affiliates.
0.000000000000
Others.
0.000000000000
Amounts payable after one year.
Banks or other financial institutions for borrowings.
0.000000000000
Controlled companies.
0.000000000000
Other affiliates.
0.000000000000
Others.
0.000000000000
d. Payables for investments purchased either (i) on a delayed delivery, when-issued, or other firm commitment basis, or (ii) on a standby commitment basis.
(i) On a delayed delivery, when-issued, or other firm commitment basis:
0.000000000000
(ii) On a standby commitment basis:
0.000000000000
e. Liquidation preference of outstanding preferred stock issued by the Fund.
0.000000000000
f. Cash and cash equivalents not reported in Parts C and D.
24432.130000000000

Item B.3. Portfolio level risk metrics.

If the average value of the Fund's debt securities positions for the previous three months, in the aggregate, exceeds 25% or more of the Fund's net asset value, provide:
a. Interest Rate Risk (DV01). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 1 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.
b. Interest Rate Risk (DV100). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 100 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

Currency Metric Record ISO Currency code 3 month 1 year 5 years 10 years 30 years

c. Credit Spread Risk (SDV01, CR01 or CS01). Provide the change in value of the portfolio resulting from a 1 basis point change in credit spreads where the shift is applied to the option adjusted spread, aggregated by investment grade and non-investment grade exposures, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

Credit Spread Risk 3 month 1 year 5 years 10 years 30 years

For purposes of Item B.3., calculate value as the sum of the absolute values of:
(i) the value of each debt security,
(ii) the notional value of each swap, including, but not limited to, total return swaps, interest rate swaps, and credit default swaps, for which the underlying reference asset or assets are debt securities or an interest rate;
(iii) the notional value of each futures contract for which the underlying reference asset or assets are debt securities or an interest rate; and
(iv) the delta-adjusted notional value of any option for which the underlying reference asset is an asset described in clause (i),(ii), or (iii).

Report zero for maturities to which the Fund has no exposure. For exposures that fall between any of the listed maturities in (a) and (b), use linear interpolation to approximate exposure to each maturity listed above. For exposures outside of the range of maturities listed above, include those exposures in the nearest maturity.

Item B.4. Securities lending.

a. For each borrower in any securities lending transaction, provide the following information:

Borrower Information Record Name of borrower LEI (if any) of borrower Aggregate value of all securities on loan to the borrower

b. Did any securities lending counterparty provide any non-cash collateral? Yes No

Item B.5. Return information.

a. Monthly total returns of the Fund for each of the preceding three months. If the Fund is a Multiple Class Fund, report returns for each class. Such returns shall be calculated in accordance with the methodologies outlined in Item 26(b) (1) of Form N-1A, Instruction 13 to sub-Item 1 of Item 4 of Form N-2, or Item 26(b) (i) of Form N-3, as applicable.

Monthly Total Return Record Monthly total returns of the Fund for each of the preceding three months Class identification number(s) (if any) of the Class(es) for which returns are reported
Month 1 Month 2 Month 3
#1 -10.99 1.54 -2.76

b. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to derivatives for each of the following categories: commodity contracts, credit contracts, equity contracts, foreign exchange contracts, interest rate contracts, and other contracts. Within each such asset category, further report the same information for each of the following types of derivatives instrument: forward, future, option, swaption, swap, warrant, and other. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers.

Asset category Instrument type Month 1 Month 2 Month 3
Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation) Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation) Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation)
Commodity Contracts
Credit Contracts
Equity Contracts -.270000000000 7318.640000000000 72069.580000000000 148142.540000000000 146405.910000000000 -93581.970000000000
Forward
Future
Option
Swaption
Swap
Warrant -.270000000000 7318.640000000000 72069.580000000000 148142.540000000000 146405.910000000000 -93581.970000000000
Other
Foreign Exchange Contracts
Interest Rate Contracts
Other Contracts

c. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to investment other than derivatives. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers.

Month Monthly net realized gain(loss) Monthly net change in unrealized appreciation (or depreciation)
Month 1 331375.570000000000 -554861.700000000000
Month 2 659252.180000000000 192425.630000000000
Month 3 197340.800000000000 -989148.430000000000

Item B.6. Flow information.

a. Provide the aggregate dollar amounts for sales and redemptions/repurchases of Fund shares during each of the preceding three months. If shares of the Fund are held in omnibus accounts, for purposes of calculating the Fund's sales, redemptions, and repurchases, use net sales or redemptions/repurchases from such omnibus accounts. The amounts to be reported under this Item should be after any front-end sales load has been deducted and before any deferred or contingent deferred sales load or charge has been deducted. Shares sold shall include shares sold by the Fund to a registered unit investment trust. For mergers and other acquisitions, include in the value of shares sold any transaction in which the Fund acquired the assets of another investment company or of a personal holding company in exchange for its own shares. For liquidations, include in the value of shares redeemed any transaction in which the Fund liquidated all or part of its assets. Exchanges are defined as the redemption or repurchase of shares of one Fund or series and the investment of all or part of the proceeds in shares of another Fund or series in the same family of investment companies.

Month Total net asset value of shares sold (including exchanges but excluding reinvestment of dividends and distributions) Total net asset value of shares sold in connection with reinvestments of dividends and distributions Total net asset value of shares redeemed or repurchased, including exchanges
Month 1 .000000000000 .000000000000 .000000000000
Month 2 67236052.400000000000 .000000000000 .000000000000
Month 3 .000000000000 .000000000000 .000000000000

Item B.7. Highly Liquid Investment Minimum information.

a. If applicable, provide the Fund's current Highly Liquid Investment Minimum.
b. If applicable, provide the number of days that the Fund's holdings in Highly Liquid Investments fell below the Fund's Highly Liquid Investment Minimum during the reporting period.
c. Did the Fund's Highly Liquid Investment Minimum change during the reporting period? Yes No N/A

Item B.8. Derivatives Transactions.

For portfolio investments of open-end management investment companies, provide the percentage of the Fund's Highly Liquid Investments that it has pledged as margin or collateral in connection with derivatives transactions that are classified among the following categories as specified in rule 22e-4 [17 CFR 270.22e-4]:
(1) Moderately Liquid Investments
(2) Less Liquid Investments
(3) Illiquid Investments
For purposes of Item B.8, when computing the required percentage, the denominator should only include assets (and exclude liabilities) that are categorized by the Fund as Highly Liquid Investments.
Classification

Item B.9. Derivatives Exposure for limited derivatives users.

If the Fund is excepted from the rule 18f-4 [17 CFR 270.18f-4] program requirement and limit on fund leverage risk under rule 18f-4(c)(4) [17 CFR 270.18f-4(c)(4)], provide the following information:
a. Derivatives exposure (as defined in rule 18f-4(a) [17 CFR 270.18f-4(a)]), reported as a percentage of the Fund’s net asset value.
b. Exposure from currency derivatives that hedge currency risks, as provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as a percentage of the Fund's net asset value.
c. Exposure from interest rate derivatives that hedge interest rate risks, as provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as a percentage of the Fund's net asset value.
d. The number of business days, if any, in excess of the five-business-day period described in rule 18f-4(c)(4)(ii) [17 CFR 270.18f-4(c)(4)(ii)], that the Fund’s derivatives exposure exceeded 10 percent of its net assets during the reporting period.

Item B.10. VaR information.

For Funds subject to the limit on fund leverage risk described in rule 18f-4(c)(2) [17 CFR 270.18f-4(c)(2)], provide the following information, as determined in accordance with the requirement under rule 18f-4(c)(2)(ii) to determine the fund’s compliance with the applicable VaR test at least once each business day:
a. Median daily VaR during the reporting period, reported as a percentage of the Fund's net asset value.
b. For Funds that were subject to the Relative VaR Test during the reporting period, provide:
i. As applicable, the name of the Fund’s Designated Index, or a statement that the Fund's Designated Reference Portfolio is the Fund’s Securities Portfolio.
ii. As applicable, the index identifier for the Fund’s Designated Index.
iii. Median VaR Ratio during the reporting period, reported as a percentage of the VaRof the Fund's Designated Reference Portfolio.
c. Backtesting Results. Number of exceptions that the Fund identified as a result of its backtesting of its VaR calculation model (as described in rule 18f-4(c)(1)(iv) [17 CFR 270.18f-4(c)(1)(iv)] during the reporting period.

NPORT-P/A: Part C: Schedule of Portfolio Investments

For each investment held by the Fund and its consolidated subsidiaries, disclose the information requested in Part C. A Fund may report information for securities in an aggregate amount not exceeding five percent of its total assets as miscellaneous securities in Part D in lieu of reporting those securities in Part C, provided that the securities so listed are not restricted, have been held for not more than one year prior to the end of the reporting period covered by this report, and have not been previously reported by name to the shareholders of the Fund or to any exchange, or set forth in any registration statement, application, or report to shareholders or otherwise made available to the public.
Schedule of Portfolio Investments Record: 1

Item C.1. Identification of investment.

a. Name of issuer (if any).
AltC Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
AltC Acquisition Corp
d. CUSIP (if any).
02156V109
At least one of the following other identifiers:
- ISIN
US02156V1098
- Ticker (if ISIN is not available).
ALCC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
497500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3231237739

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 2

Item C.1. Identification of investment.

a. Name of issuer (if any).
Apollo Tactical Income Fund In
b. LEI (if any) of issuer. (1)
549300JOTMM1DVBHF402
c. Title of the issue or description of the investment.
Apollo Tactical Income Fund Inc
d. CUSIP (if any).
037638103
At least one of the following other identifiers:
- ISIN
US0376381036
- Ticker (if ISIN is not available).
AIF

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
66865.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1038413.450000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6744443674

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 3

Item C.1. Identification of investment.

a. Name of issuer (if any).
Arbor Rapha Capital Bioholding
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Arbor Rapha Capital Bioholdings Corp I
d. CUSIP (if any).
03881F203
At least one of the following other identifiers:
- ISIN
US03881F2039
- Ticker (if ISIN is not available).
ARCKU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
67200.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
687456.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4464992504

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 4

Item C.1. Identification of investment.

a. Name of issuer (if any).
B RILEY FINANCIAL INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Financial Inc
d. CUSIP (if any).
05580M868
At least one of the following other identifiers:
- ISIN
US05580M8689
- Ticker (if ISIN is not available).
RILY

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
12000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
311280.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2021748107

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 5

Item C.1. Identification of investment.

a. Name of issuer (if any).
B Riley Principal 150 Merger C
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 150 Merger Corp
d. CUSIP (if any).
05601V103
At least one of the following other identifiers:
- ISIN
US05601V1035
- Ticker (if ISIN is not available).
BRPM

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
26245.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
271373.300000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1762556077

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 6

Item C.1. Identification of investment.

a. Name of issuer (if any).
B RILEY PRINCIPAL 150 MERG-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 150 Merger Corp
d. CUSIP (if any).
05601V111
At least one of the following other identifiers:
- ISIN
US05601V1118
- Ticker (if ISIN is not available).
BRPMW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
9000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
20610.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0133860924

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
B Riley Principal 150 Merger C
Title of issue.
B Riley Principal 150 Merger Corp
At least one of the following other identifiers:
- CUSIP.
05601V103
- ISIN (if CUSIP is not available).
US05601V1035
- Ticker (if CUSIP and ISIN are not available).
BRPM
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-03-01
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
11802.860000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 7

Item C.1. Identification of investment.

a. Name of issuer (if any).
B Riley Principal 250 Merger C
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 250 Merger Corp
d. CUSIP (if any).
05602L104
At least one of the following other identifiers:
- ISIN
US05602L1044
- Ticker (if ISIN is not available).
BRIV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
49998.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
487480.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3166161585

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 8

Item C.1. Identification of investment.

a. Name of issuer (if any).
B RILEY PRINCIPAL 250 MERG-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
B Riley Principal 250 Merger Corp
d. CUSIP (if any).
05602L112
At least one of the following other identifiers:
- ISIN
US05602L1127
- Ticker (if ISIN is not available).
BRIVW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
16666.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
18999.240000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0123399118

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
B Riley Principal 250 Merger C
Title of issue.
B Riley Principal 250 Merger Corp
At least one of the following other identifiers:
- CUSIP.
05602L104
- ISIN (if CUSIP is not available).
US05602L1044
- Ticker (if CUSIP and ISIN are not available).
BRIV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
2271.910000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 9

Item C.1. Identification of investment.

a. Name of issuer (if any).
BABCOCK & WILCOX ENTERPR
b. LEI (if any) of issuer. (1)
5493006H661OZN2C0T54
c. Title of the issue or description of the investment.
Babcock & Wilcox Enterprises Inc
d. CUSIP (if any).
05614L308
At least one of the following other identifiers:
- ISIN
US05614L3087
- Ticker (if ISIN is not available).
BW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
20000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
521600.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3387766039

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 10

Item C.1. Identification of investment.

a. Name of issuer (if any).
Barings BDC Inc
b. LEI (if any) of issuer. (1)
549300GSF4KFZP6ONG49
c. Title of the issue or description of the investment.
Barings BDC Inc
d. CUSIP (if any).
06759L103
At least one of the following other identifiers:
- ISIN
US06759L1035
- Ticker (if ISIN is not available).
BBDC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
189082.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2040194.780000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3250963553

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 11

Item C.1. Identification of investment.

a. Name of issuer (if any).
CF Acquisition Corp VI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
CF Acquisition Corp VI
d. CUSIP (if any).
12521J103
At least one of the following other identifiers:
- ISIN
US12521J1034
- Ticker (if ISIN is not available).
CFVI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
488500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3172783187

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 12

Item C.1. Identification of investment.

a. Name of issuer (if any).
CF ACQUISITION CORP VI-CLS A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
CF Acquisition Corp VI
d. CUSIP (if any).
12521J111
At least one of the following other identifiers:
- ISIN
US12521J1117
- Ticker (if ISIN is not available).
CFVIW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
12500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
13250.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0086058091

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
CF Acquisition Corp VI
Title of issue.
CF Acquisition Corp VI
At least one of the following other identifiers:
- CUSIP.
12521J103
- ISIN (if CUSIP is not available).
US12521J1034
- Ticker (if CUSIP and ISIN are not available).
CFVI
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-02-18
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
2753.670000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 13

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHARAH SOLUTIONS INC
b. LEI (if any) of issuer. (1)
549300I6O29493834F54
c. Title of the issue or description of the investment.
Charah Solutions Inc
d. CUSIP (if any).
15957P204
At least one of the following other identifiers:
- ISIN
US15957P2048
- Ticker (if ISIN is not available).
CHRA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
44603.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1079392.600000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.7010601214

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 14

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHICKEN SOUP FOR SOUL
b. LEI (if any) of issuer. (1)
549300THRJ0EJ1DIID72
c. Title of the issue or description of the investment.
Chicken Soup For The Soul Entertainment Inc
d. CUSIP (if any).
16842Q308
At least one of the following other identifiers:
- ISIN
US16842Q3083
- Ticker (if ISIN is not available).
CSSE

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
46566.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1191623.940000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.7739538181

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 15

Item C.1. Identification of investment.

a. Name of issuer (if any).
Churchill Capital Corp VI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VI
d. CUSIP (if any).
17143W101
At least one of the following other identifiers:
- ISIN
US17143W1018
- Ticker (if ISIN is not available).
CCVI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
34700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
342489.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2224449009

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 16

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHURCHILL CAPITAL CORP VI-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VI
d. CUSIP (if any).
17143W119
At least one of the following other identifiers:
- ISIN
US17143W1190
- Ticker (if ISIN is not available).
CCVI/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
6940.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
7634.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0049582450

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Churchill Capital Corp VI
Title of issue.
Churchill Capital Corp VI
At least one of the following other identifiers:
- CUSIP.
17143W101
- ISIN (if CUSIP is not available).
US17143W1018
- Ticker (if CUSIP and ISIN are not available).
CCVI
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1789.860000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 17

Item C.1. Identification of investment.

a. Name of issuer (if any).
Churchill Capital Corp VII
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VII
d. CUSIP (if any).
17144M102
At least one of the following other identifiers:
- ISIN
US17144M1027
- Ticker (if ISIN is not available).
CVII

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
58805.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
577465.100000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3750607083

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 18

Item C.1. Identification of investment.

a. Name of issuer (if any).
CHURCHILL CAPITAL CORP VII-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Churchill Capital Corp VII
d. CUSIP (if any).
17144M110
At least one of the following other identifiers:
- ISIN
US17144M1100
- Ticker (if ISIN is not available).
CVII/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
11761.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
13173.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0085561227

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Churchill Capital Corp VII
Title of issue.
Churchill Capital Corp VII
At least one of the following other identifiers:
- CUSIP.
17144M102
- ISIN (if CUSIP is not available).
US17144M1027
- Ticker (if CUSIP and ISIN are not available).
CVII
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-02-29
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1268.610000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 19

Item C.1. Identification of investment.

a. Name of issuer (if any).
CION Investment Corp
b. LEI (if any) of issuer. (1)
549300XN70JLF94XKX80
c. Title of the issue or description of the investment.
CION Investment Corp
d. CUSIP (if any).
17259U204
At least one of the following other identifiers:
- ISIN
US17259U2042
- Ticker (if ISIN is not available).
CION

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
87669.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1250159.940000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.8119726588

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 20

Item C.1. Identification of investment.

a. Name of issuer (if any).
Clarim Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Clarim Acquisition Corp
d. CUSIP (if any).
18049C108
At least one of the following other identifiers:
- ISIN
US18049C1080
- Ticker (if ISIN is not available).
CLRM

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
9999.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
97990.200000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0636441472

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 21

Item C.1. Identification of investment.

a. Name of issuer (if any).
CLARIM ACQUISITION CORP-CL A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Clarim Acquisition Corp
d. CUSIP (if any).
18049C116
At least one of the following other identifiers:
- ISIN
US18049C1163
- Ticker (if ISIN is not available).
CLRMW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
3333.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2233.110000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0014503938

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Clarim Acquisition Corp
Title of issue.
Clarim Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
18049C108
- ISIN (if CUSIP is not available).
US18049C1080
- Ticker (if CUSIP and ISIN are not available).
CLRM
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-613.220000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 22

Item C.1. Identification of investment.

a. Name of issuer (if any).
Colombier Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Colombier Acquisition Corp
d. CUSIP (if any).
19533H207
At least one of the following other identifiers:
- ISIN
US19533H2076
- Ticker (if ISIN is not available).
CLBR/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
40500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
398925.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2590998020

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 23

Item C.1. Identification of investment.

a. Name of issuer (if any).
Crescent Capital BDC Inc
b. LEI (if any) of issuer. (1)
549300VPIZMU6OEE0V68
c. Title of the issue or description of the investment.
Crescent Capital BDC Inc
d. CUSIP (if any).
225655109
At least one of the following other identifiers:
- ISIN
US2256551092
- Ticker (if ISIN is not available).
CCAP

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
110385.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2060887.950000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3385364662

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 24

Item C.1. Identification of investment.

a. Name of issuer (if any).
Delaware Enhanced Global Divid
b. LEI (if any) of issuer. (1)
A2NJVV301U26XNED1002
c. Title of the issue or description of the investment.
Delaware Enhanced Global Dividend & Income Fund
d. CUSIP (if any).
246060107
At least one of the following other identifiers:
- ISIN
US2460601071
- Ticker (if ISIN is not available).
DEX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
337792.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3303605.760000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.1456754986

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 25

Item C.1. Identification of investment.

a. Name of issuer (if any).
Digital Health Acquisition Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Digital Health Acquisition Corp
d. CUSIP (if any).
253893200
At least one of the following other identifiers:
- ISIN
US2538932003
- Ticker (if ISIN is not available).
DHACU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
84000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
856060.800000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5560072289

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 26

Item C.1. Identification of investment.

a. Name of issuer (if any).
First Eagle Alternative Capita
b. LEI (if any) of issuer. (1)
ZPFGW6VV73M9CW4FN909
c. Title of the issue or description of the investment.
First Eagle Alternative Capital BDC Inc
d. CUSIP (if any).
26943B100
At least one of the following other identifiers:
- ISIN
US26943B1008
- Ticker (if ISIN is not available).
FCRD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
19841.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
93252.700000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0605671645

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 27

Item C.1. Identification of investment.

a. Name of issuer (if any).
ExcelFin Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
ExcelFin Acquisition Corp
d. CUSIP (if any).
30069X201
At least one of the following other identifiers:
- ISIN
US30069X2018
- Ticker (if ISIN is not available).
XFINU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
506005.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3286477290

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 28

Item C.1. Identification of investment.

a. Name of issuer (if any).
Figure Acquisition Corp I
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Figure Acquisition Corp I
d. CUSIP (if any).
302438106
At least one of the following other identifiers:
- ISIN
US3024381069
- Ticker (if ISIN is not available).
FACA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
74100.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0481275812

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 29

Item C.1. Identification of investment.

a. Name of issuer (if any).
FIGURE ACQUISITION CORP I -A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Figure Acquisition Corp I
d. CUSIP (if any).
302438114
At least one of the following other identifiers:
- ISIN
US3024381143
- Ticker (if ISIN is not available).
FACA/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1875.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2268.750000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0014735418

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Figure Acquisition Corp I
Title of issue.
Figure Acquisition Corp I
At least one of the following other identifiers:
- CUSIP.
302438106
- ISIN (if CUSIP is not available).
US3024381069
- Ticker (if CUSIP and ISIN are not available).
FACA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
85.690000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 30

Item C.1. Identification of investment.

a. Name of issuer (if any).
FS KKR Capital Corp
b. LEI (if any) of issuer. (1)
549300TYRSI1T21B1360
c. Title of the issue or description of the investment.
FS KKR Capital Corp
d. CUSIP (if any).
302635206
At least one of the following other identifiers:
- ISIN
US3026352068
- Ticker (if ISIN is not available).
FSK

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
266272.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
5570410.240000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
3.6179537262

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 31

Item C.1. Identification of investment.

a. Name of issuer (if any).
FAST Acquisition Corp II
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FAST Acquisition Corp II
d. CUSIP (if any).
311874101
At least one of the following other identifiers:
- ISIN
US3118741012
- Ticker (if ISIN is not available).
FZT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
30000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
294600.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1913412337

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 32

Item C.1. Identification of investment.

a. Name of issuer (if any).
FAST ACQUISITION CORP II-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FAST Acquisition Corp II
d. CUSIP (if any).
311874119
At least one of the following other identifiers:
- ISIN
US3118741194
- Ticker (if ISIN is not available).
FZT/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
8400.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0054557582

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
FAST Acquisition Corp II
Title of issue.
FAST Acquisition Corp II
At least one of the following other identifiers:
- CUSIP.
311874101
- ISIN (if CUSIP is not available).
US3118741012
- Ticker (if CUSIP and ISIN are not available).
FZT
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-03-16
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
1248.170000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 33

Item C.1. Identification of investment.

a. Name of issuer (if any).
Fidelity Government Portfolio
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fidelity Government Portfolio
d. CUSIP (if any).
316175108
At least one of the following other identifiers:
- ISIN
US3161751082
- Ticker (if ISIN is not available).
FIGXX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
21677835.160000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
21677835.160000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
14.0796460428

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle)
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 34

Item C.1. Identification of investment.

a. Name of issuer (if any).
FinTech Acquisition Corp VI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FinTech Acquisition Corp VI
d. CUSIP (if any).
31811H205
At least one of the following other identifiers:
- ISIN
US31811H2058
- Ticker (if ISIN is not available).
FTVIU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
258250.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1677320897

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 35

Item C.1. Identification of investment.

a. Name of issuer (if any).
FIRST EAGLE SENIOR LOAN FUND COM NEW ESCROW
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
FIRST EAGLE SENIOR LOAN FUND COM NEW ESCROW
d. CUSIP (if any).
N/A
At least one of the following other identifiers:
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used
320ESC015
Description of other unique identifier.
USER DEFINED

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
222367.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
233485.350000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1516475727

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 36

Item C.1. Identification of investment.

a. Name of issuer (if any).
Fortress Value Acquisition Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fortress Value Acquisition Corp III
d. CUSIP (if any).
34964G206
At least one of the following other identifiers:
- ISIN
US34964G2066
- Ticker (if ISIN is not available).
FVT/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
11000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
110000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0714444525

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 37

Item C.1. Identification of investment.

a. Name of issuer (if any).
Fortress Value Acquisition Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fortress Value Acquisition Corp IV
d. CUSIP (if any).
34964K108
At least one of the following other identifiers:
- ISIN
US34964K1088
- Ticker (if ISIN is not available).
FVIV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
245750.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1596134019

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 38

Item C.1. Identification of investment.

a. Name of issuer (if any).
FORTRESS VALUE ACQUIS IV-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Fortress Value Acquisition Corp IV
d. CUSIP (if any).
34964K116
At least one of the following other identifiers:
- ISIN
US34964K1161
- Ticker (if ISIN is not available).
FVIV/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
3125.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3057.190000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0019856297

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Fortress Value Acquisition Cor
Title of issue.
Fortress Value Acquisition Corp IV
At least one of the following other identifiers:
- CUSIP.
34964K108
- ISIN (if CUSIP is not available).
US34964K1088
- Ticker (if CUSIP and ISIN are not available).
FVIV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-03-18
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-169.840000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 39

Item C.1. Identification of investment.

a. Name of issuer (if any).
FOSSIL GROUP INC
b. LEI (if any) of issuer. (1)
DDMY8YZ6L8UEMS1FDM73
c. Title of the issue or description of the investment.
Fossil Group Inc
d. CUSIP (if any).
34988V304
At least one of the following other identifiers:
- ISIN
US34988V3042
- Ticker (if ISIN is not available).
FOSL

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
85000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2138600.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3890100559

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 40

Item C.1. Identification of investment.

a. Name of issuer (if any).
GO Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GO Acquisition Corp
d. CUSIP (if any).
362019101
At least one of the following other identifiers:
- ISIN
US3620191011
- Ticker (if ISIN is not available).
GOAC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
49998.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
492980.280000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3201882382

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 41

Item C.1. Identification of investment.

a. Name of issuer (if any).
GO ACQUISITION CORP-CLASS A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GO Acquisition Corp
d. CUSIP (if any).
362019119
At least one of the following other identifiers:
- ISIN
US3620191193
- Ticker (if ISIN is not available).
GOAC/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
16665.999983000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
13999.440000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0090925666

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
GO Acquisition Corp
Title of issue.
GO Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
362019101
- ISIN (if CUSIP is not available).
US3620191011
- Ticker (if CUSIP and ISIN are not available).
GOAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-08-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-8605.750000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 42

Item C.1. Identification of investment.

a. Name of issuer (if any).
GX Acquisition Corp II
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GX Acquisition Corp II
d. CUSIP (if any).
36260F105
At least one of the following other identifiers:
- ISIN
US36260F1057
- Ticker (if ISIN is not available).
GXII

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
60000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
582000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3780061033

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 43

Item C.1. Identification of investment.

a. Name of issuer (if any).
GX ACQUISITION CORP II-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
GX Acquisition Corp II
d. CUSIP (if any).
36260F113
At least one of the following other identifiers:
- ISIN
US36260F1131
- Ticker (if ISIN is not available).
GXIIW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
20000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
12604.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0081862353

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
GX Acquisition Corp II
Title of issue.
GX Acquisition Corp II
At least one of the following other identifiers:
- CUSIP.
36260F105
- ISIN (if CUSIP is not available).
US36260F1057
- Ticker (if CUSIP and ISIN are not available).
GXII
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-3142.610000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 44

Item C.1. Identification of investment.

a. Name of issuer (if any).
GigCapital4 Inc
b. LEI (if any) of issuer. (1)
549300XGCF2ELN28CS63
c. Title of the issue or description of the investment.
GigCapital4 Inc
d. CUSIP (if any).
37518G101
At least one of the following other identifiers:
- ISIN
US37518G1013
- Ticker (if ISIN is not available).
GIG

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25998.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
259980.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1688557160

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 45

Item C.1. Identification of investment.

a. Name of issuer (if any).
GIGCAPITAL4 INC
b. LEI (if any) of issuer. (1)
549300XGCF2ELN28CS63
c. Title of the issue or description of the investment.
GigCapital4 Inc
d. CUSIP (if any).
37518G119
At least one of the following other identifiers:
- ISIN
US37518G1195
- Ticker (if ISIN is not available).
GIGGW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
8666.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
12045.740000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0078236482

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
GigCapital4 Inc
Title of issue.
GigCapital4 Inc
At least one of the following other identifiers:
- CUSIP.
37518G101
- ISIN (if CUSIP is not available).
US37518G1013
- Ticker (if CUSIP and ISIN are not available).
GIG
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
4556.950000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 46

Item C.1. Identification of investment.

a. Name of issuer (if any).
GLADSTONE ACQUISITION CORP-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gladstone Acquisition Corp
d. CUSIP (if any).
37653T116
At least one of the following other identifiers:
- ISIN
US37653T1161
- Ticker (if ISIN is not available).
GLEEW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25200.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
13751.640000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0089316217

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Gladstone Acquisition Corp
Title of issue.
Gladstone Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
37653T108
- ISIN (if CUSIP is not available).
US37653T1088
- Ticker (if CUSIP and ISIN are not available).
GLEE
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
1145.460000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 47

Item C.1. Identification of investment.

a. Name of issuer (if any).
Gores Holdings VII Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gores Holdings VII Inc
d. CUSIP (if any).
38286T101
At least one of the following other identifiers:
- ISIN
US38286T1016
- Ticker (if ISIN is not available).
GSEV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
15000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
147750.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0959628896

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 48

Item C.1. Identification of investment.

a. Name of issuer (if any).
GORES HOLDINGS VII INC-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gores Holdings VII Inc
d. CUSIP (if any).
38286T119
At least one of the following other identifiers:
- ISIN
US38286T1198
- Ticker (if ISIN is not available).
GSEVW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
1875.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2793.750000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0018145267

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Gores Holdings VII Inc
Title of issue.
Gores Holdings VII Inc
At least one of the following other identifiers:
- CUSIP.
38286T101
- ISIN (if CUSIP is not available).
US38286T1016
- Ticker (if CUSIP and ISIN are not available).
GSEV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
465.420000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 49

Item C.1. Identification of investment.

a. Name of issuer (if any).
Gores Technology Partners Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gores Technology Partners Inc
d. CUSIP (if any).
382870202
At least one of the following other identifiers:
- ISIN
US3828702023
- Ticker (if ISIN is not available).
GTPAU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
5000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
50050.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0325072259

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 50

Item C.1. Identification of investment.

a. Name of issuer (if any).
Gores Technology Partners II I
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Gores Technology Partners II Inc
d. CUSIP (if any).
38287L206
At least one of the following other identifiers:
- ISIN
US38287L2060
- Ticker (if ISIN is not available).
GTPBU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
5000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
50050.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0325072259

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 51

Item C.1. Identification of investment.

a. Name of issuer (if any).
HARBOR CUSTOM DEV INC
b. LEI (if any) of issuer. (1)
549300X40TN4PVCY6F45
c. Title of the issue or description of the investment.
Harbor Custom Development Inc
d. CUSIP (if any).
41150T207
At least one of the following other identifiers:
- ISIN
US41150T2078
- Ticker (if ISIN is not available).
HCDI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
135000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2172150.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.4108006139

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 52

Item C.1. Identification of investment.

a. Name of issuer (if any).
HARROW HEALTH INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Harrow Health Inc
d. CUSIP (if any).
415858208
At least one of the following other identifiers:
- ISIN
US4158582084
- Ticker (if ISIN is not available).
HROW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
32000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
851200.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5528501635

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 53

Item C.1. Identification of investment.

a. Name of issuer (if any).
Haymaker Acquisition Corp III
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Haymaker Acquisition Corp III
d. CUSIP (if any).
42087R108
At least one of the following other identifiers:
- ISIN
US42087R1086
- Ticker (if ISIN is not available).
HYAC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
145464.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1415364.720000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.9192723412

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 54

Item C.1. Identification of investment.

a. Name of issuer (if any).
HAYMAKER ACQUISITION CORP-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Haymaker Acquisition Corp III
d. CUSIP (if any).
42087R116
At least one of the following other identifiers:
- ISIN
US42087R1169
- Ticker (if ISIN is not available).
HYACW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
11366.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
9661.100000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0062748364

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Haymaker Acquisition Corp III
Title of issue.
Haymaker Acquisition Corp III
At least one of the following other identifiers:
- CUSIP.
42087R108
- ISIN (if CUSIP is not available).
US42087R1086
- Ticker (if CUSIP and ISIN are not available).
HYAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-02-12
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-8.330000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 55

Item C.1. Identification of investment.

a. Name of issuer (if any).
Highland Income Fund
b. LEI (if any) of issuer. (1)
254900CMUE9FRYL2UR80
c. Title of the issue or description of the investment.
Highland Income Fund
d. CUSIP (if any).
43010E404
At least one of the following other identifiers:
- ISIN
US43010E4044
- Ticker (if ISIN is not available).
HFRO

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
372358.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4177856.760000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.7134971718

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 56

Item C.1. Identification of investment.

a. Name of issuer (if any).
IG ACQUISITION CORP-CLASS A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
IG Acquisition Corp
d. CUSIP (if any).
449534114
At least one of the following other identifiers:
- ISIN
US4495341145
- Ticker (if ISIN is not available).
IGACW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
21252.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0138033930

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
IG Acquisition Corp
Title of issue.
IG Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
449534106
- ISIN (if CUSIP is not available).
US4495341061
- Ticker (if CUSIP and ISIN are not available).
IGAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-10-05
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-19369.800000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 57

Item C.1. Identification of investment.

a. Name of issuer (if any).
IMEDIA BRANDS INC
b. LEI (if any) of issuer. (1)
5299009C9SZXPB0EEN07
c. Title of the issue or description of the investment.
iMedia Brands Inc
d. CUSIP (if any).
452465305
At least one of the following other identifiers:
- ISIN
US4524653056
- Ticker (if ISIN is not available).
IMBI

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
60000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1440000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.9352728329

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 58

Item C.1. Identification of investment.

a. Name of issuer (if any).
Industrial Human Capital Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Industrial Human Capital Inc
d. CUSIP (if any).
45617P203
At least one of the following other identifiers:
- ISIN
US45617P2039
- Ticker (if ISIN is not available).
AXH/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
47700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
485109.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3150758810

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 59

Item C.1. Identification of investment.

a. Name of issuer (if any).
Intelligent Medicine Acquisiti
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Intelligent Medicine Acquisition Corp
d. CUSIP (if any).
45828D205
At least one of the following other identifiers:
- ISIN
US45828D2053
- Ticker (if ISIN is not available).
IQMDU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
48300.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
489279.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3177842753

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 60

Item C.1. Identification of investment.

a. Name of issuer (if any).
Isleworth Healthcare Acquisiti
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Isleworth Healthcare Acquisition Corp
d. CUSIP (if any).
46468P102
At least one of the following other identifiers:
- ISIN
US46468P1021
- Ticker (if ISIN is not available).
ISLE

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
14700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
144942.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0941391076

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 61

Item C.1. Identification of investment.

a. Name of issuer (if any).
ISLEWORTH HEALTHCARE ACQUISI
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Isleworth Healthcare Acquisition Corp
d. CUSIP (if any).
46468P110
At least one of the following other identifiers:
- ISIN
US46468P1104
- Ticker (if ISIN is not available).
ISLEW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7350.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4042.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0026255836

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Isleworth Healthcare Acquisiti
Title of issue.
Isleworth Healthcare Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
46468P102
- ISIN (if CUSIP is not available).
US46468P1021
- Ticker (if CUSIP and ISIN are not available).
ISLE
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-08-02
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
1286.250000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 62

Item C.1. Identification of investment.

a. Name of issuer (if any).
Landcadia Holdings IV Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Landcadia Holdings IV Inc
d. CUSIP (if any).
51477A104
At least one of the following other identifiers:
- ISIN
US51477A1043
- Ticker (if ISIN is not available).
LCA

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
75000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
736500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4783530843

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 63

Item C.1. Identification of investment.

a. Name of issuer (if any).
LANDCADIA HOLDINGS IV INC-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Landcadia Holdings IV Inc
d. CUSIP (if any).
51477A112
At least one of the following other identifiers:
- ISIN
US51477A1126
- Ticker (if ISIN is not available).
LCAHW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
12500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
19375.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0125839661

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Landcadia Holdings IV Inc
Title of issue.
Landcadia Holdings IV Inc
At least one of the following other identifiers:
- CUSIP.
51477A104
- ISIN (if CUSIP is not available).
US51477A1043
- Ticker (if CUSIP and ISIN are not available).
LCA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
9522.780000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 64

Item C.1. Identification of investment.

a. Name of issuer (if any).
LIFEMD INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
LifeMD Inc
d. CUSIP (if any).
53216B203
At least one of the following other identifiers:
- ISIN
US53216B2034
- Ticker (if ISIN is not available).
LFMD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
15000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
315000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2045909322

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 65

Item C.1. Identification of investment.

a. Name of issuer (if any).
Logan Ridge Finance Corp
b. LEI (if any) of issuer. (1)
5493007DZ22O2I4VJ124
c. Title of the issue or description of the investment.
Logan Ridge Finance Corp
d. CUSIP (if any).
541098109
At least one of the following other identifiers:
- ISIN
US5410981097
- Ticker (if ISIN is not available).
LRFC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
48021.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1190872.780000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.7734659435

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 66

Item C.1. Identification of investment.

a. Name of issuer (if any).
Longview Acquisition Corp II
b. LEI (if any) of issuer. (1)
549300KFRIOC6K28E041
c. Title of the issue or description of the investment.
Longview Acquisition Corp II
d. CUSIP (if any).
54319Q105
At least one of the following other identifiers:
- ISIN
US54319Q1058
- Ticker (if ISIN is not available).
LGV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
39584.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
392673.280000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2550393410

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 67

Item C.1. Identification of investment.

a. Name of issuer (if any).
LONGVIEW ACQUISITION CORP -A
b. LEI (if any) of issuer. (1)
549300KFRIOC6K28E041
c. Title of the issue or description of the investment.
Longview Acquisition Corp II
d. CUSIP (if any).
54319Q113
At least one of the following other identifiers:
- ISIN
US54319Q1132
- Ticker (if ISIN is not available).
LGV/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
10000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
11500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0074691928

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Longview Acquisition Corp II
Title of issue.
Longview Acquisition Corp II
At least one of the following other identifiers:
- CUSIP.
54319Q105
- ISIN (if CUSIP is not available).
US54319Q1058
- Ticker (if CUSIP and ISIN are not available).
LGV
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-05-10
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-392.960000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 68

Item C.1. Identification of investment.

a. Name of issuer (if any).
M3-Brigade Acquisition II Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
M3-Brigade Acquisition II Corp
d. CUSIP (if any).
553800103
At least one of the following other identifiers:
- ISIN
US5538001034
- Ticker (if ISIN is not available).
MBAC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
24849.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
246750.570000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1602632671

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 69

Item C.1. Identification of investment.

a. Name of issuer (if any).
M3-BRIGADE ACQUISITION II-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
M3-Brigade Acquisition II Corp
d. CUSIP (if any).
553800111
At least one of the following other identifiers:
- ISIN
US5538001117
- Ticker (if ISIN is not available).
MBAC/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
8283.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
10767.900000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0069936975

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
M3-Brigade Acquisition II Corp
Title of issue.
M3-Brigade Acquisition II Corp
At least one of the following other identifiers:
- CUSIP.
553800103
- ISIN (if CUSIP is not available).
US5538001034
- Ticker (if CUSIP and ISIN are not available).
MBAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
4972.500000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 70

Item C.1. Identification of investment.

a. Name of issuer (if any).
M3-Brigade Acquisition III Cor
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
M3-Brigade Acquisition III Corp
d. CUSIP (if any).
55407R202
At least one of the following other identifiers:
- ISIN
US55407R2022
- Ticker (if ISIN is not available).
MBSC/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
50500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
505919.100000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3285919374

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 71

Item C.1. Identification of investment.

a. Name of issuer (if any).
MODIV INC
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Modiv Inc
d. CUSIP (if any).
60784B200
At least one of the following other identifiers:
- ISIN
US60784B2007
- Ticker (if ISIN is not available).
MODINC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
652500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.4237955024

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 72

Item C.1. Identification of investment.

a. Name of issuer (if any).
MONMOUTH REIT
b. LEI (if any) of issuer. (1)
549300DFIUDCN3KVN260
c. Title of the issue or description of the investment.
Monmouth Real Estate Investment Corp
d. CUSIP (if any).
609720404
At least one of the following other identifiers:
- ISIN
US6097204043
- Ticker (if ISIN is not available).
MNR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
167594.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4191525.940000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.7223752362

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 73

Item C.1. Identification of investment.

a. Name of issuer (if any).
Morgan Stanley Emerging Market
b. LEI (if any) of issuer. (1)
879N34XPZOOCKFD26737
c. Title of the issue or description of the investment.
Morgan Stanley Emerging Markets Debt Fund Inc
d. CUSIP (if any).
61744H105
At least one of the following other identifiers:
- ISIN
US61744H1059
- Ticker (if ISIN is not available).
MSD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
227714.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2044871.720000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.3281340045

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 74

Item C.1. Identification of investment.

a. Name of issuer (if any).
New America High Income Fund I
b. LEI (if any) of issuer. (1)
V5LSTDFQKWGSW30MQ381
c. Title of the issue or description of the investment.
New America High Income Fund Inc/The
d. CUSIP (if any).
641876800
At least one of the following other identifiers:
- ISIN
US6418768007
- Ticker (if ISIN is not available).
HYB

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
31246.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
294649.780000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1913735656

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 75

Item C.1. Identification of investment.

a. Name of issuer (if any).
NEXPOINT DIV REAL ESTA
b. LEI (if any) of issuer. (1)
5493008KGR2NU3OXMR64
c. Title of the issue or description of the investment.
NexPoint Diversified Real Esta Trust
d. CUSIP (if any).
65340G304
At least one of the following other identifiers:
- ISIN
US65340G3048
- Ticker (if ISIN is not available).
NXDT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
86554.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1850524.520000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.2019064654

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 76

Item C.1. Identification of investment.

a. Name of issuer (if any).
Northern Star Investment Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Northern Star Investment Corp III
d. CUSIP (if any).
66574L100
At least one of the following other identifiers:
- ISIN
US66574L1008
- Ticker (if ISIN is not available).
NSTC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
45996.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
449840.880000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.2921694126

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 77

Item C.1. Identification of investment.

a. Name of issuer (if any).
NORTHERN STAR INVESTMENT -A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Northern Star Investment Corp III
d. CUSIP (if any).
66574L118
At least one of the following other identifiers:
- ISIN
US66574L1180
- Ticker (if ISIN is not available).
NSTC/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
7666.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
7742.660000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0050288191

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Northern Star Investment Corp
Title of issue.
Northern Star Investment Corp III
At least one of the following other identifiers:
- CUSIP.
66574L100
- ISIN (if CUSIP is not available).
US66574L1008
- Ticker (if CUSIP and ISIN are not available).
NSTC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2028-02-25
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
266.080000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 78

Item C.1. Identification of investment.

a. Name of issuer (if any).
Nuveen Floating Rate Income Op
b. LEI (if any) of issuer. (1)
6TG15UBKG3HMZ9US3I68
c. Title of the issue or description of the investment.
Nuveen Floating Rate Income Opportunity Fund
d. CUSIP (if any).
6706EN100
At least one of the following other identifiers:
- ISIN
US6706EN1001
- Ticker (if ISIN is not available).
JRO

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
83820.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
840714.600000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5460399483

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 79

Item C.1. Identification of investment.

a. Name of issuer (if any).
Nuveen Floating Rate Income Fu
b. LEI (if any) of issuer. (1)
HJXCPP3KYE3BVU373P27
c. Title of the issue or description of the investment.
Nuveen Floating Rate Income Fund
d. CUSIP (if any).
67072T108
At least one of the following other identifiers:
- ISIN
US67072T1088
- Ticker (if ISIN is not available).
JFR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
156740.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1608152.400000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.0444869798

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 80

Item C.1. Identification of investment.

a. Name of issuer (if any).
Nuveen Short Duration Credit O
b. LEI (if any) of issuer. (1)
N0WOEFO1WOMLJYH1PV29
c. Title of the issue or description of the investment.
Nuveen Short Duration Credit Opportunities Fund
d. CUSIP (if any).
67074X107
At least one of the following other identifiers:
- ISIN
US67074X1072
- Ticker (if ISIN is not available).
JSD

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
245792.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
3674590.400000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.3866281758

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 81

Item C.1. Identification of investment.

a. Name of issuer (if any).
OPY Acquisition Corp I
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
OPY Acquisition Corp I
d. CUSIP (if any).
671005205
At least one of the following other identifiers:
- ISIN
US6710052050
- Ticker (if ISIN is not available).
OHAAU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
100000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1000000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6494950229

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 82

Item C.1. Identification of investment.

a. Name of issuer (if any).
OmniLit Acquisition Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
OmniLit Acquisition Corp
d. CUSIP (if any).
68218C207
At least one of the following other identifiers:
- ISIN
US68218C2070
- Ticker (if ISIN is not available).
OLITU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
90000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
908100.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5898064303

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 83

Item C.1. Identification of investment.

a. Name of issuer (if any).
ONCOLOGY INSTITUTE INC/THE
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Oncology Institute Inc/The
d. CUSIP (if any).
68236X118
At least one of the following other identifiers:
- ISIN
US68236X1182
- Ticker (if ISIN is not available).
TOIIW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
10500.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
8397.890000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0054543878

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Oncology Institute Inc/The
Title of issue.
Oncology Institute Inc/The
At least one of the following other identifiers:
- CUSIP.
68236X100
- ISIN (if CUSIP is not available).
US68236X1000
- Ticker (if CUSIP and ISIN are not available).
TOI
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-06-28
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-6740.240000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 84

Item C.1. Identification of investment.

a. Name of issuer (if any).
PGIM Global High Yield Fund In
b. LEI (if any) of issuer. (1)
F0ATD1Y4J8CHDKHSLD09
c. Title of the issue or description of the investment.
PGIM Global High Yield Fund Inc
d. CUSIP (if any).
69346J106
At least one of the following other identifiers:
- ISIN
US69346J1060
- Ticker (if ISIN is not available).
GHY

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
176072.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2644601.440000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.7176554727

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 85

Item C.1. Identification of investment.

a. Name of issuer (if any).
PennantPark Investment Corp
b. LEI (if any) of issuer. (1)
529900OK432R4C6NQQ73
c. Title of the issue or description of the investment.
PennantPark Investment Corp
d. CUSIP (if any).
708062104
At least one of the following other identifiers:
- ISIN
US7080621045
- Ticker (if ISIN is not available).
PNNT

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
400933.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2738372.390000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.7785592380

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 86

Item C.1. Identification of investment.

a. Name of issuer (if any).
Periphas Capital Partnering Co
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Periphas Capital Partnering Corp
d. CUSIP (if any).
713895209
At least one of the following other identifiers:
- ISIN
US7138952095
- Ticker (if ISIN is not available).
PCPC/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
20000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
498000.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.3234485214

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 87

Item C.1. Identification of investment.

a. Name of issuer (if any).
PhenixFIN Corp
b. LEI (if any) of issuer. (1)
549300JJH1QEB0RKNO53
c. Title of the issue or description of the investment.
PhenixFIN Corp
d. CUSIP (if any).
71742W103
At least one of the following other identifiers:
- ISIN
US71742W1036
- Ticker (if ISIN is not available).
PFX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
19193.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
785377.560000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.5100988163

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 88

Item C.1. Identification of investment.

a. Name of issuer (if any).
Portman Ridge Finance Corp
b. LEI (if any) of issuer. (1)
254900YM5BVQKA01I468
c. Title of the issue or description of the investment.
Portman Ridge Finance Corp
d. CUSIP (if any).
73688F201
At least one of the following other identifiers:
- ISIN
US73688F2011
- Ticker (if ISIN is not available).
PTMN

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
96811.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2393167.920000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.5543506529

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 89

Item C.1. Identification of investment.

a. Name of issuer (if any).
PWP Forward Acquisition Corp I
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
PWP Forward Acquisition Corp I
d. CUSIP (if any).
74709Q101
At least one of the following other identifiers:
- ISIN
US74709Q1013
- Ticker (if ISIN is not available).
FRW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
105000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1026900.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6669664390

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 90

Item C.1. Identification of investment.

a. Name of issuer (if any).
PWP FORWARD ACQUISITION CO-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
PWP Forward Acquisition Corp I
d. CUSIP (if any).
74709Q119
At least one of the following other identifiers:
- ISIN
US74709Q1195
- Ticker (if ISIN is not available).
FRWAW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
21000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
16800.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0109115164

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
PWP Forward Acquisition Corp I
Title of issue.
PWP Forward Acquisition Corp I
At least one of the following other identifiers:
- CUSIP.
74709Q101
- ISIN (if CUSIP is not available).
US74709Q1013
- Ticker (if CUSIP and ISIN are not available).
FRW
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-03-09
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-4858.520000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 91

Item C.1. Identification of investment.

a. Name of issuer (if any).
QUANTUM FINTECH ACQUISITION
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Quantum FinTech Acquisition Corp
d. CUSIP (if any).
74767A113
At least one of the following other identifiers:
- ISIN
US74767A1135
- Ticker (if ISIN is not available).
QFTA/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
33000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
18810.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0122170014

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Quantum FinTech Acquisition Co
Title of issue.
Quantum FinTech Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
74767A105
- ISIN (if CUSIP is not available).
US74767A1051
- Ticker (if CUSIP and ISIN are not available).
QFTA
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2027-12-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
8757.740000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 92

Item C.1. Identification of investment.

a. Name of issuer (if any).
RAMACO RESOURCES INC
b. LEI (if any) of issuer. (1)
5493001BYUI4TCQOPF70
c. Title of the issue or description of the investment.
Ramaco Resources Inc
d. CUSIP (if any).
75134P402
At least one of the following other identifiers:
- ISIN
US75134P4028
- Ticker (if ISIN is not available).
METC

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
60000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1613232.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.0477861547

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 93

Item C.1. Identification of investment.

a. Name of issuer (if any).
RiverNorth Opportunities Fund
b. LEI (if any) of issuer. (1)
5493001RICR0OU8TM159
c. Title of the issue or description of the investment.
RiverNorth Opportunities Fund Inc
d. CUSIP (if any).
76881Y109
At least one of the following other identifiers:
- ISIN
US76881Y1091
- Ticker (if ISIN is not available).
RIV

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
264870.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
4463059.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
2.8987349320

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 94

Item C.1. Identification of investment.

a. Name of issuer (if any).
Roman DBDR Tech Acquisition Co
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Roman DBDR Tech Acquisition Corp
d. CUSIP (if any).
77584N101
At least one of the following other identifiers:
- ISIN
US77584N1019
- Ticker (if ISIN is not available).
DBDR

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
25000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
254250.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1651341096

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 95

Item C.1. Identification of investment.

a. Name of issuer (if any).
ROMAN DBDR TECH ACQUISITI-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Roman DBDR Tech Acquisition Corp
d. CUSIP (if any).
77584N119
At least one of the following other identifiers:
- ISIN
US77584N1191
- Ticker (if ISIN is not available).
DBDRW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
3600.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
6696.360000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0043492525

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 NASDAQ CM N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Roman DBDR Tech Acquisition Co
Title of issue.
Roman DBDR Tech Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
77584N101
- ISIN (if CUSIP is not available).
US77584N1019
- Ticker (if CUSIP and ISIN are not available).
DBDR
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2025-10-31
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
2766.670000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 96

Item C.1. Identification of investment.

a. Name of issuer (if any).
Runway Growth Finance Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Runway Growth Finance Corp
d. CUSIP (if any).
78163D100
At least one of the following other identifiers:
- ISIN
US78163D1000
- Ticker (if ISIN is not available).
RWAY

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
160814.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
2238530.880000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
1.4539146651

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 97

Item C.1. Identification of investment.

a. Name of issuer (if any).
Saba Capital Income & Opportun
b. LEI (if any) of issuer. (1)
549300MGSUUJ7E55N746
c. Title of the issue or description of the investment.
Saba Capital Income & Opportunities Fund
d. CUSIP (if any).
78518H103
At least one of the following other identifiers:
- ISIN
US78518H1032
- Ticker (if ISIN is not available).
BRW

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
309325.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1404335.500000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.9121089177

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 98

Item C.1. Identification of investment.

a. Name of issuer (if any).
Sandbridge X2 Corp
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Sandbridge X2 Corp
d. CUSIP (if any).
799792205
At least one of the following other identifiers:
- ISIN
US7997922056
- Ticker (if ISIN is not available).
SBII/U

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
15000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
148500.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0964500109

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 99

Item C.1. Identification of investment.

a. Name of issuer (if any).
Seaport Global Acquisition II
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Seaport Global Acquisition II Corp
d. CUSIP (if any).
81221H204
At least one of the following other identifiers:
- ISIN
US81221H2040
- Ticker (if ISIN is not available).
SGIIU

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
100000.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
1006970.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.6540220032

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 100

Item C.1. Identification of investment.

a. Name of issuer (if any).
Invesco Treasury Portfolio
b. LEI (if any) of issuer. (1)
5493004B3TM8ZIDDDC39
c. Title of the issue or description of the investment.
Invesco Treasury Portfolio
d. CUSIP (if any).
825252406
At least one of the following other identifiers:
- ISIN
US8252524066
- Ticker (if ISIN is not available).
TRPXX

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
21677835.150000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
21677835.150000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
14.0796460363

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle)
b. Issuer type. (7)
Registered fund

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 101

Item C.1. Identification of investment.

a. Name of issuer (if any).
Software Acquisition Group Inc
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Software Acquisition Group Inc III
d. CUSIP (if any).
83407J103
At least one of the following other identifiers:
- ISIN
US83407J1034
- Ticker (if ISIN is not available).
SWAG

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
17029.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
168246.520000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1092752774

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 102

Item C.1. Identification of investment.

a. Name of issuer (if any).
Spartan Acquisition Corp III
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Spartan Acquisition Corp III
d. CUSIP (if any).
84677R106
At least one of the following other identifiers:
- ISIN
US84677R1068
- Ticker (if ISIN is not available).
SPAQ

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
17700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
175761.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.1141558947

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 103

Item C.1. Identification of investment.

a. Name of issuer (if any).
SPARTAN ACQUISITION III-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Spartan Acquisition Corp III
d. CUSIP (if any).
84677R114
At least one of the following other identifiers:
- ISIN
US84677R1142
- Ticker (if ISIN is not available).
SPAQ/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
4425.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
6770.250000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0043972437

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Spartan Acquisition Corp III
Title of issue.
Spartan Acquisition Corp III
At least one of the following other identifiers:
- CUSIP.
84677R106
- ISIN (if CUSIP is not available).
US84677R1068
- Ticker (if CUSIP and ISIN are not available).
SPAQ
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2026-02-04
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
924.770000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 104

Item C.1. Identification of investment.

a. Name of issuer (if any).
STEEL PARTNERS HLDS LP
b. LEI (if any) of issuer. (1)
5493009U8Z59G5SIZ389
c. Title of the issue or description of the investment.
Steel Partners Holdings LP
d. CUSIP (if any).
85814R206
At least one of the following other identifiers:
- ISIN
US85814R2067
- Ticker (if ISIN is not available).
SPLP

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
224472.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
5299783.920000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
3.4421832783

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-preferred
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 105

Item C.1. Identification of investment.

a. Name of issuer (if any).
Tekkorp Digital Acquisition Co
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Tekkorp Digital Acquisition Corp
d. CUSIP (if any).
G8739H106
At least one of the following other identifiers:
- ISIN
KYG8739H1065
- Ticker (if ISIN is not available).
TEKK

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
700.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
6895.000000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0044782682

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Equity-common
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 106

Item C.1. Identification of investment.

a. Name of issuer (if any).
YUCAIPA ACQUISITION CORP-A
b. LEI (if any) of issuer. (1)
N/A
c. Title of the issue or description of the investment.
Yucaipa Acquisition Corp
d. CUSIP (if any).
G9879L113
At least one of the following other identifiers:
- ISIN
KYG9879L1133
- Ticker (if ISIN is not available).
YAC/WS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
20800.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency. (3)
United States Dollar
e. Value. (4)
28706.080000000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.
0.0186444561

Item C.3. Payoff profile.

a. Payoff profile. (5) Long Short N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)
Derivative-equity
b. Issuer type. (7)
Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)
UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security? Yes No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)
Category.
N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12) 1 2 3 N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)
Warrant
b. Counterparty.
i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record Name of counterparty LEI (if any) of counterparty
#1 New York N/A

ii. Type, selected from among the following (put, call). Respond call for warrants. Put Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants. Written Purchased
3. The reference instrument is neither a derivative or an index (28)
Name of issuer.
Yucaipa Acquisition Corp
Title of issue.
Yucaipa Acquisition Corp
At least one of the following other identifiers:
- CUSIP.
G9879L105
- ISIN (if CUSIP is not available).
KYG9879L1059
- Ticker (if CUSIP and ISIN are not available).
YAC
iv. Number of shares or principal amount of underlying reference instrument per contract.
Number of shares.
1.000000000000
v. Exercise price or rate.
11.500000000000
vi. Exercise Price Currency Code
United States Dollar
vii. Expiration date.
2025-08-06
viii. Delta.
XXXX
ix. Unrealized appreciation or depreciation. (24)
-1099.230000000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? Yes No
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? Yes No
c. Is any portion of this investment on loan by the Fund? Yes No
Schedule of Portfolio Investments Record: 107

Item C.1. Identification of investment.

a. Name of issuer (if any).
SuRo Capital Corp
b. LEI (if any) of issuer. (1)
549300YR4IAV0VJFWN84
c. Title of the issue or description of the investment.
SuRo Capital Corp
d. CUSIP (if any).
86887Q109
At least one of the following other identifiers:
- ISIN
US86887Q1094
- Ticker (if ISIN is not available).
SSSS

Item C.2. Amount of each investment.

Balance. (2)
a. Balance
105341.000000000000
b. Units
Number of shares
c. Description of other units.
d. Currency.