Statement of Changes in Beneficial Ownership (4)
06 Juni 2022 - 11:32PM
Edgar (US Regulatory)
|
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * RANKIN ALFRED M ET
AL |
2. Issuer Name and Ticker or Trading
Symbol Hamilton Beach Brands Holding Co [ HBB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Member of a Group |
|
(Last)
(First)
(Middle)
4421 WATERFRONT DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
4/4/2022
|
|
(Street)
GLEN ALLEN, VA 23060
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Class A Common Stock |
6/3/2022 |
|
J(1) |
|
9600 |
A |
(2) |
19200 |
I |
Reporting Person serves as Trustee of Trusts for
the benefit of each of grantor's
grandchildren |
|
Class A Common Stock |
6/3/2022 |
|
J(1) |
|
34936 |
A |
(2) |
69872 |
I |
Reporting Person serves as Trustee of a Trust for
the benefit of Victoire G. Rankin (3) |
|
Class A Common Stock |
6/3/2022 |
|
J(1) |
|
12918 |
A |
(2) |
410387 |
I |
Reporting Person serves as Trustee of a Trust for
the benefit of Alfred M. Rankin, Jr. |
|
Class A Common Stock |
6/3/2022 |
|
J(1) |
|
11076 |
A |
(2) |
11076 |
I |
Reporting Person serves as Trustee of a Trust for
the benefit of Bruce T. Rankin (4) |
|
Class A Common Stock |
6/3/2022 |
|
J(5) |
|
2000 |
D |
(2) |
0 |
I |
Proportionate general partnership interest in
shares held by Rankin Associates I, L.P. |
|
Class A Common Stock |
6/3/2022 |
|
J(5) |
|
25 |
D |
(2) |
0 |
I |
Proportionate general partnership interest in
shares held by Rankin Associates IV, L.P. |
|
Class A Common Stock |
6/3/2022 |
|
J(5) |
|
9431 |
D |
(2) |
0 |
I |
Reporting Person serves as 2012 Trustee of GST
for the benefit of Helen R. Butler |
|
Class A Common Stock |
6/3/2022 |
|
J(5) |
|
9431 |
D |
(2) |
0 |
I |
Reporting Person serves as Trustee of 2012 GST
for the benefit of Clara R. Williams |
|
Class A Common Stock |
6/3/2022 |
|
J(1) |
|
15964 |
A |
(2) |
31928 |
I |
Reporting Person serves as Trustee of Trusts for
the benefit of the Estate of Alfred M. Rankin. (4) |
|
Class A Common Stock |
6/3/2022 |
|
J(5) |
|
1975 |
D |
(2) |
0 |
I |
Proportionate LP interest in shares of RA II, LP
held by Rankin Management Inc. as general
partner |
|
Class A Common Stock |
|
|
|
|
|
|
|
14160 |
I |
Held in an Individual Retirement Account for the
benefit of the Reporting Person. |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Class B Common Stock |
(2) |
4/4/2022 |
|
G |
V |
|
2661 |
(2) |
(2) |
Class A Common Stock |
2661 |
(2) |
15964 |
I |
Reporting Person serves as Trustee of Trusts for
the benefit of the Estate of Alfred M. Rankin. (4) |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (1) |
|
|
9600 |
(2) |
(2) |
Class A Common Stock |
9600 |
(2) |
0 |
I |
Reporting Person serves as Trustee of Trusts for
the benefit of each of grantor's
grandchildren |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (1) |
|
|
34936 |
(2) |
(2) |
Class A Common Stock |
34936 |
(2) |
0 |
I |
Reporting Person serves as Trustee of a Trust for
the benefit of Victoire G. Rankin (3) |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (1) |
|
|
12918 |
(2) |
(2) |
Class A Common Stock |
12918 |
(2) |
331935 |
I |
Reporting Person serves as Trustee of a Trust for
the benefit of the Alfred M. Rankin, Jr. |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (1) |
|
|
11076 |
(2) |
(2) |
Class A Common Stock |
11076 |
(2) |
0 |
I |
Reporting Person serves as Trustee of a Trust for
the benefit of Bruce T. Rankin (4) |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (5) |
|
2000 |
|
(2) |
(2) |
Class A Common Stock |
2000 |
(2) |
4000 |
I |
Proportionate general partnership interest shares
held by Rankin Associates I, L.P. |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (5) |
|
25 |
|
(2) |
(2) |
Class A Common Stock |
25 |
(2) |
50 |
I |
Proportionate general partnership interest in
shares held by Rankin Associates IV, L.P. |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (5) |
|
9431 |
|
(2) |
(2) |
Class A Common Stock |
9431 |
(2) |
18862 |
I |
Reporting Person serves as 2012 Trustee of GST
for the benefit of Helen R. Butler |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (5) |
|
9431 |
|
(2) |
(2) |
Class A Common Stock |
9431 |
(2) |
18862 |
I |
Reporting Person serves as 2012 Trustee of GST
for the benefit of Clara R. Williams |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (1) |
|
|
15964 |
(2) |
(2) |
Class A Common Stock |
15964 |
(2) |
0 |
I |
Reporting Person serves as Trustee of Trusts for
the benefit of the Estate of Alfred M. Rankin. (4) |
|
Class B Common Stock |
(2) |
6/3/2022 |
|
J (5) |
|
1975 |
|
(2) |
(2) |
Class A Common Stock |
1975 |
(2) |
3950 |
I |
Proportionate LP interest in shares of RA II, LP
held by Rankin Management Inc. as general
partner |
|
Class B Common Stock |
(2) |
|
|
|
|
|
|
(2) |
(2) |
Class A Common Stock |
14160 |
|
14160 |
I |
Held in an Individual Retirement Account for the
benefit of the Reporting Person. |
| Explanation of
Responses: |
| (1) |
Class B shares were
exchanged for Class A shares pursuant to the terms of the
Stockholders' Agreement dated September 29, 2017, as
amended. |
| (2) |
N/A |
| (3) |
Reporting Person serves as
the Trustee for the Trust. |
| (4) |
Reporting Person disclaims
beneficial ownership of all such shares. |
| (5) |
Class A shares were
exchanged for Class B shares pursuant to the terms of the
Stockholders' Agreement dated September 29, 2017, as
amended. |
Remarks:
Exhibit 24.1 - Power of Attorney |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
RANKIN ALFRED M ET AL
4421 WATERFRONT DRIVE
GLEN ALLEN, VA 23060 |
X |
|
|
Member of a Group |
Signatures
|
|
/s/ Lawrence K. Workman, Jr.,
attorney-in-fact |
|
6/6/2022 |
| **Signature of Reporting
Person |
Date |
|
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Hamilton Beach Brands (NYSE:HBB)
Historical Stock Chart
Von Feb 2023 bis Mär 2023
Hamilton Beach Brands (NYSE:HBB)
Historical Stock Chart
Von Mär 2022 bis Mär 2023
