Initial Statement of Beneficial Ownership (3)
04 Januar 2023 - 11:24PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Smith Maria |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/29/2022
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3. Issuer Name and Ticker or Trading Symbol
ORACLE CORP [ORCL]
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(Last)
(First)
(Middle)
C/O DELPHI ASSET MGMT CORPORATION, 5525 KIETZKE LANE, SUITE 200 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP, Chief Accounting Officer / |
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(Street)
RENO, NV 89511
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 20280 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (1) | (1) | Common Stock | 2750 | (2) | D | |
| Restricted Stock Unit | (3) | (3) | Common Stock | 6500 | (2) | D | |
| Restricted Stock Unit | (4) | (4) | Common Stock | 25000 | (2) | D | |
| Restricted Stock Unit | (5) | (5) | Common Stock | 10125 | (2) | D | |
| Restricted Stock Unit | (6) | (6) | Common Stock | 22024 | (2) | D | |
| Restricted Stock Unit | (7) | (7) | Common Stock | 44064 | (2) | D | |
| Explanation of Responses: |
| (1) | Include 2,750 unvested restricted stock units ("RSUs") from a previous grant of 11,000 RSUs granted on June 27, 2019; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
| (2) | Each RSU represents the right to receive, at settlement, one share of common stock. |
| (3) | Include 6,500 unvested RSUs from a previous grant of 13,000 RSUs granted on August 4, 2020; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
| (4) | Include 25,000 unvested RSUs from a previous grant of 50,000 RSUs granted on September 5, 2020; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
| (5) | Include 10,125 unvested RSUs from a previous grant of 13,500 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
| (6) | Include 22,024 unvested RSUs from a previous grant of 22,024 RSUs granted on September 20, 2022; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
| (7) | Include 44,064 unvested RSUs from a previous grant of 44,064 RSUs granted on December 5, 2022; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
Remarks:
Exhibit 24: Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Smith Maria
C/O DELPHI ASSET MGMT CORPORATION
5525 KIETZKE LANE, SUITE 200
RENO, NV 89511 |
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| EVP, Chief Accounting Officer |
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Signatures
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| /s/ Rebecca Isakson by Rebecca Isakson, Attorney in Fact for Maria Smith (POA filed 1/4/2023) | | 1/4/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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