Statement of Changes in Beneficial Ownership (4)
30 Januar 2023 - 10:18PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * CLARY J EDWARD |
2. Issuer Name and Ticker or Trading
Symbol HAVERTY FURNITURE COMPANIES INC [ HVT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Executive VP & CIO |
(Last)
(First)
(Middle)
780 JOHNSON FERRY RD., SUITE 800 |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/26/2023
|
(Street)
ATLANTA, GA 30342-
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
|
|
|
|
|
|
|
31099 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
RSUs 2023 |
(1) |
1/26/2023 |
|
A |
|
2715 |
|
(1) |
(1) |
Common Stock |
2715 |
$0 |
2715 |
D |
|
RSUs 2022 |
(2) |
|
|
|
|
|
|
(2) |
(2) |
Common Stock |
2600 |
|
2600 |
D |
|
RSUs 2021 |
(3) |
|
|
|
|
|
|
(3) |
(3) |
Common Stock |
1660 |
|
1660 |
D |
|
RSUs 2020 |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Common Stock |
1114 |
|
1114 |
D |
|
RSUs 2019 |
(5) |
|
|
|
|
|
|
(5) |
(5) |
Common Stock |
862 |
|
862 |
D |
|
PRSUs 2021 |
(6) |
|
|
|
|
|
|
(6) |
(6) |
Common Stock |
8218 |
|
8218 |
D |
|
PRSUs 2021.1 |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Common Stock |
1468 |
|
1468 |
D |
|
PRSUs 2020 |
(8) |
|
|
|
|
|
|
(8) |
(8) |
Common Stock |
11025 |
|
11025 |
D |
|
PRSUs 2020.1 |
(9) |
|
|
|
|
|
|
(9) |
(9) |
Common Stock |
1890 |
|
1890 |
D |
|
Explanation of
Responses: |
(1) |
Restricted Stock Units
granted 1/26/2023 and vest ratably over 3 years beginning 5/8/2024.
Each RSU is equivalent to one share of common stock upon
vesting. |
(2) |
Restricted Stock Units
granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023.
Each RSU is equivalent to one share of common stock upon
vesting. |
(3) |
Restricted Stock Units
granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022.
Each RSU is equivalent to one share of common stock upon
vesting. |
(4) |
Restricted Stock Units
granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021.
Each RSU is equivalent to one share of common stock upon
vesting. |
(5) |
Restricted Stock Units
("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive
Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU
is equivalent to one share of common stock upon
vesting. |
(6) |
Performance Restricted Stock
Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a
contingent right to receive one share of HVT common stock and was
earned based on EBITDA for the year ended December 31, 2021 and
will vest on February 28, 2024. |
(7) |
Performance Restricted Stock
Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a
contingent right to receive one share of HVT common stock and was
earned based on consolidated sales for the year ended December 31,
2021 and will vest on February 28, 2024. |
(8) |
Performance Restricted Stock
Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a
contingent right to receive one share of HVT common stock and was
earned based on EBITDA for the year ended December 31, 2020 and
will vest on February 28, 2023. |
(9) |
Performance Restricted Stock
Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a
contingent right to receive one share of HVT common stock and was
earned based on comparable store sales for the year ended December
31, 2020 and will vest on February 28, 2023. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
CLARY J EDWARD
780 JOHNSON FERRY RD.
SUITE 800
ATLANTA, GA 30342- |
|
|
Executive VP & CIO |
|
Signatures
|
Jenny H. Parker, Attorney-in-Fact |
|
1/30/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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