Part II to Schedule 13D
This Amendment No 1 to Schedule 13D (this “Amendment No. 1”) is hereby filed to
update and supplement certain information with respect to beneficial ownership of shares of Class A Common Stock, par value $0.01 per share (“Class A Common”), of Hyster-Yale Materials
Handling, Inc. (the “Issuer”) held by Abigail LLC, a Colorado limited liability company (“Abigail”), that appeared in the Schedule 13D filed by the Reporting Persons on February 14, 2022 (the
“Initial Filing”). This Amendment No. 1 (a) updates certain information with respect to certain Reporting Persons under the Initial Filing and (b) reflects the acquisition and/or disposition of shares of
Class A Common by certain Reporting Persons. Capitalized terms used herein but not defined herein have the meanings assigned to them in the Initial Filing.
Item 5. Interest in Securities of the Issuer.
The statements under the heading Britton T. Taplin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by
the following:
Britton T. Taplin. Mr. Britton Taplin has the sole power to vote and dispose of 390,131 shares of Class A
Common. Mr. Britton Taplin is deemed to share with his spouse (DiAhn E. Taplin) the power to vote and dispose of 11,510 shares of Class A Common, is deemed to share with the Taplin Family the power to vote and dispose of 326,532 shares of
Class A Common held in a trust for Abigail and is deemed to share with the Taplin Family the power to vote and dispose of 239,660 shares of Class A Common held in a trust for Corky, LLC, a Colorado limited liability company. Collectively,
the 967,833 shares of Class A Common beneficially owned by Mr. Britton Taplin constitute approximately 7.36% of the Class A Common outstanding as of December 31, 2022.
The statements under the heading Frank F. Taplin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the
following:
Frank F. Taplin. Mr. Frank Taplin has the sole power to vote and dispose of 383,872 shares of Class A Common.
Mr. Frank Taplin is deemed to share with the Taplin Family the power to vote and dispose of 326,532 shares of Class A Common held in a trust for Abigail and is deemed to share with the Taplin Family the power to vote and dispose of 239,660
shares of Class A Common held in a trust for Corky, LLC, a Colorado limited liability company. Collectively, the 950,064 shares of Class A Common beneficially owned by Mr. Frank Taplin constitute approximately 7.22% of the
Class A Common outstanding as of December 31, 2022.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to
Securities of the Issuer.
The information provided with respect to the Stockholders’ Agreement is hereby amended by inserting at
the end thereof the following:
Stockholders’ Agreement
Effective December 12, 2022, each of the Issuer and the participating stockholders identified on the signature pages of the Stockholders
Agreement, as amended (“Participating Stockholders”), executed and delivered an Amendment to the Stockholders’ Agreement amending the Stockholders’ Agreement to add an additional Participating Stockholder under the
Stockholders’ Agreement. A copy of the Amendment to the Stockholders’ Agreement is filed as Exhibit 16 hereto and is incorporated herein by reference thereto.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Initial Filing is hereby amended by adding the following:
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| Exhibit 16 |
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Twelfth Amendment to Stockholders’ Agreement, dated as of December 12, 2022, by and among the Issuer, the new Participating Stockholder and the Participating Stockholders (incorporated by reference to Exhibit 41 filed with
Amendment No. 11 to the Statement on Schedule 13D, filed by the Reporting Persons named therein on February 14, 2023, Commission File Number 005-87003). |
[Signatures begin on the next page.]
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