Securities Registration: Employee Benefit Plan (s-8)
07 April 2023 - 11:13PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on April 7,
2023
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
OOMA, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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06-1713274
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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525 Almanor Avenue, Suite 200
Sunnyvale, CA 94085
(Address of Principal Executive Offices) (Zip Code)
2015 Equity Incentive Plan
2015 Employee Stock Purchase Plan
(Full title of the plan)
Eric B. Stang
Chief Executive Officer
525 Almanor Avenue, Suite 200
Sunnyvale, CA 94085
(650) 566-6600
(Name, Address and Telephone Number, Including Area Code, of Agent
for Service)
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Copies to:
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Jenny C. Yeh, Esq.
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William L. Hughes, Esq.
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Vice President & General Counsel
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Niki Fang, Esq.
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525 Almanor Avenue, Suite 200
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Orrick, Herrington & Sutcliffe LLP
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Sunnyvale, CA 94085
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405 Howard Street
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(650) 566-6600
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San Francisco, CA 94105
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(415) 773-5700
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Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company or an emerging company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule
12b-2 of the Exchange Act.
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Large accelerated filer
☐
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Accelerated filer
☒
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act.
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REGISTRATION OF ADDITIONAL SECURITIES
PURSUANT TO GENERAL INSTRUCTION E
Pursuant to General Instruction E to Form S-8, this Registration
Statement is being filed for the purpose of registering an
additional (i) 499,000 shares of the Registrant’s common stock to
be issued pursuant to the Registrant’s 2015 Employee Stock Purchase
Plan and (ii) 1,249,000 shares of the Registrant’s common stock to
be issued pursuant to the Registrant’s 2015 Equity Incentive Plan,
which are the same class as those securities previously registered
on an effective Form S-8 filed with the Securities and Exchange
Commission on April 8, 2022 (File No. 333-264217) (the “2022
Registration Statement”), April 7, 2021 (File No. 333-255093) (the
“2021 Registration Statement”), April 14, 2020 (File No.
333-237662) (the “2020 Registration Statement”), April 3, 2019
(File No. 333-230693) (the “2019 Registration Statement”), April 2,
2018 (File No. 333-224086) (the “2018 Registration Statement”),
April 11, 2017 (File No. 333-217254) (the “2017 Registration
Statement”), April 13, 2016 (File No. 333-210717) (the “2016
Registration Statement”) and July 17, 2015 (File No. 333-205719)
(the “2015 Registration Statement”), and the contents of the 2015
Registration Statement, 2016 Registration Statement, 2017
Registration Statement, 2018 Registration Statement, 2019
Registration Statement, 2020 Registration Statement, 2021
Registration Statement, and 2022 Registration Statement, as
amended, or as modified or superseded pursuant to Rule 412 under
the Securities Act, are incorporated by reference into this
Registration Statement.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
The following exhibits are filed herewith:
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, the Registrant certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on Form
S-8 and has duly caused this Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the
City of Sunnyvale, State of California, on the 7th day of April,
2023.
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OOMA, INC.
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By:
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/s/ Eric B. Stang
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Eric B. Stang
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President and Chief Executive Officer
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POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS,
that each person whose signature appears below hereby constitutes
and appoints, jointly and severally, Eric B. Stang, Shig Hamamatsu
and Jenny C. Yeh, each of them acting individually, as his or her
true and lawful attorney-in-fact and agent, with full power of
substitution and revocation, in his or her name and on his or her
behalf, in any and all capacities, to sign the Registration
Statement on Form S-8 of Ooma, Inc., and any or all amendments
(including post-effective amendments), and to file the same, with
all exhibits thereto, and other documents in connection therewith,
with the Securities and Exchange Commission, granting unto said
attorneys-in-fact and agents full power and authority to do and
perform each and every act and thing requisite and necessary to be
done in and about the premises, as fully for all intents and
purposes as he or she might or could do in person, hereby ratifying
and confirming all that said attorneys-in-fact and agents, or their
substitutes, may lawfully do or cause to be done by virtue
hereof.
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Registration Statement on Form S-8 has been signed
below by the following persons on behalf of the Registrant in the
capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Eric B. Stang
Eric B. Stang
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President and Chief Executive Officer and Chairman of the Board of
Directors
(Principal Executive Officer)
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April 7, 2023
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/s/ Shig Hamamatsu
Shig Hamamatsu
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Chief Financial Officer and Treasurer
(Principal Financial Officer)
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April 7, 2023
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/s/ Namrata Sabharwal
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Chief Accounting Officer
(Principal Accounting Officer)
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April 7, 2023
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Namrata Sabharwal
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/s/ Jenny Yeh
Jenny Yeh
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Vice President, General Counsel and Director
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April 7, 2023
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/s/ Susan Butenhoff
Susan Butenhoff
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Director
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April 7, 2023
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/s/ Andrew Galligan
Andrew Galligan
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Director
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April 7, 2023
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/s/ Peter J. Goettner
Peter J. Goettner
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Director
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April 7, 2023
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/s/ Judi A. Hand
Judi A. Hand
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Director
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April 7, 2023
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/s/ Russell Mann
Russell Mann
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Director
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April 7, 2023
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/s/ William D. Pearce
William D. Pearce
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Lead Director
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April 7, 2023
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