Statement of Changes in Beneficial Ownership (4)
24 Januar 2023 - 05:32PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * French Tracy |
2. Issuer Name and Ticker or Trading
Symbol HOME BANCSHARES INC [ HOMB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Centennial Bank CEO/President |
|
(Last)
(First)
(Middle)
P.O. BOX 966 |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/20/2023
|
|
(Street)
CONWAY, AR 72033
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock - Restricted
Stock |
1/20/2023 |
|
A |
|
3000 |
A |
$0.00 |
7000 (1)(2)(3)(4)(5) |
D |
|
|
Common Stock - Performance
Based |
|
|
|
|
|
|
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75000 (6) |
D |
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Common Stock |
|
|
|
|
|
|
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167949 (5) |
D |
|
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Common Stock |
|
|
|
|
|
|
|
29672 |
I |
By IRA |
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Common Stock |
|
|
|
|
|
|
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47383.1923 (7) |
I |
By 401(k) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Stock Option |
$14.71 |
|
|
|
|
|
|
(8) |
1/15/2025 |
Common Stock |
100000 |
|
100000 |
D |
|
|
Performance Stock Option |
$18.46 |
|
|
|
|
|
|
(9) |
8/23/2025 |
Common Stock |
150000 |
|
150000 |
D |
|
|
Performance Stock Option |
$23.32 |
|
|
|
|
|
|
(10) |
7/19/2028 |
Common Stock |
150000 |
|
150000 |
D |
|
| Explanation of
Responses: |
| (1) |
Restricted Stock granted on
January 20, 2023 will vest in 33 1/3% installments over three years
beginning on the first anniversary of the award date. |
| (2) |
Restricted Stock granted on
January 21, 2022 will vest in 33 1/3% installments over three years
beginning on the first anniversary of the award date. |
| (3) |
Restricted Stock granted on
January 22, 2021 will vest in 33 1/3% installments over three years
beginning on the first anniversary of the award date |
| (4) |
Restricted Stock granted on
January 27, 2020 will vest in 33 1/3% installments over three years
beginning on the first anniversary of the award date. |
| (5) |
The reporting person had
2,000 shares of restricted stock vest since the last
filing. |
| (6) |
The Performance Stock
awarded on July 19, 2018 will vest in 33 1/3% installments over
three years beginning on the third annual anniversary of the date
that the performance goal is met. The performance goal was met on
March 31, 2021 and the stock will begin vesting on March 31,
2024. |
| (7) |
Includes 336.6900 shares
acquired through the Home BancShares, Inc. 401(k) Plan since the
last filing. |
| (8) |
The option is exercisable in
five equal annual installments. The first installment became
exercisable on January 16, 2016. |
| (9) |
Once the performance goal
has been met, the Performance Stock Option awarded on August 24,
2015 is exercisable in seven equal annual installments beginning on
the first annual anniversary of the award date. The performance
goal was met on December 31, 2016. Therefore, the first installment
became exercisable on August 24, 2016. |
| (10) |
The Performance Stock Option
awarded on July 19, 2018 is exercisable in five equal annual
installments beginning on the first annual anniversary of the date
that the performance goal is met. The performance goal was met on
March 31, 2021 and the stock options began vesting on March 31,
2022. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
French Tracy
P.O. BOX 966
CONWAY, AR 72033 |
X |
|
Centennial Bank CEO/President |
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Signatures
|
|
/s/ Tracy French by Micah Osborne |
|
1/24/2023 |
| **Signature of Reporting
Person |
Date |
|
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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