Current Report Filing (8-k)
30 Juni 2022 - 10:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 29, 2022
OWL ROCK CAPITAL CORPORATION
(Exact name of Registrant as Specified in Its Charter)
|
|
|
|
|
| Maryland |
|
814-01190 |
|
47-5402460 |
| (State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
|
|
| 399 Park Avenue, |
|
|
| 38th Floor |
|
|
| New York, NY |
|
10022 |
| (Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s Telephone Number, Including Area Code: (212)
419-3000 Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instructions A.2. below):
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
| Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange
on which registered |
| Common Stock, par value $0.01 per share |
|
ORCC |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07 – Submission of Matters to a Vote of Security Holders.
Owl Rock Capital Corporation (the “Company”) held its Annual Meeting of Shareholders on June 29, 2022 and submitted two matters to the vote of
the shareholders. A summary of the matters voted upon by shareholders is set forth below.
1. Shareholders elected two members of the board of directors of
the Company, each to serve until the 2025 annual meeting of shareholders and until their successors are duly elected and qualified. The following votes were taken in connection with this proposal:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Name |
|
For |
|
|
Against |
|
|
Abstain |
|
|
Broker Non-Votes |
|
| Edward D’Alelio |
|
|
142,738,118 |
|
|
|
77,904,146 |
|
|
|
957,088 |
|
|
|
90,816,934 |
|
| Craig W. Packer |
|
|
148,973,994 |
|
|
|
71,643,261 |
|
|
|
982,097 |
|
|
|
90,816,934 |
|
2. Shareholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for
the fiscal year ending December 31, 2022 based on the following votes:
|
|
|
|
|
|
|
| |
|
|
|
|
|
Broker |
|
For
|
|
Against |
|
Abstain |
|
Non-Votes |
| 309,614,082 |
|
1,238,883 |
|
1,563,321 |
|
N/A |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
Owl Rock Capital Corporation |
|
|
|
|
| June 30, 2022 |
|
|
|
By: |
|
/s/ Jonathan Lamm |
|
|
|
|
|
|
Name: Jonathan Lamm |
|
|
|
|
|
|
Title: Chief Financial Officer and Chief Operating Officer |
Owl Rock Capital (NYSE:ORCC)
Historical Stock Chart
Von Mär 2024 bis Apr 2024
Owl Rock Capital (NYSE:ORCC)
Historical Stock Chart
Von Apr 2023 bis Apr 2024
