Statement of Changes in Beneficial Ownership (4)
12 Januar 2023 - 10:59PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Walker
Steven M |
2. Issuer Name and Ticker or Trading
Symbol HEICO CORP [ HEI, HEI.A ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Accounting Officer |
(Last)
(First)
(Middle)
3000 TAFT STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/11/2023
|
(Street)
HOLLYWOOD, FL 33021
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
1/11/2023 |
|
A |
|
12208 |
A |
$20.8855 |
21961 |
D |
|
Class A Common Stock |
1/11/2023 |
|
F |
|
4899 |
D |
$127.39 |
17062 |
D |
|
Common Stock |
|
|
|
|
|
|
|
7824 |
I |
By 401(k) (1) |
Class A Common Stock |
|
|
|
|
|
|
|
7043 |
I |
By 401(k) (1) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option (Right to purchase Class A Common
Stock) |
$20.8855 |
1/11/2023 |
|
M |
|
|
12208 |
(2) |
9/23/2023 |
Class A Common Stock |
12208.0 |
$0 |
0 |
D |
|
Option (Right to purchase Class A Common
Stock) |
$24.9088 |
|
|
|
|
|
|
(2) |
6/8/2025 |
Class A Common Stock |
9766.0 |
|
9766 |
D |
|
Option (Right to purchase Class A Common
Stock) |
$34.7392 |
|
|
|
|
|
|
(2) |
12/12/2026 |
Class A Common Stock |
11719.0 |
|
11719 |
D |
|
Option (Right to purchase Class A Common
Stock) |
$62.68 |
|
|
|
|
|
|
(2) |
6/11/2028 |
Class A Common Stock |
7500.0 |
|
7500 |
D |
|
Option (Right to purchase Class A Common
Stock) |
$97.0 |
|
|
|
|
|
|
(2) |
12/13/2029 |
Class A Common Stock |
6500.0 |
|
6500 |
D |
|
Option (Right to purchase Class A Common
Stock) |
$121.39 |
|
|
|
|
|
|
(2) |
12/17/2031 |
Class A Common Stock |
6500.0 |
|
6500 |
D |
|
Explanation of
Responses: |
(1) |
Represents shares held for
the benefit of the Reporting Person by the HEICO Corporation 401(k)
based on a plan statement dated January 10, 2023. |
(2) |
These options are
exercisable at 20% per year over five years from the date of
grant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Walker Steven M
3000 TAFT STREET
HOLLYWOOD, FL 33021 |
|
|
Chief Accounting Officer |
|
Signatures
|
/s/ Steven M. Walker |
|
1/12/2023 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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