Annual Statement of Changes in Beneficial Ownership (5)
28 November 2022 - 05:19PM
Edgar (US Regulatory)
FORM 5
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response... 1.0 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person *
MENDELSON ERIC A |
2. Issuer Name and Ticker or Trading
SymbolHEICO CORP [HEI, HEI.A] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Co-President |
(Last)
(First)
(Middle)
825 BRICKELL BAY DRIVE, SUITE 1644 |
3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
10/31/2022
|
(Street)
MIAMI, FL 33131
(City)
(State)
(Zip)
|
4. If Amendment, Date Original
Filed(MM/DD/YYYY)
|
6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
Amount |
(A) or (D) |
Price |
Common Stock |
12/31/2021 |
|
G |
1236 |
D |
$0 |
1121720 |
D |
|
Class A Common Stock |
|
|
|
|
|
|
248892 |
D |
|
Common Stock |
|
|
|
|
|
|
15227 |
I |
By Keogh Account |
Class A Common Stock |
|
|
|
|
|
|
10078 |
I |
By Keogh Account |
Common Stock |
12/31/2021 |
|
G |
1236 |
A |
$0 |
426084 |
I |
By Trusts (1) |
Class A Common Stock |
12/28/2021 |
|
G |
8900 |
D |
$0 |
200628 |
I |
Owned by Corporation (2) |
Class A Common Stock |
10/31/2022 |
|
G |
3888 |
D |
$0 |
196740 |
I |
Owned by Corporation (2) |
Common Stock |
|
|
|
|
|
|
392718 |
I |
Owned by Partnership (3) |
Common Stock |
|
|
|
|
|
|
4522 |
I |
As custodian for minor
children |
Class A Common Stock |
|
|
|
|
|
|
5204 |
I |
As custodian for minor
children |
Common Stock |
|
|
|
|
|
|
111958 |
I |
By 401(k) (4) |
Class A Common Stock |
|
|
|
|
|
|
106608 |
I |
By 401(k) (4) |
Class A Common Stock |
|
|
|
|
|
|
9366 |
I |
By 409A Plan (5) |
Common Stock |
|
|
|
|
|
|
4073 |
I |
By 409A Plan (5) |
Table II - Derivative Securities Acquired, Disposed of, or
Beneficially Owned (e.g., puts, calls, warrants, options,
convertible securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of Derivative Securities Beneficially
Owned at End of Issuer's Fiscal Year
(Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I)
(Instr. 4) |
11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option (Right to purchase Common
Stock) |
$29.6704 |
|
|
|
|
|
(6) |
6/8/2025 |
Common Stock |
97656.0 |
|
97656 |
D |
|
Option (Right to purchase Common
Stock) |
$24.9498 |
|
|
|
|
|
(6) |
12/14/2025 |
Common Stock |
97656.0 |
|
97656 |
D |
|
Option (Right to purchase Common
Stock) |
$44.9638 |
|
|
|
|
|
(6) |
3/17/2027 |
Common Stock |
195313.0 |
|
195313 |
D |
|
Option (Right to purchase Common
Stock) |
$70.656 |
|
|
|
|
|
(6) |
3/16/2028 |
Common Stock |
125000.0 |
|
125000 |
D |
|
Option (Right to purchase Common
Stock) |
$134.7 |
|
|
|
|
|
(6) |
9/24/2031 |
Common Stock |
125000.0 |
|
125000 |
D |
|
Explanation of
Responses: |
(1) |
Represents shares gifted by
the Reporting Person to trusts for the benefit of the Reporting
Person's immediate family members and whose Trustee is the
Reporting Person. |
(2) |
Represents shares owned by
Mendelson International Corporation whose stock is owned solely by
the Reporting Person and Victor Mendelson, the brother of the
Reporting Person. |
(3) |
Represents shares owned by
EAM Management Limited Partners, a partnership whose sole general
partner is a corporation controlled by the Reporting
Person. |
(4) |
Represents shares held for
the benefit of the Reporting Person by the HEICO Corporation
401(k), based on a plan statement dated October 31,
2022. |
(5) |
Represents shares held for
the Reporting Person by the HEICO Leadership Compensation Plan
(409A Plan). |
(6) |
These Options become
exercisable 20% per year over five years from the date of
Grant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
MENDELSON ERIC A
825 BRICKELL BAY DRIVE, SUITE 1644
MIAMI, FL 33131 |
X |
|
Co-President |
|
Signatures
|
/s/ Eric A. Mendelson |
|
11/28/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
HEICO (NYSE:HEI.A)
Historical Stock Chart
Von Dez 2022 bis Jan 2023
HEICO (NYSE:HEI.A)
Historical Stock Chart
Von Jan 2022 bis Jan 2023